NELSON MULLINS RILEY & SCARBOROUGH LLP has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2014 : GROUP DENTAL PLAN 2014 401k financial data |
|---|
| Total transfer of assets from this plan | 2014-12-31 | $1,049 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $12,463 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $23,223 |
| Total income from all sources (including contributions) | 2014-12-31 | $604,334 |
| Total of all expenses incurred | 2014-12-31 | $631,006 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $598,884 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $596,577 |
| Value of total assets at end of year | 2014-12-31 | $13,512 |
| Value of total assets at beginning of year | 2014-12-31 | $50,944 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $32,122 |
| Total interest from all sources | 2014-12-31 | $14 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Administrative expenses professional fees incurred | 2014-12-31 | $5,000 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $596,577 |
| Participant contributions at end of year | 2014-12-31 | $13,512 |
| Participant contributions at beginning of year | 2014-12-31 | $11,339 |
| Other income not declared elsewhere | 2014-12-31 | $7,743 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $-26,672 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $1,049 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $27,721 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $39,605 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $39,605 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $14 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $598,884 |
| Contract administrator fees | 2014-12-31 | $27,122 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2014-12-31 | $12,463 |
| Liabilities. Value of benefit claims payable at beginning of year | 2014-12-31 | $23,223 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
| Accountancy firm name | 2014-12-31 | DERRICK STUBBS & STITH LLP |
| Accountancy firm EIN | 2014-12-31 | 570306533 |
| 2013 : GROUP DENTAL PLAN 2013 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $23,223 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $5,808 |
| Total income from all sources (including contributions) | 2013-12-31 | $429,480 |
| Total of all expenses incurred | 2013-12-31 | $576,595 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $544,215 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $424,171 |
| Value of total assets at end of year | 2013-12-31 | $50,944 |
| Value of total assets at beginning of year | 2013-12-31 | $180,644 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $32,380 |
| Total interest from all sources | 2013-12-31 | $96 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Administrative expenses professional fees incurred | 2013-12-31 | $6,750 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $424,171 |
| Participant contributions at end of year | 2013-12-31 | $11,339 |
| Participant contributions at beginning of year | 2013-12-31 | $14,505 |
| Other income not declared elsewhere | 2013-12-31 | $5,213 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $-147,115 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $27,721 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $174,836 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $39,605 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $166,139 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $166,139 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $96 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $544,215 |
| Contract administrator fees | 2013-12-31 | $25,630 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2013-12-31 | $23,223 |
| Liabilities. Value of benefit claims payable at beginning of year | 2013-12-31 | $5,808 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
| Accountancy firm name | 2013-12-31 | DERRICK STUBBS & STITH LLP |
| Accountancy firm EIN | 2013-12-31 | 570306533 |
| 2012 : GROUP DENTAL PLAN 2012 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $5,808 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $9,758 |
| Total income from all sources (including contributions) | 2012-12-31 | $511,810 |
| Total of all expenses incurred | 2012-12-31 | $514,029 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $485,295 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $504,271 |
| Value of total assets at end of year | 2012-12-31 | $180,644 |
| Value of total assets at beginning of year | 2012-12-31 | $186,813 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $28,734 |
| Total interest from all sources | 2012-12-31 | $167 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Administrative expenses professional fees incurred | 2012-12-31 | $6,500 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $504,271 |
| Participant contributions at end of year | 2012-12-31 | $14,505 |
| Participant contributions at beginning of year | 2012-12-31 | $14,180 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $1,879 |
| Other income not declared elsewhere | 2012-12-31 | $7,372 |
| Administrative expenses (other) incurred | 2012-12-31 | $1,879 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $-2,219 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $174,836 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $177,055 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $166,139 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $170,754 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $170,754 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $167 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $485,295 |
| Contract administrator fees | 2012-12-31 | $20,355 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2012-12-31 | $5,808 |
| Liabilities. Value of benefit claims payable at beginning of year | 2012-12-31 | $9,758 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
| Accountancy firm name | 2012-12-31 | DERRICK STUBBS & STITH LLP |
| Accountancy firm EIN | 2012-12-31 | 570306533 |
| 2011 : GROUP DENTAL PLAN 2011 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $9,758 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $5,495 |
| Total income from all sources (including contributions) | 2011-12-31 | $498,713 |
| Total of all expenses incurred | 2011-12-31 | $485,338 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $455,928 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $489,996 |
| Value of total assets at end of year | 2011-12-31 | $186,813 |
| Value of total assets at beginning of year | 2011-12-31 | $169,175 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $29,410 |
| Total interest from all sources | 2011-12-31 | $210 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Administrative expenses professional fees incurred | 2011-12-31 | $6,150 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $489,996 |
| Participant contributions at end of year | 2011-12-31 | $14,180 |
| Participant contributions at beginning of year | 2011-12-31 | $13,652 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $1,879 |
| Other income not declared elsewhere | 2011-12-31 | $8,507 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $13,375 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $177,055 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $163,680 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $170,754 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $155,523 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $155,523 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $210 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $455,928 |
| Contract administrator fees | 2011-12-31 | $23,260 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2011-12-31 | $9,758 |
| Liabilities. Value of benefit claims payable at beginning of year | 2011-12-31 | $5,495 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
| Accountancy firm name | 2011-12-31 | DERRICK STUBBS & STITH LLP |
| Accountancy firm EIN | 2011-12-31 | 570306533 |
| 2010 : GROUP DENTAL PLAN 2010 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $5,495 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $8,328 |
| Total income from all sources (including contributions) | 2010-12-31 | $484,104 |
| Total of all expenses incurred | 2010-12-31 | $472,460 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $442,240 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $474,189 |
| Value of total assets at end of year | 2010-12-31 | $169,175 |
| Value of total assets at beginning of year | 2010-12-31 | $160,364 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $30,220 |
| Total interest from all sources | 2010-12-31 | $229 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Administrative expenses professional fees incurred | 2010-12-31 | $5,750 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $474,189 |
| Participant contributions at end of year | 2010-12-31 | $13,652 |
| Participant contributions at beginning of year | 2010-12-31 | $13,389 |
| Other income not declared elsewhere | 2010-12-31 | $9,686 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $11,644 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $163,680 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $152,036 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $155,523 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $146,975 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $146,975 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $229 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $442,240 |
| Contract administrator fees | 2010-12-31 | $24,470 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2010-12-31 | $5,495 |
| Liabilities. Value of benefit claims payable at beginning of year | 2010-12-31 | $8,328 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | DERRICK, STUBBS & STITH, L.L.P. |
| Accountancy firm EIN | 2010-12-31 | 570306533 |
