401k Plan data: TK EMPLOYEES' RETIREMENT PLAN plan

TK EMPLOYEES' RETIREMENT PLAN 401k Plan overview

Plan Name	TK EMPLOYEES' RETIREMENT PLAN
Plan identification number	001

TK EMPLOYEES' RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SHAMUS & PEABODY, LLC has sponsored the creation of one or more 401k plans.

Company Name: SHAMUS & PEABODY, LLC

Employer identification number (EIN): 562368806

NAIC Classification: 722511
NAIC Description: Full-Service Restaurants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TK EMPLOYEES' RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01
001 2014-01-01 DARREN WONG DARREN WONG 2015-10-15
001 2013-01-01 DAVID CIABATTARI DAVID CIABATTARI 2014-10-13
001 2012-01-01 DARREN WONG DARREN WONG 2013-10-15
001 2011-01-01 DARREN WONG DARREN WONG 2012-10-15
001 2009-01-01 JAMES BROCKMAN JAMES BROCKMAN 2010-10-04
001 2009-01-01 JAMES BROCKMAN JAMES BROCKMAN 2010-10-15

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2015-01-01
001	2014-01-01	DARREN WONG	DARREN WONG	2015-10-15
001	2013-01-01	DAVID CIABATTARI	DAVID CIABATTARI	2014-10-13
001	2012-01-01	DARREN WONG	DARREN WONG	2013-10-15
001	2011-01-01	DARREN WONG	DARREN WONG	2012-10-15
001	2009-01-01	JAMES BROCKMAN	JAMES BROCKMAN	2010-10-04
001	2009-01-01	JAMES BROCKMAN	JAMES BROCKMAN	2010-10-15

Plan Statistics for TK EMPLOYEES' RETIREMENT PLAN

401k plan membership statisitcs for TK EMPLOYEES' RETIREMENT PLAN

Measure Date Value
2015: TK EMPLOYEES' RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,131
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1,366
Number of retired or separated participants receiving benefits 2015-01-01 82
Number of other retired or separated participants entitled to future benefits 2015-01-01 82
Total of all active and inactive participants 2015-01-01 1,530
Total participants 2015-01-01 1,530
Number of participants with account balances 2015-01-01 262
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 6
2014: TK EMPLOYEES' RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,097
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 998
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 71
Total of all active and inactive participants 2014-01-01 1,069
Total participants 2014-01-01 1,069
Number of participants with account balances 2014-01-01 226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 25
2013: TK EMPLOYEES' RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,063
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,030
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 67
Total of all active and inactive participants 2013-01-01 1,097
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 1,097
Number of participants with account balances 2013-01-01 193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 23
2012: TK EMPLOYEES' RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,053
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,009
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 54
Total of all active and inactive participants 2012-01-01 1,063
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 1,063
Number of participants with account balances 2012-01-01 180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 32
2011: TK EMPLOYEES' RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,121
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,204
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 62
Total of all active and inactive participants 2011-01-01 1,266
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 1,266
Number of participants with account balances 2011-01-01 187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 22
2009: TK EMPLOYEES' RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 574
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 887
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 43
Total of all active and inactive participants 2009-01-01 930
Total participants 2009-01-01 930
Number of participants with account balances 2009-01-01 147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 9

Measure	Date	Value
2015: TK EMPLOYEES' RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,131
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1,366
Number of retired or separated participants receiving benefits	2015-01-01	82
Number of other retired or separated participants entitled to future benefits	2015-01-01	82
Total of all active and inactive participants	2015-01-01	1,530
Total participants	2015-01-01	1,530
Number of participants with account balances	2015-01-01	262
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	6
2014: TK EMPLOYEES' RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,097
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	998
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	71
Total of all active and inactive participants	2014-01-01	1,069
Total participants	2014-01-01	1,069
Number of participants with account balances	2014-01-01	226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	25
2013: TK EMPLOYEES' RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,063
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,030
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	67
Total of all active and inactive participants	2013-01-01	1,097
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	1,097
Number of participants with account balances	2013-01-01	193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	23
2012: TK EMPLOYEES' RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,053
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,009
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	54
Total of all active and inactive participants	2012-01-01	1,063
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	1,063
Number of participants with account balances	2012-01-01	180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	32
2011: TK EMPLOYEES' RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,121
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,204
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	62
Total of all active and inactive participants	2011-01-01	1,266
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	1,266
Number of participants with account balances	2011-01-01	187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	22
2009: TK EMPLOYEES' RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	574
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	887
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	43
Total of all active and inactive participants	2009-01-01	930
Total participants	2009-01-01	930
Number of participants with account balances	2009-01-01	147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	9

