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SWISHER INTERNATIONAL 401(K) PLAN 401k Plan overview

Plan NameSWISHER INTERNATIONAL 401(K) PLAN
Plan identification number 001

SWISHER INTERNATIONAL 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SWISHER INTERNATIONAL INC. has sponsored the creation of one or more 401k plans.

Company Name:SWISHER INTERNATIONAL INC.
Employer identification number (EIN):561541396
NAIC Classification:561710
NAIC Description:Exterminating and Pest Control Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SWISHER INTERNATIONAL 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01SUZANNE HANSON
0012016-01-01SUZANNE HANSON SUZANNE HANSON2017-10-11
0012015-01-01
0012014-01-01WILLIAM T. NANOVSKY WILLIAM T. NANOVSKY2015-10-15
0012013-01-01GREGORY MORRIS GREGORY MORRIS2014-10-14
0012012-01-01GREGORY MORRIS GREGORY MORRIS2013-10-15
0012011-01-01KIM DZIUK
0012010-01-01KIM DZIUK
0012009-01-01KIMBERLY DZIUK

Plan Statistics for SWISHER INTERNATIONAL 401(K) PLAN

401k plan membership statisitcs for SWISHER INTERNATIONAL 401(K) PLAN

Measure Date Value
2017: SWISHER INTERNATIONAL 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01889
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SWISHER INTERNATIONAL 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,130
Total number of active participants reported on line 7a of the Form 55002016-01-01520
Number of retired or separated participants receiving benefits2016-01-013
Number of other retired or separated participants entitled to future benefits2016-01-01366
Total of all active and inactive participants2016-01-01889
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01889
Number of participants with account balances2016-01-01532
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SWISHER INTERNATIONAL 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,423
Total number of active participants reported on line 7a of the Form 55002015-01-01917
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01213
Total of all active and inactive participants2015-01-011,130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,130
Number of participants with account balances2015-01-01528
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0142
2014: SWISHER INTERNATIONAL 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,637
Total number of active participants reported on line 7a of the Form 55002014-01-011,072
Number of retired or separated participants receiving benefits2014-01-017
Number of other retired or separated participants entitled to future benefits2014-01-01344
Total of all active and inactive participants2014-01-011,423
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,423
Number of participants with account balances2014-01-01774
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0155
2013: SWISHER INTERNATIONAL 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,683
Total number of active participants reported on line 7a of the Form 55002013-01-011,312
Number of retired or separated participants receiving benefits2013-01-014
Number of other retired or separated participants entitled to future benefits2013-01-01304
Total of all active and inactive participants2013-01-011,620
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-011,620
Number of participants with account balances2013-01-01781
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0133
2012: SWISHER INTERNATIONAL 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,584
Total number of active participants reported on line 7a of the Form 55002012-01-011,415
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01225
Total of all active and inactive participants2012-01-011,640
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,640
Number of participants with account balances2012-01-01770
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0152
2011: SWISHER INTERNATIONAL 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01770
Total number of active participants reported on line 7a of the Form 55002011-01-011,328
Number of other retired or separated participants entitled to future benefits2011-01-01170
Total of all active and inactive participants2011-01-011,498
Total participants2011-01-011,498
Number of participants with account balances2011-01-01551
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0124
2010: SWISHER INTERNATIONAL 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01712
Total number of active participants reported on line 7a of the Form 55002010-01-01574
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01159
Total of all active and inactive participants2010-01-01733
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01733
Number of participants with account balances2010-01-01285
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0116
2009: SWISHER INTERNATIONAL 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01623
Total number of active participants reported on line 7a of the Form 55002009-01-01533
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01159
Total of all active and inactive participants2009-01-01692
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01692
Number of participants with account balances2009-01-01291
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0138

