?>
Logo

ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 401k Plan overview

Plan NameROECHLING INDUSTRIAL GASTONIA 401(K) PLAN
Plan identification number 001

ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ROECHLING INDUSTRIAL GASTONIA has sponsored the creation of one or more 401k plans.

Company Name:ROECHLING INDUSTRIAL GASTONIA
Employer identification number (EIN):561572226
NAIC Classification:326100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01ALLISON BARRETT
0012016-01-01CLETE O'DELL
0012015-01-01CLETUS O'DELL
0012014-01-01CLETUS O'DELL
0012013-01-01CLETUS O'DELL
0012012-01-01CLETUS O'DELL
0012011-01-01CLETUS O'DELL
0012009-01-01CLETUS O'DELL CLETUS O'DELL2010-07-27

Plan Statistics for ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN

401k plan membership statisitcs for ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN

Measure Date Value
2022: ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01259
Total number of active participants reported on line 7a of the Form 55002022-01-01219
Number of retired or separated participants receiving benefits2022-01-015
Number of other retired or separated participants entitled to future benefits2022-01-0151
Total of all active and inactive participants2022-01-01275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01275
Number of participants with account balances2022-01-01264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0126
2021: ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01245
Total number of active participants reported on line 7a of the Form 55002021-01-01187
Number of retired or separated participants receiving benefits2021-01-011
Number of other retired or separated participants entitled to future benefits2021-01-0157
Total of all active and inactive participants2021-01-01245
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01245
Number of participants with account balances2021-01-01233
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0126
2020: ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01241
Total number of active participants reported on line 7a of the Form 55002020-01-01191
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0148
Total of all active and inactive participants2020-01-01239
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01239
Number of participants with account balances2020-01-01230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0116
2019: ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01237
Total number of active participants reported on line 7a of the Form 55002019-01-01191
Number of retired or separated participants receiving benefits2019-01-012
Number of other retired or separated participants entitled to future benefits2019-01-0140
Total of all active and inactive participants2019-01-01233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01233
Number of participants with account balances2019-01-01221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0122
2018: ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01247
Total number of active participants reported on line 7a of the Form 55002018-01-01191
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-0132
Total of all active and inactive participants2018-01-01224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01224
Number of participants with account balances2018-01-01202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0120
2017: ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01238
Total number of active participants reported on line 7a of the Form 55002017-01-01208
Number of retired or separated participants receiving benefits2017-01-017
Number of other retired or separated participants entitled to future benefits2017-01-0132
Total of all active and inactive participants2017-01-01247
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01247
Number of participants with account balances2017-01-01234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0125
2016: ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01218
Total number of active participants reported on line 7a of the Form 55002016-01-01203
Number of retired or separated participants receiving benefits2016-01-019
Number of other retired or separated participants entitled to future benefits2016-01-0115
Total of all active and inactive participants2016-01-01227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01227
Number of participants with account balances2016-01-01208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0116
2015: ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01212
Total number of active participants reported on line 7a of the Form 55002015-01-01192
Number of retired or separated participants receiving benefits2015-01-013
Number of other retired or separated participants entitled to future benefits2015-01-0113
Total of all active and inactive participants2015-01-01208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01208
Number of participants with account balances2015-01-01192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-017
2014: ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01204
Total number of active participants reported on line 7a of the Form 55002014-01-01190
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0112
Total of all active and inactive participants2014-01-01203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01203
Number of participants with account balances2014-01-01160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-016
2013: ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01203
Total number of active participants reported on line 7a of the Form 55002013-01-01184
Number of retired or separated participants receiving benefits2013-01-013
Number of other retired or separated participants entitled to future benefits2013-01-0112
Total of all active and inactive participants2013-01-01199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01199
Number of participants with account balances2013-01-01148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-016
2012: ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01176
Total number of active participants reported on line 7a of the Form 55002012-01-01174
Number of retired or separated participants receiving benefits2012-01-013
Number of other retired or separated participants entitled to future benefits2012-01-0115
Total of all active and inactive participants2012-01-01192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01192
Number of participants with account balances2012-01-01135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-013
2011: ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01167
Total number of active participants reported on line 7a of the Form 55002011-01-01168
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0120
Total of all active and inactive participants2011-01-01188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01188
Number of participants with account balances2011-01-01114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-012
2009: ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01164
Total number of active participants reported on line 7a of the Form 55002009-01-01139
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-0118
Total of all active and inactive participants2009-01-01158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01158
Number of participants with account balances2009-01-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-016