Financial Data on TK EMPLOYEES' RETIREMENT PLAN

Measure	Date	Value
2015 : TK EMPLOYEES' RETIREMENT PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$934,226
Total of all expenses incurred	2015-12-31	$698,976
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$682,745
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,067,753
Value of total assets at end of year	2015-12-31	$5,485,124
Value of total assets at beginning of year	2015-12-31	$5,249,874
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$16,231
Total interest from all sources	2015-12-31	$5,412
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$16,231
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$707,839
Participant contributions at end of year	2015-12-31	$132,194
Participant contributions at beginning of year	2015-12-31	$113,650
Participant contributions at end of year	2015-12-31	$83
Participant contributions at beginning of year	2015-12-31	$850
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$21,913
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$0
Total non interest bearing cash at end of year	2015-12-31	$2,736
Total non interest bearing cash at beginning of year	2015-12-31	$941
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$235,250
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$5,485,124
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$5,249,874
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in pooled separate accounts at end of year	2015-12-31	$5,329,832
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$5,128,513
Interest on participant loans	2015-12-31	$5,358
Interest earned on other investments	2015-12-31	$54
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$20,242
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$5,499
Net investment gain/loss from pooled separate accounts	2015-12-31	$-138,939
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$338,001
Employer contributions (assets) at end of year	2015-12-31	$37
Employer contributions (assets) at beginning of year	2015-12-31	$421
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$682,745
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	FRANK RIMERMAN & CO. LLP
Accountancy firm EIN	2015-12-31	941341042
2014 : TK EMPLOYEES' RETIREMENT PLAN 2014 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,086,817
Total of all expenses incurred	2014-12-31	$598,635
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$421,653
Value of total corrective distributions	2014-12-31	$154,858
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$851,454
Value of total assets at end of year	2014-12-31	$5,249,874
Value of total assets at beginning of year	2014-12-31	$4,761,692
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$22,124
Total interest from all sources	2014-12-31	$4,770
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$22,124
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$300,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$593,150
Participant contributions at end of year	2014-12-31	$113,650
Participant contributions at beginning of year	2014-12-31	$109,017
Participant contributions at end of year	2014-12-31	$850
Participant contributions at beginning of year	2014-12-31	$4,466
Other income not declared elsewhere	2014-12-31	$3,070
Total non interest bearing cash at end of year	2014-12-31	$941
Total non interest bearing cash at beginning of year	2014-12-31	$14,102
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$488,182
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$5,249,874
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$4,761,692
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in pooled separate accounts at end of year	2014-12-31	$5,128,513
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$4,629,969
Interest on participant loans	2014-12-31	$4,745
Interest earned on other investments	2014-12-31	$25
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$5,499
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$3,166
Net investment gain/loss from pooled separate accounts	2014-12-31	$227,523
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$258,304
Employer contributions (assets) at end of year	2014-12-31	$421
Employer contributions (assets) at beginning of year	2014-12-31	$972
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$421,653
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	KROHN & COMPANY
Accountancy firm EIN	2014-12-31	272979278
2013 : TK EMPLOYEES' RETIREMENT PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,584,839
Total of all expenses incurred	2013-12-31	$528,217
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$307,450
Value of total corrective distributions	2013-12-31	$203,929
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$705,129
Value of total assets at end of year	2013-12-31	$4,761,692
Value of total assets at beginning of year	2013-12-31	$3,705,070
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$16,838
Total interest from all sources	2013-12-31	$3,486
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$16,838
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$300,000
If this is an individual account plan, was there a blackout period	2013-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$520,020
Participant contributions at end of year	2013-12-31	$109,017
Participant contributions at beginning of year	2013-12-31	$49,003
Participant contributions at end of year	2013-12-31	$4,466
Participant contributions at beginning of year	2013-12-31	$2,170
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$72,249
Other income not declared elsewhere	2013-12-31	$-571
Total non interest bearing cash at end of year	2013-12-31	$14,102
Total non interest bearing cash at beginning of year	2013-12-31	$19,020
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,056,622
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$4,761,692
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$3,705,070
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$4,629,969
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$3,631,214
Interest on participant loans	2013-12-31	$3,465
Interest earned on other investments	2013-12-31	$21
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$3,166
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$2,296
Net investment gain/loss from pooled separate accounts	2013-12-31	$876,795
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$112,860
Employer contributions (assets) at end of year	2013-12-31	$972
Employer contributions (assets) at beginning of year	2013-12-31	$1,367
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$307,450
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	Yes
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	KROHN & COMPANY
Accountancy firm EIN	2013-12-31	272979278
2012 : TK EMPLOYEES' RETIREMENT PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$50
Total income from all sources (including contributions)	2012-12-31	$1,146,217
Total of all expenses incurred	2012-12-31	$267,243
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$232,070
Expenses. Certain deemed distributions of participant loans	2012-12-31	$601
Value of total corrective distributions	2012-12-31	$25,813
