401k Plan data: THE SOUTHEASTERN HEART & VASCULAR CENTER, P.A. EMPLOYEES' 401(K) PLAN plan

THE SOUTHEASTERN HEART & VASCULAR CENTER, P.A. EMPLOYEES' 401(K) PLAN 401k Plan overview

Plan Name	THE SOUTHEASTERN HEART & VASCULAR CENTER, P.A. EMPLOYEES' 401(K) PLAN
Plan identification number	001

THE SOUTHEASTERN HEART & VASCULAR CENTER, P.A. EMPLOYEES' 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE SOUTHEASTERN HEART & VASCULAR CENTER, P.A. has sponsored the creation of one or more 401k plans.

Company Name: THE SOUTHEASTERN HEART & VASCULAR CENTER, P.A.

Employer identification number (EIN): 562091356

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE SOUTHEASTERN HEART & VASCULAR CENTER, P.A. EMPLOYEES' 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 THOMAS KELLY
001 2013-01-01 THOMAS KELLY
001 2012-01-01 THOMAS KELLY
001 2011-01-01 CAROL TOZIER
001 2010-01-01 TODD PITTMAN
001 2009-01-01 TODD PITTMAN

Plan id#	Filing Submission Date	Name of Administrator
001	2014-01-01	THOMAS KELLY
001	2013-01-01	THOMAS KELLY
001	2012-01-01	THOMAS KELLY
001	2011-01-01	CAROL TOZIER
001	2010-01-01	TODD PITTMAN
001	2009-01-01	TODD PITTMAN

Plan Statistics for THE SOUTHEASTERN HEART & VASCULAR CENTER, P.A. EMPLOYEES' 401(K) PLAN

401k plan membership statisitcs for THE SOUTHEASTERN HEART & VASCULAR CENTER, P.A. EMPLOYEES' 401(K) PLAN

Measure Date Value
2014: THE SOUTHEASTERN HEART & VASCULAR CENTER, P.A. EMPLOYEES' 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 89
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: THE SOUTHEASTERN HEART & VASCULAR CENTER, P.A. EMPLOYEES' 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 85
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 41
Number of retired or separated participants receiving benefits 2013-01-01 19
Number of other retired or separated participants entitled to future benefits 2013-01-01 26
Total of all active and inactive participants 2013-01-01 86
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 86
Number of participants with account balances 2013-01-01 82
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 3
2012: THE SOUTHEASTERN HEART & VASCULAR CENTER, P.A. EMPLOYEES' 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 81
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 43
Number of retired or separated participants receiving benefits 2012-01-01 19
Number of other retired or separated participants entitled to future benefits 2012-01-01 22
Total of all active and inactive participants 2012-01-01 84
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 84
Number of participants with account balances 2012-01-01 74
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: THE SOUTHEASTERN HEART & VASCULAR CENTER, P.A. EMPLOYEES' 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 88
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 43
Number of retired or separated participants receiving benefits 2011-01-01 16
Number of other retired or separated participants entitled to future benefits 2011-01-01 21
Total of all active and inactive participants 2011-01-01 80
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 80
Number of participants with account balances 2011-01-01 77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: THE SOUTHEASTERN HEART & VASCULAR CENTER, P.A. EMPLOYEES' 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 88
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 50
Number of retired or separated participants receiving benefits 2010-01-01 7
Number of other retired or separated participants entitled to future benefits 2010-01-01 22
Total of all active and inactive participants 2010-01-01 79
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 79
Number of participants with account balances 2010-01-01 71
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 5
2009: THE SOUTHEASTERN HEART & VASCULAR CENTER, P.A. EMPLOYEES' 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 78
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 64
Number of retired or separated participants receiving benefits 2009-01-01 6
Number of other retired or separated participants entitled to future benefits 2009-01-01 18
Total of all active and inactive participants 2009-01-01 88
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 88
Number of participants with account balances 2009-01-01 80
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: THE SOUTHEASTERN HEART & VASCULAR CENTER, P.A. EMPLOYEES' 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	89
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: THE SOUTHEASTERN HEART & VASCULAR CENTER, P.A. EMPLOYEES' 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	85
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	41
Number of retired or separated participants receiving benefits	2013-01-01	19
Number of other retired or separated participants entitled to future benefits	2013-01-01	26
Total of all active and inactive participants	2013-01-01	86
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	86
Number of participants with account balances	2013-01-01	82
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	3
2012: THE SOUTHEASTERN HEART & VASCULAR CENTER, P.A. EMPLOYEES' 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	81
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	43
Number of retired or separated participants receiving benefits	2012-01-01	19
Number of other retired or separated participants entitled to future benefits	2012-01-01	22
Total of all active and inactive participants	2012-01-01	84
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	84
Number of participants with account balances	2012-01-01	74
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: THE SOUTHEASTERN HEART & VASCULAR CENTER, P.A. EMPLOYEES' 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	88
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	43
Number of retired or separated participants receiving benefits	2011-01-01	16
Number of other retired or separated participants entitled to future benefits	2011-01-01	21
Total of all active and inactive participants	2011-01-01	80
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	80
Number of participants with account balances	2011-01-01	77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: THE SOUTHEASTERN HEART & VASCULAR CENTER, P.A. EMPLOYEES' 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	88
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	50
Number of retired or separated participants receiving benefits	2010-01-01	7
Number of other retired or separated participants entitled to future benefits	2010-01-01	22
Total of all active and inactive participants	2010-01-01	79
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	79
Number of participants with account balances	2010-01-01	71
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	5
2009: THE SOUTHEASTERN HEART & VASCULAR CENTER, P.A. EMPLOYEES' 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	78
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	64
Number of retired or separated participants receiving benefits	2009-01-01	6
Number of other retired or separated participants entitled to future benefits	2009-01-01	18
Total of all active and inactive participants	2009-01-01	88
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	88
Number of participants with account balances	2009-01-01	80
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on THE SOUTHEASTERN HEART & VASCULAR CENTER, P.A. EMPLOYEES' 401(K) PLAN

