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HOPE COMMUNITY CHURCH OF NORTH CAROLINA 403(B) PLAN 401k Plan overview

Plan NameHOPE COMMUNITY CHURCH OF NORTH CAROLINA 403(B) PLAN
Plan identification number 002

HOPE COMMUNITY CHURCH OF NORTH CAROLINA 403(B) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HOPE COMMUNITY CHURCH OF NORTH CAROLINA, INC. has sponsored the creation of one or more 401k plans.

Company Name:HOPE COMMUNITY CHURCH OF NORTH CAROLINA, INC.
Employer identification number (EIN):561854615
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HOPE COMMUNITY CHURCH OF NORTH CAROLINA 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022016-09-01PALMER SCHOCH
0022015-09-01PALMER SCHOCH
0022014-09-01PALMER SCHOCH
0022013-09-01PALMER SCHOCH
0022012-09-01PALMER SCHOCH2014-06-10
0022011-09-01PALMER SCHOCH2013-06-12
0022010-09-01PALMER SCHOCH2012-05-16

Plan Statistics for HOPE COMMUNITY CHURCH OF NORTH CAROLINA 403(B) PLAN

401k plan membership statisitcs for HOPE COMMUNITY CHURCH OF NORTH CAROLINA 403(B) PLAN

Measure Date Value
2016: HOPE COMMUNITY CHURCH OF NORTH CAROLINA 403(B) PLAN 2016 401k membership
Total participants, beginning-of-year2016-09-01188
Total number of active participants reported on line 7a of the Form 55002016-09-010
Number of retired or separated participants receiving benefits2016-09-010
Number of other retired or separated participants entitled to future benefits2016-09-010
Total of all active and inactive participants2016-09-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-09-010
Total participants2016-09-010
Number of participants with account balances2016-09-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-09-010
2015: HOPE COMMUNITY CHURCH OF NORTH CAROLINA 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year2015-09-01180
Total number of active participants reported on line 7a of the Form 55002015-09-01151
Number of retired or separated participants receiving benefits2015-09-010
Number of other retired or separated participants entitled to future benefits2015-09-0130
Total of all active and inactive participants2015-09-01181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-09-010
Total participants2015-09-01181
Number of participants with account balances2015-09-01154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-09-016
2014: HOPE COMMUNITY CHURCH OF NORTH CAROLINA 403(B) PLAN 2014 401k membership
Total participants, beginning-of-year2014-09-01159
Total number of active participants reported on line 7a of the Form 55002014-09-01132
Number of retired or separated participants receiving benefits2014-09-010
Number of other retired or separated participants entitled to future benefits2014-09-0145
Total of all active and inactive participants2014-09-01177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-09-010
Total participants2014-09-01177
Number of participants with account balances2014-09-01148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-09-0117
2013: HOPE COMMUNITY CHURCH OF NORTH CAROLINA 403(B) PLAN 2013 401k membership
Total participants, beginning-of-year2013-09-01127
Total number of active participants reported on line 7a of the Form 55002013-09-01120
Number of retired or separated participants receiving benefits2013-09-010
Number of other retired or separated participants entitled to future benefits2013-09-0139
Total of all active and inactive participants2013-09-01159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-09-010
Total participants2013-09-01159
Number of participants with account balances2013-09-01123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-09-0115