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$659,999
Value of total assets at end of year	2012-12-31	$3,705,070
Value of total assets at beginning of year	2012-12-31	$2,826,146
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$8,759
Total interest from all sources	2012-12-31	$2,281
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$8,759
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$300,000
If this is an individual account plan, was there a blackout period	2012-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$504,977
Participant contributions at end of year	2012-12-31	$49,003
Participant contributions at beginning of year	2012-12-31	$37,379
Participant contributions at end of year	2012-12-31	$2,170
Participant contributions at beginning of year	2012-12-31	$2,008
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$52,975
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$50
Other income not declared elsewhere	2012-12-31	$1,308
Total non interest bearing cash at end of year	2012-12-31	$19,020
Total non interest bearing cash at beginning of year	2012-12-31	$29,900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$878,974
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$3,705,070
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$2,826,096
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$3,631,214
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$2,753,673
Interest on participant loans	2012-12-31	$2,249
Interest earned on other investments	2012-12-31	$32
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$2,296
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$1,749
Net investment gain/loss from pooled separate accounts	2012-12-31	$482,629
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$102,047
Employer contributions (assets) at end of year	2012-12-31	$1,367
Employer contributions (assets) at beginning of year	2012-12-31	$1,437
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$232,070
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	Yes
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	KROHN & COMPANY CPAS
Accountancy firm EIN	2012-12-31	272979278
2011 : TK EMPLOYEES' RETIREMENT PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$50
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$11,780
Total income from all sources (including contributions)	2011-12-31	$435,353
Total of all expenses incurred	2011-12-31	$242,421
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$192,464
Value of total corrective distributions	2011-12-31	$41,745
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$586,637
Value of total assets at end of year	2011-12-31	$2,826,146
Value of total assets at beginning of year	2011-12-31	$2,644,944
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$8,212
Total interest from all sources	2011-12-31	$2,067
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$300,000
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$457,529
Participant contributions at end of year	2011-12-31	$37,379
Participant contributions at beginning of year	2011-12-31	$42,305
Participant contributions at end of year	2011-12-31	$2,008
Participant contributions at beginning of year	2011-12-31	$515
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$4,658
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$50
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$11,780
Other income not declared elsewhere	2011-12-31	$11,730
Total non interest bearing cash at end of year	2011-12-31	$29,900
Total non interest bearing cash at beginning of year	2011-12-31	$17,386
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$192,932
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$2,826,096
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$2,633,164
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$8,212
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$2,583,935
Value of interest in pooled separate accounts at end of year	2011-12-31	$2,753,673
Interest on participant loans	2011-12-31	$2,043
Interest earned on other investments	2011-12-31	$24
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$1,749
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$760
Net investment gain/loss from pooled separate accounts	2011-12-31	$-165,081
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$124,450
Employer contributions (assets) at end of year	2011-12-31	$1,437
Employer contributions (assets) at beginning of year	2011-12-31	$43
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$192,464
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	KROHN & COMPANY CPAS
Accountancy firm EIN	2011-12-31	272979278
2010 : TK EMPLOYEES' RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$11,780
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$807
Total income from all sources (including contributions)	2010-12-31	$855,734
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$418,784
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$360,696
Value of total corrective distributions	2010-12-31	$50,899
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$488,819
Value of total assets at end of year	2010-12-31	$2,644,944
Value of total assets at beginning of year	2010-12-31	$2,197,021
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$7,189
Total interest from all sources	2010-12-31	$2,607
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$300,000
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$373,282
Participant contributions at end of year	2010-12-31	$42,305
Participant contributions at beginning of year	2010-12-31	$15,434
Participant contributions at end of year	2010-12-31	$515
Participant contributions at beginning of year	2010-12-31	$1,741
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$25,607
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$11,780
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$551
Other income not declared elsewhere	2010-12-31	$1,176
Total non interest bearing cash at end of year	2010-12-31	$17,386
Total non interest bearing cash at beginning of year	2010-12-31	$11,185
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$436,950
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$2,633,164
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$2,196,214
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$2,583,935
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$2,166,413
Interest on participant loans	2010-12-31	$2,572
Interest earned on other investments	2010-12-31	$35
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$760
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$463
Net investment gain/loss from pooled separate accounts	2010-12-31	$363,132
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$89,930
Employer contributions (assets) at end of year	2010-12-31	$43
Employer contributions (assets) at beginning of year	2010-12-31	$1,785
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$360,696
Contract administrator fees	2010-12-31	$7,189
Liabilities. Value of benefit claims payable at beginning of year	2010-12-31	$256
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	KROHN & COMPANY CPAS
Accountancy firm EIN	2010-12-31	272979278

Form 5500 Responses for TK EMPLOYEES' RETIREMENT PLAN

2015: TK EMPLOYEES' RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: TK EMPLOYEES' RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: TK EMPLOYEES' RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: TK EMPLOYEES' RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Mulitple employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: TK EMPLOYEES' RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Mulitple employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: TK EMPLOYEES' RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Mulitple employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

73006

Policy instance

Insurance contract or identification number	73006
Number of Individuals Covered	262
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $12,433
Total amount of fees paid to insurance company	USD $1,150
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Amount paid for insurance broker fees	1150
Insurance broker organization code?	5
Commission paid to Insurance Broker	USD $12,433
Insurance broker name	MORGAN STANLEY SMITH BARNEY

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

73006

Policy instance

Insurance contract or identification number	73006
Number of Individuals Covered	235
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $12,433
Total amount of fees paid to insurance company	USD $1,150
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	1150
Insurance broker organization code?	5
Insurance broker name	MORGAN STANLEY SMITH BARNEY

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

73006

Policy instance

Insurance contract or identification number	73006
Number of Individuals Covered	200
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $1,550
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	1550
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker organization code?	5
Insurance broker name	VERISIGHT, INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

73006

Policy instance

Insurance contract or identification number	73006
Number of Individuals Covered	194
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $765
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Amount paid for insurance broker fees	765
Additional information about fees paid to insurance broker	TPA FEES TPA JH IRA R/O PAYMENT
Insurance broker organization code?	5
Insurance broker name	VERISIGHT, INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

73006

Policy instance

Insurance contract or identification number	73006
Number of Individuals Covered	191
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $640
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

73006

Policy instance

Insurance contract or identification number	73006
Number of Individuals Covered	167
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of fees paid to insurance company	USD $1,405
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	SHAMUS & PEABODY, LLC
Employer identification number (EIN):	562368806
NAIC Classification:	722511
NAIC Description:	Full-Service Restaurants