?>
Logo

CAPITAL CONCEPTS 401(K) RETIREMENT PLAN 401k Plan overview

Plan NameCAPITAL CONCEPTS 401(K) RETIREMENT PLAN
Plan identification number 001

CAPITAL CONCEPTS 401(K) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

WIND RIVER FINANCIAL, INC. DBA CAPITAL CONCEPTS has sponsored the creation of one or more 401k plans.

Company Name:WIND RIVER FINANCIAL, INC. DBA CAPITAL CONCEPTS
Employer identification number (EIN):561853590
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAPITAL CONCEPTS 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01STEVEN SPARKS2024-06-25
0012022-01-01STEVEN SPARKS2023-05-24
0012021-01-01
0012020-01-01STEVEN SPARKS2021-03-18
0012019-01-01DAVID SPARKS2020-03-31
0012018-01-01DAVID SPARKS2019-05-23
0012017-01-01DAVID SPARKS2018-06-12
0012016-01-01DAVID SPARKS2017-06-30
0012015-01-01DAVID SPARKS2016-03-16
0012014-01-01DAVID SPARKS2015-05-12
0012013-01-01DAVID SPARKS2014-05-30
0012012-01-01DAVID SPARKS2013-02-08
0012011-01-01DAVID SPARKS2012-04-18
0012010-01-01DAVID SPARKS2011-04-11

Plan Statistics for CAPITAL CONCEPTS 401(K) RETIREMENT PLAN

401k plan membership statisitcs for CAPITAL CONCEPTS 401(K) RETIREMENT PLAN

Measure Date Value
2025: CAPITAL CONCEPTS 401(K) RETIREMENT PLAN 2025 401k membership
Total number of particpants at beginning of year2025-02-1312
Total number of particpants at end of year2025-02-1312
Number of Participants With Account Balances2025-02-1312
2024: CAPITAL CONCEPTS 401(K) RETIREMENT PLAN 2024 401k membership
Total number of particpants at beginning of year2024-06-2512
Total number of particpants at end of year2024-06-2512
Number of Participants With Account Balances2024-06-2512

Financial Data on CAPITAL CONCEPTS 401(K) RETIREMENT PLAN

Measure Date Value
2025 : CAPITAL CONCEPTS 401(K) RETIREMENT PLAN 2025 401k financial data
Total expenses incurred by plan in this plan year2025-02-1389557
Net assets as of the end of the plan year2025-02-131544880
Total assets as of the beginning of the plan year2025-02-131420876
Value of plan covered by a fidelity bond2025-02-13200000
Participant contributions to plan in this plan year2025-02-1329419
Other expenses paid from plan in this plan year2025-02-13799
Other income to plan in this plan year2025-02-13172561
Plan net income in this plan year2025-02-13124004
Net assets as of the end of the plan year2025-02-131544880
Net assets as of the beginning of the plan year2025-02-131420876
Employer contributions to plan in this plan year2025-02-1311581
2024 : CAPITAL CONCEPTS 401(K) RETIREMENT PLAN 2024 401k financial data
Total expenses incurred by plan in this plan year2024-06-2514297
Net assets as of the end of the plan year2024-06-251420876
Total assets as of the beginning of the plan year2024-06-251198474
Value of plan covered by a fidelity bond2024-06-25200000
Participant contributions to plan in this plan year2024-06-2530017
Other expenses paid from plan in this plan year2024-06-25828
Other income to plan in this plan year2024-06-25194052
Plan net income in this plan year2024-06-25222402
Net assets as of the end of the plan year2024-06-251420876
Net assets as of the beginning of the plan year2024-06-251198474
Employer contributions to plan in this plan year2024-06-2512630

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3