Financial Data on SWISHER INTERNATIONAL 401(K) PLAN

Measure Date Value
2017 : SWISHER INTERNATIONAL 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-01-03$0
Total transfer of assets from this plan2017-01-03$10,010,951
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-01-03$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-01-03$20,589
Total income from all sources (including contributions)2017-01-03$0
Total loss/gain on sale of assets2017-01-03$0
Total of all expenses incurred2017-01-03$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-01-03$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-01-03$0
Value of total assets at end of year2017-01-03$0
Value of total assets at beginning of year2017-01-03$10,031,540
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-01-03$0
Total interest from all sources2017-01-03$0
Total dividends received (eg from common stock, registered investment company shares)2017-01-03$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-01-03No
Was this plan covered by a fidelity bond2017-01-03Yes
Value of fidelity bond cover2017-01-03$35,000,000
If this is an individual account plan, was there a blackout period2017-01-03Yes
Were there any nonexempt tranactions with any party-in-interest2017-01-03No
Participant contributions at beginning of year2017-01-03$311,137
Participant contributions at beginning of year2017-01-03$23,510
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-01-03$20,589
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-01-03No
Value of net income/loss2017-01-03$0
Value of net assets at end of year (total assets less liabilities)2017-01-03$0
Value of net assets at beginning of year (total assets less liabilities)2017-01-03$10,010,951
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-01-03No
Were any loans by the plan or fixed income obligations due to the plan in default2017-01-03No
Were any leases to which the plan was party in default or uncollectible2017-01-03No
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-01-03$9,696,893
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-01-03$9,696,893
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-01-03No
Was there a failure to transmit to the plan any participant contributions2017-01-03No
Has the plan failed to provide any benefit when due under the plan2017-01-03No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-01-03Yes
Did the plan have assets held for investment2017-01-03No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-01-03No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-01-03Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-01-03Yes
Opinion of an independent qualified public accountant for this plan2017-01-03Disclaimer
Accountancy firm name2017-01-03OLSEN THIELEN & CO. LTD
Accountancy firm EIN2017-01-03411360831
2016 : SWISHER INTERNATIONAL 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$0
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total transfer of assets from this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$20,589
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$16,895
Expenses. Interest paid2016-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,823,839
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$3,669,270
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,512,496
Expenses. Certain deemed distributions of participant loans2016-12-31$131,078
Value of total corrective distributions2016-12-31$16,895
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$858,891
Value of total assets at end of year2016-12-31$10,031,540
Value of total assets at beginning of year2016-12-31$11,873,277
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$8,801
Total interest from all sources2016-12-31$18,324
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$416,975
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$416,975
Assets. Real estate other than employer real property at end of year2016-12-31$0
Assets. Real estate other than employer real property at beginning of year2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$35,000,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$858,891
Participant contributions at end of year2016-12-31$311,137
Participant contributions at beginning of year2016-12-31$526,335
Participant contributions at end of year2016-12-31$23,510
Assets. Other investments not covered elsewhere at end of year2016-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Assets. Loans (other than to participants) at end of year2016-12-31$0
Assets. Loans (other than to participants) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$20,589
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$16,895
Other income not declared elsewhere2016-12-31$33,342
Administrative expenses (other) incurred2016-12-31$8,801
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$525
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$0
Value of net income/loss2016-12-31$-1,845,431
Value of net assets at end of year (total assets less liabilities)2016-12-31$10,010,951
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$11,856,382
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$0
Assets. partnership/joint venture interests at beginning of year2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$10,792,973
Interest on participant loans2016-12-31$18,324
Interest earned on other investments2016-12-31$0
Income. Interest from US Government securities2016-12-31$0
Income. Interest from corporate debt instruments2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$0
Value of interest in common/collective trusts at beginning of year2016-12-31$466,692
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$9,696,893
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$86,752
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$86,752
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$0
Asset value of US Government securities at end of year2016-12-31$0
Asset value of US Government securities at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$489,747
Net investment gain/loss from pooled separate accounts2016-12-31$0
Net investment gain or loss from common/collective trusts2016-12-31$6,560
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$0
Assets. Invements in employer securities at beginning of year2016-12-31$0
Income. Dividends from preferred stock2016-12-31$0
Income. Dividends from common stock2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,512,496
Asset. Corporate debt instrument preferred debt at end of year2016-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$0
Aggregate carrying amount (costs) on sale of assets2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31OLSEN THIELEN & CO. LTD
Accountancy firm EIN2016-12-31411360831
2015 : SWISHER INTERNATIONAL 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$16,895
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$69,158
Total income from all sources (including contributions)2015-12-31$930,190
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,858,827
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,696,082
Expenses. Certain deemed distributions of participant loans2015-12-31$91,546
Value of total corrective distributions2015-12-31$61,737
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,202,157
Value of total assets at end of year2015-12-31$11,873,278
Value of total assets at beginning of year2015-12-31$13,854,178
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$9,462
Total interest from all sources2015-12-31$28,966
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$542,845
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$542,845
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$35,000,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,183,472
Participant contributions at end of year2015-12-31$526,335
Participant contributions at beginning of year2015-12-31$561,007
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$18,685
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$16,895
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$69,158
Administrative expenses (other) incurred2015-12-31$9,462
Total non interest bearing cash at end of year2015-12-31$525
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,928,637
Value of net assets at end of year (total assets less liabilities)2015-12-31$11,856,383
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$13,785,020
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$10,792,973
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$0
Value of interest in pooled separate accounts at end of year2015-12-31$0
Value of interest in pooled separate accounts at beginning of year2015-12-31$12,951,279
Interest on participant loans2015-12-31$28,966
Value of interest in common/collective trusts at end of year2015-12-31$466,693
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$86,752
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$7,589
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$7,589
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-848,573
Net investment gain or loss from common/collective trusts2015-12-31$4,795
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$334,303
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,696,082
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31OLSEN THIELEN & CO. LTD
Accountancy firm EIN2015-12-31411360831
2014 : SWISHER INTERNATIONAL 401(K) PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$69,158
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$25,259
Total income from all sources (including contributions)2014-12-31$3,383,465
Total of all expenses incurred2014-12-31$1,338,168
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,326,459
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,791,950
Value of total assets at end of year2014-12-31$13,854,178
Value of total assets at beginning of year2014-12-31$11,764,982
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$11,709
Total interest from all sources2014-12-31$20,276
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$11,709
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,636,955
Participant contributions at end of year2014-12-31$561,007
