401k Plan data: DAVID HAWLEY 401(K) PLAN plan

DAVID HAWLEY 401(K) PLAN 401k Plan overview

Plan Name	DAVID HAWLEY 401(K) PLAN
Plan identification number	001

DAVID HAWLEY 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DAVID HAWLEY has sponsored the creation of one or more 401k plans.

Company Name: DAVID HAWLEY

Employer identification number (EIN): 562867525

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DAVID HAWLEY 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01 DAVID A. HAWLEY 2019-07-30 DAVID A. HAWLEY 2019-07-30
001 2017-01-01 DAVID A. HAWLEY 2018-07-16 DAVID A. HAWLEY 2018-07-16
001 2016-01-01 DAVID A HAWLEY 2017-06-20
001 2015-01-01 DAVID HAWLEY 2016-05-19
001 2014-01-01 DAVID A. HAWLEY
001 2013-01-01 DAVID HAWLEY DAVID HAWLEY 2014-06-03
001 2012-01-01 DAVID HAWLEY DAVID HAWLEY 2013-06-20
001 2011-01-01 DAVID HAWLEY
001 2009-02-01 DAVID HAWLEY DAVID HAWLEY 2010-10-13

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2018-01-01	DAVID A. HAWLEY	2019-07-30	DAVID A. HAWLEY	2019-07-30
001	2017-01-01	DAVID A. HAWLEY	2018-07-16	DAVID A. HAWLEY	2018-07-16
001	2016-01-01	DAVID A HAWLEY	2017-06-20
001	2015-01-01	DAVID HAWLEY	2016-05-19
001	2014-01-01	DAVID A. HAWLEY
001	2013-01-01	DAVID HAWLEY		DAVID HAWLEY	2014-06-03
001	2012-01-01	DAVID HAWLEY		DAVID HAWLEY	2013-06-20
001	2011-01-01	DAVID HAWLEY
001	2009-02-01	DAVID HAWLEY		DAVID HAWLEY	2010-10-13

Financial Data on DAVID HAWLEY 401(K) PLAN

Measure	Date	Value
2014 : DAVID HAWLEY 401(K) PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total income from all sources	2014-12-31	$26,867
Expenses. Total of all expenses incurred	2014-12-31	$0
Benefits paid (including direct rollovers)	2014-12-31	$0
Total plan assets at end of year	2014-12-31	$132,242
Total plan assets at beginning of year	2014-12-31	$105,375
Value of fidelity bond covering the plan	2014-12-31	$15,000
Total contributions received or receivable from participants	2014-12-31	$19,240
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$4,310
Net income (gross income less expenses)	2014-12-31	$26,867
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$132,242
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$105,375
Assets. Value of participant loans	2014-12-31	$0
Total contributions received or receivable from employer(s)	2014-12-31	$3,317
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
2013 : DAVID HAWLEY 401(K) PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total income from all sources	2013-12-31	$32,120
Expenses. Total of all expenses incurred	2013-12-31	$0
Benefits paid (including direct rollovers)	2013-12-31	$0
Total plan assets at end of year	2013-12-31	$105,375
Total plan assets at beginning of year	2013-12-31	$73,255
Value of fidelity bond covering the plan	2013-12-31	$15,000
Total contributions received or receivable from participants	2013-12-31	$14,500
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$14,225
Net income (gross income less expenses)	2013-12-31	$32,120
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$105,375
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$73,255
Assets. Value of participant loans	2013-12-31	$0
Total contributions received or receivable from employer(s)	2013-12-31	$3,395
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
2012 : DAVID HAWLEY 401(K) PLAN 2012 401k financial data
Transfers to/from the plan	2012-12-31	$0
Total income from all sources	2012-12-31	$25,829
Expenses. Total of all expenses incurred	2012-12-31	$0
Benefits paid (including direct rollovers)	2012-12-31	$0
Total plan assets at end of year	2012-12-31	$73,255
Total plan assets at beginning of year	2012-12-31	$47,426
Total contributions received or receivable from participants	2012-12-31	$14,145
Expenses. Other expenses not covered elsewhere	2012-12-31	$0
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$8,199
Net income (gross income less expenses)	2012-12-31	$25,829
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$73,255
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$47,426
Assets. Value of participant loans	2012-12-31	$0
Total contributions received or receivable from employer(s)	2012-12-31	$3,485
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
2011 : DAVID HAWLEY 401(K) PLAN 2011 401k financial data
Transfers to/from the plan	2011-12-31	$0
Total income from all sources	2011-12-31	$13,773
Expenses. Total of all expenses incurred	2011-12-31	$0
Benefits paid (including direct rollovers)	2011-12-31	$0
Total plan assets at end of year	2011-12-31	$47,426
Total plan assets at beginning of year	2011-12-31	$33,653
Total contributions received or receivable from participants	2011-12-31	$13,029
Expenses. Other expenses not covered elsewhere	2011-12-31	$0
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$-2,445
Net income (gross income less expenses)	2011-12-31	$13,773
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$47,426
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$33,653
Assets. Value of participant loans	2011-12-31	$0
Total contributions received or receivable from employer(s)	2011-12-31	$3,189
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
2010 : DAVID HAWLEY 401(K) PLAN 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total income from all sources	2010-12-31	$17,711
Expenses. Total of all expenses incurred	2010-12-31	$0
Benefits paid (including direct rollovers)	2010-12-31	$0
Total plan assets at end of year	2010-12-31	$33,653
Total plan assets at beginning of year	2010-12-31	$15,942
Total contributions received or receivable from participants	2010-12-31	$11,947
Expenses. Other expenses not covered elsewhere	2010-12-31	$0
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$2,848
Net income (gross income less expenses)	2010-12-31	$17,711
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$33,653
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$15,942
Assets. Value of participant loans	2010-12-31	$0
Total contributions received or receivable from employer(s)	2010-12-31	$2,916
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0

Form 5500 Responses for DAVID HAWLEY 401(K) PLAN

2014: DAVID HAWLEY 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2013: DAVID HAWLEY 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2012: DAVID HAWLEY 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2011: DAVID HAWLEY 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2009: DAVID HAWLEY 401(K) PLAN 2009 form 5500 responses
2009-02-01	Type of plan entity	Single employer plan
2009-02-01	First time form 5500 has been submitted	Yes
2009-02-01	Submission has been amended	No
2009-02-01	This submission is the final filing	No
2009-02-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2009-02-01	Plan is a collectively bargained plan	No
2009-02-01	Plan funding arrangement – Insurance	Yes
2009-02-01	Plan funding arrangement – Trust	Yes
2009-02-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number	GA-812769
Policy instance	1
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number	GA-812769
Policy instance	1
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number	GA-812769
Policy instance	1
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number	GA-812769
Policy instance	1
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number	GA-812769
Policy instance	1

Potentially related plans

DAVID HAWLEY 401(K) PLAN [EIN = 562367525]

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Company Name:	DAVID HAWLEY
Employer identification number (EIN):	562867525
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers