401k Plan data: REMINGTON CAPITAL SECURITIES LLC 401K PROFIT SHARING PLAN plan

REMINGTON CAPITAL SECURITIES LLC 401K PROFIT SHARING PLAN 401k Plan overview

Plan Name	REMINGTON CAPITAL SECURITIES LLC 401K PROFIT SHARING PLAN
Plan identification number	001

REMINGTON CAPITAL SECURITIES LLC 401K PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

REMINGTON CAPITAL SECURITIES LLC has sponsored the creation of one or more 401k plans.

Company Name: REMINGTON CAPITAL SECURITIES LLC

Employer identification number (EIN): 562074369

NAIC Classification: 523120
NAIC Description: Securities Brokerage

Form 5500 Filing Information

Submission information for form 5500 for 401k plan REMINGTON CAPITAL SECURITIES LLC 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-01-01 JAY L CARTER 2013-10-15
001 2011-01-01 JAY L CARTER 2012-03-30
001 2010-01-01 JAY L CARTER 2011-08-12

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2012-01-01	JAY L CARTER	2013-10-15
001	2011-01-01	JAY L CARTER	2012-03-30
001	2010-01-01	JAY L CARTER	2011-08-12

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Company Name:	REMINGTON CAPITAL SECURITIES LLC
Employer identification number (EIN):	562074369
NAIC Classification:	523120
NAIC Description:	Securities Brokerage