Participant contributions at beginning of year2014-12-31$383,429
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$71,636
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$823,592
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$69,158
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$25,259
Other income not declared elsewhere2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,045,297
Value of net assets at end of year (total assets less liabilities)2014-12-31$13,785,020
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$11,739,723
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$12,951,279
Value of interest in pooled separate accounts at beginning of year2014-12-31$10,855,113
Interest on participant loans2014-12-31$20,276
Value of interest in master investment trust accounts at beginning of year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$7,589
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$27,126
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$27,126
Net investment gain/loss from pooled separate accounts2014-12-31$571,239
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$331,403
Employer contributions (assets) at end of year2014-12-31$334,303
Employer contributions (assets) at beginning of year2014-12-31$427,678
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,326,459
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31SCHARF PERA & CO, PLLC
Accountancy firm EIN2014-12-31562171449
2013 : SWISHER INTERNATIONAL 401(K) PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$25,259
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$20,619
Total income from all sources (including contributions)2013-12-31$4,161,329
Total of all expenses incurred2013-12-31$1,817,398
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,806,541
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,294,439
Value of total assets at end of year2013-12-31$11,764,982
Value of total assets at beginning of year2013-12-31$9,416,411
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$10,857
Total interest from all sources2013-12-31$8,440
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$10,857
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,725,916
Participant contributions at end of year2013-12-31$383,429
Participant contributions at beginning of year2013-12-31$279,259
Participant contributions at end of year2013-12-31$71,636
Participant contributions at beginning of year2013-12-31$90,132
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$94,776
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$25,259
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$20,619
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,343,931
Value of net assets at end of year (total assets less liabilities)2013-12-31$11,739,723
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$9,395,792
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$10,855,113
Value of interest in pooled separate accounts at beginning of year2013-12-31$7,883,504
Interest on participant loans2013-12-31$8,440
Value of interest in master investment trust accounts at end of year2013-12-31$0
Value of interest in master investment trust accounts at beginning of year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$27,126
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,153,152
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$473,747
Employer contributions (assets) at end of year2013-12-31$427,678
Employer contributions (assets) at beginning of year2013-12-31$10,364
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,806,541
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SCHARF PERA & CO, PLLC
Accountancy firm EIN2013-12-31562171449
2012 : SWISHER INTERNATIONAL 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$251,393
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$20,619
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$16,028
Total income from all sources (including contributions)2012-12-31$4,892,025
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,205,848
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,187,418
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$4,057,621
Value of total assets at end of year2012-12-31$9,416,411
Value of total assets at beginning of year2012-12-31$6,474,250
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$18,430
Total interest from all sources2012-12-31$48,250
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,757,555
Participant contributions at end of year2012-12-31$279,259
Participant contributions at beginning of year2012-12-31$66,634
Participant contributions at end of year2012-12-31$90,132
Participant contributions at beginning of year2012-12-31$166,793
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,804,744
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$20,619
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$16,028
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,686,177
Value of net assets at end of year (total assets less liabilities)2012-12-31$9,395,792
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$6,458,222
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$7,883,504
Value of interest in pooled separate accounts at beginning of year2012-12-31$5,119,762
Interest on participant loans2012-12-31$12,753
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$35,497
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,153,152
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,071,219
Net investment gain/loss from pooled separate accounts2012-12-31$786,154
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$495,322
Employer contributions (assets) at end of year2012-12-31$10,364
Employer contributions (assets) at beginning of year2012-12-31$49,842
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,187,418
Contract administrator fees2012-12-31$18,430
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SCHARF PERA & CO, PLLC
Accountancy firm EIN2012-12-31562171449
2011 : SWISHER INTERNATIONAL 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$16,028
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$4,604,235
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$192,489
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$175,816
Expenses. Certain deemed distributions of participant loans2011-12-31$4,588
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$4,653,130
Value of total assets at end of year2011-12-31$6,474,250
Value of total assets at beginning of year2011-12-31$2,046,476
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$12,085
Total interest from all sources2011-12-31$15,565
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$150,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$874,997
Participant contributions at end of year2011-12-31$166,793
Participant contributions at beginning of year2011-12-31$27,063
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$3,567,208
Assets. Loans (other than to participants) at end of year2011-12-31$66,634
Assets. Loans (other than to participants) at beginning of year2011-12-31$47,624
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$16,028
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$4,411,746
Value of net assets at end of year (total assets less liabilities)2011-12-31$6,458,222
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,046,476
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$5,119,762
Value of interest in pooled separate accounts at beginning of year2011-12-31$1,782,582
Interest on participant loans2011-12-31$2,058
Interest earned on other investments2011-12-31$13,507
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,071,219
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$189,207
Net investment gain/loss from pooled separate accounts2011-12-31$-64,460
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$210,925
Employer contributions (assets) at end of year2011-12-31$49,842
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$175,816
Contract administrator fees2011-12-31$12,085
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SCHARF PERA & CO., PLLC
Accountancy firm EIN2011-12-31562171449
2010 : SWISHER INTERNATIONAL 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$10
Total income from all sources (including contributions)2010-12-31$512,200
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$129,761
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$117,226
Expenses. Certain deemed distributions of participant loans2010-12-31$405
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$305,699
Value of total assets at end of year2010-12-31$2,046,476
Value of total assets at beginning of year2010-12-31$1,664,047
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$12,130
Total interest from all sources2010-12-31$7,764
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$150,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$305,699
Participant contributions at end of year2010-12-31$27,063
Participant contributions at beginning of year2010-12-31$26,736
Assets. Loans (other than to participants) at end of year2010-12-31$47,624
Assets. Loans (other than to participants) at beginning of year2010-12-31$26,364
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$10
Other income not declared elsewhere2010-12-31$269
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$382,439
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,046,476
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,664,037
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$1,782,582
Value of interest in pooled separate accounts at beginning of year2010-12-31$1,417,279
Interest on participant loans2010-12-31$2,077
Interest earned on other investments2010-12-31$5,687
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$189,207
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$193,668
Net investment gain/loss from pooled separate accounts2010-12-31$198,468
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$117,226
Contract administrator fees2010-12-31$12,130
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31SCHARF PERA & CO., PLLC
Accountancy firm EIN2010-12-31562171449