Financial Data on ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN

Measure Date Value
2022 : ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-1,399,809
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$398,872
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$312,336
Expenses. Certain deemed distributions of participant loans2022-12-31$14,948
Value of total corrective distributions2022-12-31$3,197
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,570,703
Value of total assets at end of year2022-12-31$17,154,202
Value of total assets at beginning of year2022-12-31$18,952,883
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$68,391
Total interest from all sources2022-12-31$42,724
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$53,100
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$53,100
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$3,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,151,215
Participant contributions at end of year2022-12-31$523,744
Participant contributions at beginning of year2022-12-31$530,581
Participant contributions at end of year2022-12-31$20,619
Participant contributions at beginning of year2022-12-31$15,802
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$36,981
Other income not declared elsewhere2022-12-31$93
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,798,681
Value of net assets at end of year (total assets less liabilities)2022-12-31$17,154,202
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$18,952,883
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$4,150,373
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$4,932,992
Value of interest in pooled separate accounts at end of year2022-12-31$1,476,406
Value of interest in pooled separate accounts at beginning of year2022-12-31$1,660,866
Interest on participant loans2022-12-31$25,773
Interest earned on other investments2022-12-31$16,951
Value of interest in common/collective trusts at end of year2022-12-31$9,863,617
Value of interest in common/collective trusts at beginning of year2022-12-31$10,869,471
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$1,112,637
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$937,828
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-910,835
Net investment gain/loss from pooled separate accounts2022-12-31$-299,211
Net investment gain or loss from common/collective trusts2022-12-31$-1,856,383
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$382,507
Employer contributions (assets) at end of year2022-12-31$6,806
Employer contributions (assets) at beginning of year2022-12-31$5,343
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$312,336
Contract administrator fees2022-12-31$68,391
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BGW CPA PLLC
Accountancy firm EIN2022-12-31461302809
2021 : ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$3,734,976
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$895,314
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$808,932
Value of total corrective distributions2021-12-31$2,503
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,406,418
Value of total assets at end of year2021-12-31$18,952,883
Value of total assets at beginning of year2021-12-31$16,113,221
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$83,879
Total interest from all sources2021-12-31$40,408
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$49,715
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$49,715
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$3,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,023,872
Participant contributions at end of year2021-12-31$530,581
Participant contributions at beginning of year2021-12-31$462,467
Participant contributions at end of year2021-12-31$15,802
Participant contributions at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$45,667
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,839,662
Value of net assets at end of year (total assets less liabilities)2021-12-31$18,952,883
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$16,113,221
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$4,932,992
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$3,817,044
Value of interest in pooled separate accounts at end of year2021-12-31$1,660,866
Value of interest in pooled separate accounts at beginning of year2021-12-31$1,117,666
Interest on participant loans2021-12-31$23,718
Interest earned on other investments2021-12-31$16,690
Value of interest in common/collective trusts at end of year2021-12-31$10,869,471
Value of interest in common/collective trusts at beginning of year2021-12-31$9,016,468
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$937,828
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,699,576
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$631,624
Net investment gain/loss from pooled separate accounts2021-12-31$237,563
Net investment gain or loss from common/collective trusts2021-12-31$1,369,248
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$336,879
Employer contributions (assets) at end of year2021-12-31$5,343
Employer contributions (assets) at beginning of year2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$808,932
Contract administrator fees2021-12-31$83,879
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BGW CPA PLLC
Accountancy firm EIN2021-12-31461302809
2020 : ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets from this plan2020-12-31$4,012
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$3,847,712
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$918,897
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$850,798
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,857,744
Value of total assets at end of year2020-12-31$16,113,221
Value of total assets at beginning of year2020-12-31$13,188,418
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$68,099
Total interest from all sources2020-12-31$55,808
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$36,872
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$36,872
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$3,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$951,060
Participant contributions at end of year2020-12-31$462,467
Participant contributions at beginning of year2020-12-31$489,594
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$593,451
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,928,815
Value of net assets at end of year (total assets less liabilities)2020-12-31$16,113,221
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$13,188,418
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$3,817,044
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$3,399,921
Value of interest in pooled separate accounts at end of year2020-12-31$1,117,666
Value of interest in pooled separate accounts at beginning of year2020-12-31$903,665
Interest on participant loans2020-12-31$31,008
Interest earned on other investments2020-12-31$24,800
Value of interest in common/collective trusts at end of year2020-12-31$9,016,468
Value of interest in common/collective trusts at beginning of year2020-12-31$6,782,993
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,699,576
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$1,612,245
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$550,441
Net investment gain/loss from pooled separate accounts2020-12-31$136,991
Net investment gain or loss from common/collective trusts2020-12-31$1,209,856
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$313,233
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$850,798
Contract administrator fees2020-12-31$68,099
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BGW CPA PLLC
Accountancy firm EIN2020-12-31461302809
2019 : ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$3,431,656