Financial Data on HOPE COMMUNITY CHURCH OF NORTH CAROLINA 403(B) PLAN

Measure Date Value
2017 : HOPE COMMUNITY CHURCH OF NORTH CAROLINA 403(B) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-08-31$0
Total income from all sources (including contributions)2017-08-31$942,302
Total loss/gain on sale of assets2017-08-31$0
Total of all expenses incurred2017-08-31$2,869,184
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-08-31$2,869,055
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-08-31$633,376
Value of total assets at end of year2017-08-31$0
Value of total assets at beginning of year2017-08-31$1,926,882
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-08-31$129
Total interest from all sources2017-08-31$3
Total dividends received (eg from common stock, registered investment company shares)2017-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-08-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-08-31$0
Administrative expenses professional fees incurred2017-08-31$129
Was this plan covered by a fidelity bond2017-08-31Yes
Value of fidelity bond cover2017-08-31$250,000
If this is an individual account plan, was there a blackout period2017-08-31No
Were there any nonexempt tranactions with any party-in-interest2017-08-31No
Contributions received from participants2017-08-31$333,796
Participant contributions at end of year2017-08-31$0
Participant contributions at beginning of year2017-08-31$388
Income. Received or receivable in cash from other sources (including rollovers)2017-08-31$73,209
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-08-31No
Value of net income/loss2017-08-31$-1,926,882
Value of net assets at end of year (total assets less liabilities)2017-08-31$0
Value of net assets at beginning of year (total assets less liabilities)2017-08-31$1,926,882
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-08-31No
Were any leases to which the plan was party in default or uncollectible2017-08-31No
Value of interest in pooled separate accounts at end of year2017-08-31$0
Value of interest in pooled separate accounts at beginning of year2017-08-31$1,840,747
Interest on participant loans2017-08-31$3
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-08-31$85,747
Net investment gain/loss from pooled separate accounts2017-08-31$308,923
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-08-31No
Was there a failure to transmit to the plan any participant contributions2017-08-31No
Has the plan failed to provide any benefit when due under the plan2017-08-31No
Contributions received in cash from employer2017-08-31$226,371
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-08-31$2,869,055
Did the plan have assets held for investment2017-08-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-08-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-08-31Yes
Opinion of an independent qualified public accountant for this plan2017-08-31Disclaimer
Accountancy firm name2017-08-31WATTS & SCOBIE
Accountancy firm EIN2017-08-31561636570
2016 : HOPE COMMUNITY CHURCH OF NORTH CAROLINA 403(B) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-08-31$0
Total income from all sources (including contributions)2016-08-31$569,960
Total loss/gain on sale of assets2016-08-31$0
Total of all expenses incurred2016-08-31$36,469
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-08-31$36,469
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-08-31$461,374
Value of total assets at end of year2016-08-31$1,926,882
Value of total assets at beginning of year2016-08-31$1,393,391
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-08-31$0
Total interest from all sources2016-08-31$44
Total dividends received (eg from common stock, registered investment company shares)2016-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-08-31No
Was this plan covered by a fidelity bond2016-08-31Yes
Value of fidelity bond cover2016-08-31$200,000
If this is an individual account plan, was there a blackout period2016-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-08-31$0
Were there any nonexempt tranactions with any party-in-interest2016-08-31No
Contributions received from participants2016-08-31$275,754
Participant contributions at end of year2016-08-31$388
Participant contributions at beginning of year2016-08-31$1,475
Income. Received or receivable in cash from other sources (including rollovers)2016-08-31$2,544
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-08-31No
Value of net income/loss2016-08-31$533,491
Value of net assets at end of year (total assets less liabilities)2016-08-31$1,926,882
Value of net assets at beginning of year (total assets less liabilities)2016-08-31$1,393,391
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-08-31No
Were any leases to which the plan was party in default or uncollectible2016-08-31No
Value of interest in pooled separate accounts at end of year2016-08-31$1,840,747
Value of interest in pooled separate accounts at beginning of year2016-08-31$1,292,703
Interest on participant loans2016-08-31$44
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-08-31$85,747
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-08-31$55,607
Net investment gain/loss from pooled separate accounts2016-08-31$108,542
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-08-31No
Was there a failure to transmit to the plan any participant contributions2016-08-31Yes
Has the plan failed to provide any benefit when due under the plan2016-08-31No
Contributions received in cash from employer2016-08-31$183,076
Employer contributions (assets) at end of year2016-08-31$0
Employer contributions (assets) at beginning of year2016-08-31$43,606
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-08-31$36,469
Did the plan have assets held for investment2016-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-08-31Yes
Opinion of an independent qualified public accountant for this plan2016-08-31Disclaimer