Form 5500 Responses for SWISHER INTERNATIONAL 401(K) PLAN

2017: SWISHER INTERNATIONAL 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SWISHER INTERNATIONAL 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SWISHER INTERNATIONAL 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SWISHER INTERNATIONAL 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SWISHER INTERNATIONAL 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SWISHER INTERNATIONAL 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SWISHER INTERNATIONAL 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SWISHER INTERNATIONAL 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SWISHER INTERNATIONAL 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number108778
Policy instance 1
Insurance contract or identification number108778
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-03-13
Total amount of commissions paid to insurance brokerUSD $10,600
Total amount of fees paid to insurance companyUSD $7,326
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,600
Insurance broker organization code?3
Amount paid for insurance broker fees7326
Additional information about fees paid to insurance brokerTPA FEES AND COMPENSATION
Insurance broker nameNATIONAL RETIREMENT SERVICES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number108778
Policy instance 1
Insurance contract or identification number108778
Number of Individuals Covered791
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $38,961
Total amount of fees paid to insurance companyUSD $29,630
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $39,026
Insurance broker organization code?3
Amount paid for insurance broker fees29630
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameNATIONAL RETIREMENT SERVICES INC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number108778
Policy instance 1
Insurance contract or identification number108778
Number of Individuals Covered830
Insurance policy start date2013-01-04
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $53,488
Total amount of fees paid to insurance companyUSD $42,172
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,888
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker nameNATIONAL RETIREMENT SERVICES INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH2828
Policy instance 1
Insurance contract or identification numberGH2828
Number of Individuals Covered866
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $40,164
Total amount of fees paid to insurance companyUSD $3,544
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $40,164
Insurance broker organization code?3
Amount paid for insurance broker fees3544
Insurance broker namePSI INS SERVICES, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH2828
Policy instance 1
Insurance contract or identification numberGH2828
Number of Individuals Covered591
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $12,512
Total amount of fees paid to insurance companyUSD $1,108
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH2828
Policy instance 1
Insurance contract or identification numberGH2828
Number of Individuals Covered319
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $8,466
Total amount of fees paid to insurance companyUSD $625
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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