Total income from all sources (including contributions)2019-12-31$3,431,656
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,529,608
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,459,086
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,459,086
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,270,789
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,270,789
Value of total assets at end of year2019-12-31$13,188,418
Value of total assets at end of year2019-12-31$13,188,418
Value of total assets at beginning of year2019-12-31$11,286,370
Value of total assets at beginning of year2019-12-31$11,286,370
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$70,522
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$70,522
Total interest from all sources2019-12-31$46,102
Total interest from all sources2019-12-31$46,102
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$44,194
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$44,194
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$44,194
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$44,194
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$3,000,000
Value of fidelity bond cover2019-12-31$3,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$950,638
Contributions received from participants2019-12-31$950,638
Participant contributions at end of year2019-12-31$489,594
Participant contributions at end of year2019-12-31$489,594
Participant contributions at beginning of year2019-12-31$430,057
Participant contributions at beginning of year2019-12-31$430,057
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,902,048
Value of net income/loss2019-12-31$1,902,048
Value of net assets at end of year (total assets less liabilities)2019-12-31$13,188,418
Value of net assets at end of year (total assets less liabilities)2019-12-31$13,188,418
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$11,286,370
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$11,286,370
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$3,399,921
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$3,399,921
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$3,049,519
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$3,049,519
Value of interest in pooled separate accounts at end of year2019-12-31$903,665
Value of interest in pooled separate accounts at end of year2019-12-31$903,665
Value of interest in pooled separate accounts at beginning of year2019-12-31$854,387
Value of interest in pooled separate accounts at beginning of year2019-12-31$854,387
Interest on participant loans2019-12-31$26,767
Interest on participant loans2019-12-31$26,767
Interest earned on other investments2019-12-31$19,335
Interest earned on other investments2019-12-31$19,335
Value of interest in common/collective trusts at end of year2019-12-31$6,782,993
Value of interest in common/collective trusts at end of year2019-12-31$6,782,993
Value of interest in common/collective trusts at beginning of year2019-12-31$5,715,301
Value of interest in common/collective trusts at beginning of year2019-12-31$5,715,301
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,612,245
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,612,245
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,237,106
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,237,106
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$679,828
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$679,828
Net investment gain/loss from pooled separate accounts2019-12-31$182,773
Net investment gain/loss from pooled separate accounts2019-12-31$182,773
Net investment gain or loss from common/collective trusts2019-12-31$1,207,970
Net investment gain or loss from common/collective trusts2019-12-31$1,207,970
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$320,151
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,459,086
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,459,086
Contract administrator fees2019-12-31$70,522
Contract administrator fees2019-12-31$70,522
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BGW CPA PLLC
Accountancy firm name2019-12-31BGW CPA PLLC
Accountancy firm EIN2019-12-31461302809
Accountancy firm EIN2019-12-31461302809
2018 : ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets from this plan2018-12-31$3,028,058
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$543,095
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$445,782
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$363,062
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,164,512
Value of total assets at end of year2018-12-31$11,286,370
Value of total assets at beginning of year2018-12-31$14,217,115
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$82,720
Total interest from all sources2018-12-31$40,527
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$53,362
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$53,362
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$3,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$867,866
Participant contributions at end of year2018-12-31$430,057
Participant contributions at beginning of year2018-12-31$428,667
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$14,088
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$97,313
Value of net assets at end of year (total assets less liabilities)2018-12-31$11,286,370
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$14,217,115
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$3,049,519
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$3,678,811
Value of interest in pooled separate accounts at end of year2018-12-31$854,387
Value of interest in pooled separate accounts at beginning of year2018-12-31$1,092,145
Interest on participant loans2018-12-31$20,880
Interest earned on other investments2018-12-31$19,647
Value of interest in common/collective trusts at end of year2018-12-31$5,715,301
Value of interest in common/collective trusts at beginning of year2018-12-31$7,652,999
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$1,237,106
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$1,345,532
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-278,551
Net investment gain/loss from pooled separate accounts2018-12-31$-23,201
Net investment gain or loss from common/collective trusts2018-12-31$-413,554
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$296,646
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$4,873
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$363,062
Contract administrator fees2018-12-31$82,720
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BGW CPA PLLC
Accountancy firm EIN2018-12-31461302809
2017 : ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,038,264
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$399,925
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$325,768
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,268,844
Value of total assets at end of year2017-12-31$14,217,115
Value of total assets at beginning of year2017-12-31$11,578,776
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$74,157
Total interest from all sources2017-12-31$41,123
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$50,580
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$50,580
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$940,052
Participant contributions at end of year2017-12-31$428,667
Participant contributions at beginning of year2017-12-31$399,973
Participant contributions at end of year2017-12-31$14,088
Participant contributions at beginning of year2017-12-31$29,635
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$14,286
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,638,339
Value of net assets at end of year (total assets less liabilities)2017-12-31$14,217,115