Accountancy firm name2016-08-31WATTS & SCOBIE
Accountancy firm EIN2016-08-31561636570
2015 : HOPE COMMUNITY CHURCH OF NORTH CAROLINA 403(B) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-08-31$0
Total income from all sources (including contributions)2015-08-31$363,259
Total loss/gain on sale of assets2015-08-31$0
Total of all expenses incurred2015-08-31$100,266
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-08-31$100,266
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-08-31$424,394
Value of total assets at end of year2015-08-31$1,393,391
Value of total assets at beginning of year2015-08-31$1,130,398
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-08-31$0
Total interest from all sources2015-08-31$40
Total dividends received (eg from common stock, registered investment company shares)2015-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-08-31No
Was this plan covered by a fidelity bond2015-08-31Yes
Value of fidelity bond cover2015-08-31$150,000
If this is an individual account plan, was there a blackout period2015-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-08-31$0
Were there any nonexempt tranactions with any party-in-interest2015-08-31No
Contributions received from participants2015-08-31$182,085
Participant contributions at end of year2015-08-31$1,475
Participant contributions at beginning of year2015-08-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-08-31$66,190
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-08-31No
Value of net income/loss2015-08-31$262,993
Value of net assets at end of year (total assets less liabilities)2015-08-31$1,393,391
Value of net assets at beginning of year (total assets less liabilities)2015-08-31$1,130,398
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-08-31No
Were any leases to which the plan was party in default or uncollectible2015-08-31No
Value of interest in pooled separate accounts at end of year2015-08-31$1,292,703
Value of interest in pooled separate accounts at beginning of year2015-08-31$1,041,693
Interest on participant loans2015-08-31$40
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-08-31$55,607
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-08-31$47,030
Net investment gain/loss from pooled separate accounts2015-08-31$-61,175
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-08-31No
Was there a failure to transmit to the plan any participant contributions2015-08-31No
Has the plan failed to provide any benefit when due under the plan2015-08-31No
Contributions received in cash from employer2015-08-31$176,119
Employer contributions (assets) at end of year2015-08-31$43,606
Employer contributions (assets) at beginning of year2015-08-31$41,675
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-08-31$100,266
Did the plan have assets held for investment2015-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-08-31Yes
Opinion of an independent qualified public accountant for this plan2015-08-31Disclaimer
Accountancy firm name2015-08-31WATTS & SCOBIE
Accountancy firm EIN2015-08-31561636570
2014 : HOPE COMMUNITY CHURCH OF NORTH CAROLINA 403(B) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-08-31$0
Total income from all sources (including contributions)2014-08-31$436,212
Total loss/gain on sale of assets2014-08-31$0
Total of all expenses incurred2014-08-31$65,163
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-08-31$65,163
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-08-31$303,118
Value of total assets at end of year2014-08-31$1,130,398
Value of total assets at beginning of year2014-08-31$759,349
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-08-31$0
Total interest from all sources2014-08-31$136
Total dividends received (eg from common stock, registered investment company shares)2014-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-08-31No
Was this plan covered by a fidelity bond2014-08-31Yes
Value of fidelity bond cover2014-08-31$100,000
If this is an individual account plan, was there a blackout period2014-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-08-31$0
Were there any nonexempt tranactions with any party-in-interest2014-08-31No
Contributions received from participants2014-08-31$145,129
Participant contributions at end of year2014-08-31$0
Participant contributions at beginning of year2014-08-31$4,953
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-08-31No
Value of net income/loss2014-08-31$371,049
Value of net assets at end of year (total assets less liabilities)2014-08-31$1,130,398
Value of net assets at beginning of year (total assets less liabilities)2014-08-31$759,349
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-08-31No
Were any leases to which the plan was party in default or uncollectible2014-08-31No
Value of interest in pooled separate accounts at end of year2014-08-31$1,041,693
Value of interest in pooled separate accounts at beginning of year2014-08-31$683,386
Interest on participant loans2014-08-31$136
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-08-31$47,030
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-08-31$31,146
Net investment gain/loss from pooled separate accounts2014-08-31$132,958
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-08-31No
Was there a failure to transmit to the plan any participant contributions2014-08-31No
Has the plan failed to provide any benefit when due under the plan2014-08-31No
Contributions received in cash from employer2014-08-31$157,989
Employer contributions (assets) at end of year2014-08-31$41,675
Employer contributions (assets) at beginning of year2014-08-31$39,864
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-08-31$65,163
Did the plan have assets held for investment2014-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-08-31Yes
Opinion of an independent qualified public accountant for this plan2014-08-31Disclaimer
Accountancy firm name2014-08-31WATTS & SCOBIE
Accountancy firm EIN2014-08-31561636570