Measure	Date	Value
2014 : THE SOUTHEASTERN HEART & VASCULAR CENTER, P.A. EMPLOYEES' 401(K) PLAN 2014 401k financial data
Total income from all sources	2014-06-30	$42,013
Expenses. Total of all expenses incurred	2014-06-30	$3,918,361
Benefits paid (including direct rollovers)	2014-06-30	$3,910,370
Total plan assets at end of year	2014-06-30	$0
Total plan assets at beginning of year	2014-06-30	$3,876,348
Other income received	2014-06-30	$42,013
Net income (gross income less expenses)	2014-06-30	$-3,876,348
Net plan assets at end of year (total assets less liabilities)	2014-06-30	$0
Net plan assets at beginning of year (total assets less liabilities)	2014-06-30	$3,876,348
Assets. Value of participant loans	2014-06-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-06-30	$7,991
2013 : THE SOUTHEASTERN HEART & VASCULAR CENTER, P.A. EMPLOYEES' 401(K) PLAN 2013 401k financial data
Total plan liabilities at beginning of year	2013-12-31	$11,020
Total income from all sources	2013-12-31	$904,849
Expenses. Total of all expenses incurred	2013-12-31	$99,006
Benefits paid (including direct rollovers)	2013-12-31	$98,376
Total plan assets at end of year	2013-12-31	$3,876,348
Total plan assets at beginning of year	2013-12-31	$3,081,525
Value of fidelity bond covering the plan	2013-12-31	$450,000
Total contributions received or receivable from participants	2013-12-31	$132,079
Other income received	2013-12-31	$772,770
Net income (gross income less expenses)	2013-12-31	$805,843
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$3,876,348
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$3,070,505
Assets. Value of participant loans	2013-12-31	$36,735
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2013-12-31	$41,378
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$630
2012 : THE SOUTHEASTERN HEART & VASCULAR CENTER, P.A. EMPLOYEES' 401(K) PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-12-31	$11,020
Total income from all sources	2012-12-31	$536,128
Expenses. Total of all expenses incurred	2012-12-31	$596,356
Benefits paid (including direct rollovers)	2012-12-31	$584,269
Total plan assets at end of year	2012-12-31	$3,081,525
Total plan assets at beginning of year	2012-12-31	$3,130,733
Value of fidelity bond covering the plan	2012-12-31	$450,000
Total contributions received or receivable from participants	2012-12-31	$105,459
Other income received	2012-12-31	$430,669
Net income (gross income less expenses)	2012-12-31	$-60,228
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$3,070,505
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$3,130,733
Assets. Value of participant loans	2012-12-31	$49,558
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2012-12-31	$6,693
Value of certain deemed distributions of participant loans	2012-12-31	$249
Value of corrective distributions	2012-12-31	$11,020
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$818
2011 : THE SOUTHEASTERN HEART & VASCULAR CENTER, P.A. EMPLOYEES' 401(K) PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$177,711
Expenses. Total of all expenses incurred	2011-12-31	$1,800,783
Benefits paid (including direct rollovers)	2011-12-31	$1,784,439
Total plan assets at end of year	2011-12-31	$3,130,733
Total plan assets at beginning of year	2011-12-31	$4,753,805
Value of fidelity bond covering the plan	2011-12-31	$450,000
Total contributions received or receivable from participants	2011-12-31	$160,715
Other income received	2011-12-31	$16,996
Net income (gross income less expenses)	2011-12-31	$-1,623,072
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$3,130,733
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$4,753,805
Assets. Value of participant loans	2011-12-31	$25,133
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2011-12-31	$89,986
Value of corrective distributions	2011-12-31	$15,749
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$595
2010 : THE SOUTHEASTERN HEART & VASCULAR CENTER, P.A. EMPLOYEES' 401(K) PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$769,530
Expenses. Total of all expenses incurred	2010-12-31	$478,455
Benefits paid (including direct rollovers)	2010-12-31	$477,877
Total plan assets at end of year	2010-12-31	$4,753,805
Total plan assets at beginning of year	2010-12-31	$4,462,730
Value of fidelity bond covering the plan	2010-12-31	$450,000
Total contributions received or receivable from participants	2010-12-31	$247,737
Other income received	2010-12-31	$521,793
Net income (gross income less expenses)	2010-12-31	$291,075
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$4,753,805
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$4,462,730
Assets. Value of participant loans	2010-12-31	$11,817
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2010-12-31	$35,491
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$578

Form 5500 Responses for THE SOUTHEASTERN HEART & VASCULAR CENTER, P.A. EMPLOYEES' 401(K) PLAN

2014: THE SOUTHEASTERN HEART & VASCULAR CENTER, P.A. EMPLOYEES' 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE SOUTHEASTERN HEART & VASCULAR CENTER, P.A. EMPLOYEES' 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE SOUTHEASTERN HEART & VASCULAR CENTER, P.A. EMPLOYEES' 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE SOUTHEASTERN HEART & VASCULAR CENTER, P.A. EMPLOYEES' 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: THE SOUTHEASTERN HEART & VASCULAR CENTER, P.A. EMPLOYEES' 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: THE SOUTHEASTERN HEART & VASCULAR CENTER, P.A. EMPLOYEES' 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	THE SOUTHEASTERN HEART & VASCULAR CENTER, P.A.
Employer identification number (EIN):	562091356
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)