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$11,578,776
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$3,678,811
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$3,840,586
Value of interest in pooled separate accounts at end of year2017-12-31$1,092,145
Value of interest in pooled separate accounts at beginning of year2017-12-31$0
Interest on participant loans2017-12-31$17,122
Interest earned on other investments2017-12-31$24,001
Value of interest in common/collective trusts at end of year2017-12-31$7,652,999
Value of interest in common/collective trusts at beginning of year2017-12-31$5,632,850
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,345,532
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$1,665,674
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$557,716
Net investment gain/loss from pooled separate accounts2017-12-31$105,423
Net investment gain or loss from common/collective trusts2017-12-31$1,014,578
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$314,506
Employer contributions (assets) at end of year2017-12-31$4,873
Employer contributions (assets) at beginning of year2017-12-31$10,058
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$325,768
Contract administrator fees2017-12-31$74,157
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31DAVIS,GOLDSTEIN & ASSOC.,CPA'S,PLLC
Accountancy firm EIN2017-12-31262669494
2016 : ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,038,181
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$754,375
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$732,056
Value of total corrective distributions2016-12-31$16,755
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,236,499
Value of total assets at end of year2016-12-31$11,578,776
Value of total assets at beginning of year2016-12-31$10,294,970
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$5,564
Total income from rents2016-12-31$0
Total interest from all sources2016-12-31$34,407
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$44,124
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$44,124
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$894,339
Participant contributions at end of year2016-12-31$399,973
Participant contributions at beginning of year2016-12-31$238,351
Participant contributions at end of year2016-12-31$29,635
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$27,479
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$11,646
Other income not declared elsewhere2016-12-31$12,489
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,283,806
Value of net assets at end of year (total assets less liabilities)2016-12-31$11,578,776
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$10,294,970
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$3,840,586
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$3,641,013
Interest on participant loans2016-12-31$13,332
Interest earned on other investments2016-12-31$21,075
Value of interest in common/collective trusts at end of year2016-12-31$5,632,850
Value of interest in common/collective trusts at beginning of year2016-12-31$5,267,277
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,665,674
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,148,329
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$312,361
Net investment gain or loss from common/collective trusts2016-12-31$398,301
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$314,681
Employer contributions (assets) at end of year2016-12-31$10,058
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$720,410
Contract administrator fees2016-12-31$5,564
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31DAVIS,GOLDSTEIN & ASSOC.,CPA'S,PLLC
Accountancy firm EIN2016-12-31262669494
2015 : ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,035,743
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$395,704
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$332,749
Value of total corrective distributions2015-12-31$59,399
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,153,648
Value of total assets at end of year2015-12-31$10,294,970
Value of total assets at beginning of year2015-12-31$9,654,931
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,556
Total interest from all sources2015-12-31$8,677
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$882,416
Participant contributions at end of year2015-12-31$238,351
Participant contributions at beginning of year2015-12-31$202,442
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$9,820
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$640,039
Value of net assets at end of year (total assets less liabilities)2015-12-31$10,294,970
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$9,654,931
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$3,556
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$3,641,013
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$2,594,350
Interest on participant loans2015-12-31$8,677
Value of interest in common/collective trusts at end of year2015-12-31$5,267,277
Value of interest in common/collective trusts at beginning of year2015-12-31$5,802,977
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,148,329
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,041,868
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-126,582
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$271,232
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$3,474
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$332,749
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31DAVIS,GOLDSTEIN & ASSOC.,CPA'S,PLLC
Accountancy firm EIN2015-12-31262669494
2014 : ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Expenses. Interest paid2014-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,350,439
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$424,767
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$389,564
Expenses. Certain deemed distributions of participant loans2014-12-31$1,900
Value of total corrective distributions2014-12-31$30,181
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$821,838
Value of total assets at end of year2014-12-31$9,654,932
Value of total assets at beginning of year2014-12-31$8,729,260
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$3,122
Total interest from all sources2014-12-31$8,300
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$1
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$603,725
Participant contributions at end of year2014-12-31$202,442
Participant contributions at beginning of year2014-12-31$136,718
Participant contributions at end of year2014-12-31$9,820
Participant contributions at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$0
Administrative expenses (other) incurred2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$9,207
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$925,672
Value of net assets at end of year (total assets less liabilities)2014-12-31$9,654,932
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$8,729,260
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,594,351
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$2,065,481
Interest on participant loans2014-12-31$8,300
Value of interest in common/collective trusts at end of year2014-12-31$5,802,976
Value of interest in common/collective trusts at beginning of year2014-12-31$5,964,185
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,032,662
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$562,876
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$520,301
Net investment gain/loss from pooled separate accounts2014-12-31$0
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$218,113
Employer contributions (assets) at end of year2014-12-31$3,474
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$389,564