Form 5500 Responses for HOPE COMMUNITY CHURCH OF NORTH CAROLINA 403(B) PLAN

2016: HOPE COMMUNITY CHURCH OF NORTH CAROLINA 403(B) PLAN 2016 form 5500 responses
2016-09-01Type of plan entitySingle employer plan
2016-09-01Submission has been amendedNo
2016-09-01This submission is the final filingYes
2016-09-01This return/report is a short plan year return/report (less than 12 months)No
2016-09-01Plan is a collectively bargained planNo
2016-09-01Plan funding arrangement – InsuranceYes
2016-09-01Plan funding arrangement – TrustYes
2016-09-01Plan benefit arrangement – InsuranceYes
2016-09-01Plan benefit arrangement - TrustYes
2015: HOPE COMMUNITY CHURCH OF NORTH CAROLINA 403(B) PLAN 2015 form 5500 responses
2015-09-01Type of plan entitySingle employer plan
2015-09-01Submission has been amendedNo
2015-09-01This submission is the final filingNo
2015-09-01This return/report is a short plan year return/report (less than 12 months)No
2015-09-01Plan is a collectively bargained planNo
2015-09-01Plan funding arrangement – InsuranceYes
2015-09-01Plan funding arrangement – TrustYes
2015-09-01Plan benefit arrangement – InsuranceYes
2015-09-01Plan benefit arrangement - TrustYes
2014: HOPE COMMUNITY CHURCH OF NORTH CAROLINA 403(B) PLAN 2014 form 5500 responses
2014-09-01Type of plan entitySingle employer plan
2014-09-01Submission has been amendedNo
2014-09-01This submission is the final filingNo
2014-09-01This return/report is a short plan year return/report (less than 12 months)No
2014-09-01Plan is a collectively bargained planNo
2014-09-01Plan funding arrangement – InsuranceYes
2014-09-01Plan funding arrangement – TrustYes
2014-09-01Plan benefit arrangement – InsuranceYes
2014-09-01Plan benefit arrangement - TrustYes
2013: HOPE COMMUNITY CHURCH OF NORTH CAROLINA 403(B) PLAN 2013 form 5500 responses
2013-09-01Type of plan entitySingle employer plan
2013-09-01Submission has been amendedNo
2013-09-01This submission is the final filingNo
2013-09-01This return/report is a short plan year return/report (less than 12 months)No
2013-09-01Plan is a collectively bargained planNo
2013-09-01Plan funding arrangement – InsuranceYes
2013-09-01Plan funding arrangement – TrustYes
2013-09-01Plan benefit arrangement – InsuranceYes
2013-09-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG75708
Policy instance 1
Insurance contract or identification numberG75708
Number of Individuals Covered147
Insurance policy start date2014-09-01
Insurance policy end date2015-08-31
Total amount of commissions paid to insurance brokerUSD $6,267
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,267
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerN/A
Insurance broker organization code?3
Insurance broker nameCETERA ADVISOR NETWORKS LLC
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG75708
Policy instance 1
Insurance contract or identification numberG75708
Number of Individuals Covered112
Insurance policy start date2013-09-01
Insurance policy end date2014-08-31
Total amount of commissions paid to insurance brokerUSD $4,632
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,632
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerN/A
Insurance broker organization code?3
Insurance broker nameCETERA ADVISOR NETWORKS LLC

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