Contract administrator fees2014-12-31$3,122
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31DAVIS,GOLDSTEIN & ASSOC.,CPA'S,PLLC
Accountancy firm EIN2014-12-31262669494
2013 : ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,870,492
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$355,975
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$354,079
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$806,683
Value of total assets at end of year2013-12-31$8,729,260
Value of total assets at beginning of year2013-12-31$7,214,743
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,896
Total interest from all sources2013-12-31$5,209
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$1,896
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$578,847
Participant contributions at end of year2013-12-31$136,718
Participant contributions at beginning of year2013-12-31$114,444
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$7,877
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$13,714
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,514,517
Value of net assets at end of year (total assets less liabilities)2013-12-31$8,729,260
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$7,214,743
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$2,065,481
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$0
Value of interest in pooled separate accounts at end of year2013-12-31$5,964,185
Value of interest in pooled separate accounts at beginning of year2013-12-31$5,122,975
Interest on participant loans2013-12-31$5,209
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$562,876
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,966,274
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,058,600
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$227,836
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$3,173
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$340,365
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SMITH, KESLER & COMPANY, P.A.
Accountancy firm EIN2013-12-31570641613
2012 : ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,325,174
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$470,583
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$468,494
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$680,646
Value of total assets at end of year2012-12-31$7,214,743
Value of total assets at beginning of year2012-12-31$6,360,152
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,089
Total interest from all sources2012-12-31$4,873
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$2,089
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$486,220
Participant contributions at end of year2012-12-31$114,444
Participant contributions at beginning of year2012-12-31$124,129
Participant contributions at end of year2012-12-31$7,877
Participant contributions at beginning of year2012-12-31$19,211
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$9,173
Total non interest bearing cash at end of year2012-12-31$0
Total non interest bearing cash at beginning of year2012-12-31$6,453
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$854,591
Value of net assets at end of year (total assets less liabilities)2012-12-31$7,214,743
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$6,360,152
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$5,122,975
Value of interest in pooled separate accounts at beginning of year2012-12-31$4,083,430
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$4,873
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,966,274
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$2,120,298
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$639,655
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$185,253
Employer contributions (assets) at end of year2012-12-31$3,173
Employer contributions (assets) at beginning of year2012-12-31$6,631
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$468,494
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SMITH, KESLER & COMPANY, P.A.
Accountancy firm EIN2012-12-31570641613
2011 : ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$430,562
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$177,020
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$175,524
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$570,882
Value of total assets at end of year2011-12-31$6,360,152
Value of total assets at beginning of year2011-12-31$6,106,610
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,496
Total interest from all sources2011-12-31$4,628
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$413,200
Participant contributions at end of year2011-12-31$124,129
Participant contributions at beginning of year2011-12-31$101,114
Participant contributions at end of year2011-12-31$19,211
Participant contributions at beginning of year2011-12-31$13,518
Total non interest bearing cash at end of year2011-12-31$6,453
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$253,542
Value of net assets at end of year (total assets less liabilities)2011-12-31$6,360,152
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$6,106,610
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$4,083,430
Value of interest in pooled separate accounts at beginning of year2011-12-31$4,797,097
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$4,628
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$2,120,298
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,189,903
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-144,948
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$157,682
Employer contributions (assets) at end of year2011-12-31$6,631
Employer contributions (assets) at beginning of year2011-12-31$4,978
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$175,524
Contract administrator fees2011-12-31$1,496
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SMITH, KESLER & COMPANY, P.A.
Accountancy firm EIN2011-12-31570641613
2010 : ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,054,948
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$157,734
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$156,655
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$501,329
Value of total assets at end of year2010-12-31$6,106,610
Value of total assets at beginning of year2010-12-31$5,209,396
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,079
Total interest from all sources2010-12-31$3,479
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$1,079
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$359,063
Participant contributions at end of year2010-12-31$101,114
Participant contributions at beginning of year2010-12-31$50,512
Participant contributions at end of year2010-12-31$13,518
Participant contributions at beginning of year2010-12-31$7,101
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$897,214
Value of net assets at end of year (total assets less liabilities)2010-12-31$6,106,610
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$5,209,396
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$4,797,097
Value of interest in pooled separate accounts at beginning of year2010-12-31$3,939,388
Interest on participant loans2010-12-31$3,479
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,189,903
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,209,752
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$550,140
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$142,266
Employer contributions (assets) at end of year2010-12-31$4,978
Employer contributions (assets) at beginning of year2010-12-31$2,643
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$156,655
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31SMITH, KESLER & COMPANY, P.A.
Accountancy firm EIN2010-12-31570641613
2009 : ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN

2022: ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ROECHLING INDUSTRIAL GASTONIA 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number530270
Policy instance 1
Insurance contract or identification number530270
Number of Individuals Covered307
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,257
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1257
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number530270
Policy instance 1
Insurance contract or identification number530270
Number of Individuals Covered275
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $607
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees357
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number530270
Policy instance 1
Insurance contract or identification number530270
Number of Individuals Covered266
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,166
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1166
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number530270
Policy instance 1
Insurance contract or identification number530270
Number of Individuals Covered260
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $934
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees934
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number530270
Policy instance 1
Insurance contract or identification number530270
Number of Individuals Covered246
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,080
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1080
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number530270
Policy instance 2
Insurance contract or identification number530270
Number of Individuals Covered272
Insurance policy start date2017-04-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $315
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees315
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameGOLDLEAF PARTNERS SERVICES INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered272
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $2,932
Total amount of fees paid to insurance companyUSD $780
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,932
Insurance broker organization code?3
Amount paid for insurance broker fees780
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker nameGOLDLEAF PARTNERS SERVICES INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered220
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $3,355
Total amount of fees paid to insurance companyUSD $634
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,355
Insurance broker organization code?3
Amount paid for insurance broker fees634
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker nameALLIANCE BENEFIT GROUP CAROLINAS IN
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered189
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $1,757
Total amount of fees paid to insurance companyUSD $298
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,757
Insurance broker organization code?3
Amount paid for insurance broker fees298
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker nameALLIANCE BENEFIT GROUP CAROLINAS IN
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number019099
Policy instance 1
Insurance contract or identification number019099
Number of Individuals Covered184
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $13,708
Total amount of fees paid to insurance companyUSD $8,678
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $13,708
Amount paid for insurance broker fees2272
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameALLIANCE BENEFIT GROUP CAROLINAS
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number019099
Policy instance 1
Insurance contract or identification number019099
Number of Individuals Covered135
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $19,327
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,284
Insurance broker organization code?3
Insurance broker nameALLIANCE BENEFIT GROUP CAROLINAS
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number019099
Policy instance 1
Insurance contract or identification number019099
Number of Individuals Covered113
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number019099
Policy instance 1
Insurance contract or identification number019099
Number of Individuals Covered114
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $22,315
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,578
Insurance broker organization code?3
Insurance broker nameJ T COMER CONSULTING INC.

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3