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JAMES C. ANDREWS, DMD, PA DEFINED BENEFIT PENSION PLAN 401k Plan overview

Plan NameJAMES C. ANDREWS, DMD, PA DEFINED BENEFIT PENSION PLAN
Plan identification number 003

JAMES C. ANDREWS, DMD, PA DEFINED BENEFIT PENSION PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

JAMES C. ANDREWS, DMD, PA has sponsored the creation of one or more 401k plans.

Company Name:JAMES C. ANDREWS, DMD, PA
Employer identification number (EIN):570707294
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JAMES C. ANDREWS, DMD, PA DEFINED BENEFIT PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032018-01-01JAMES C ANDREWS2019-05-30
0032017-01-01JAMES C ANDREWS2018-05-17
0032016-01-01JAMES C ANDREWS2017-05-03
0032015-01-01JAMES C ANDREWS2016-06-08
0032014-01-01JAMES C ANDREWS2015-03-02
0032013-01-01JAMES C ANDREWS
0032012-01-01JAMES C ANDREWS
0032011-01-01JAMES C. ANDREWS
0032010-01-01JAMES C. ANDREWS
0032009-01-01JAMES C. ANDREWS

Plan Statistics for JAMES C. ANDREWS, DMD, PA DEFINED BENEFIT PENSION PLAN

401k plan membership statisitcs for JAMES C. ANDREWS, DMD, PA DEFINED BENEFIT PENSION PLAN

Measure Date Value
2017: JAMES C. ANDREWS, DMD, PA DEFINED BENEFIT PENSION PLAN 2017 401k membership
Market value of plan assets2017-12-312,378,214
Acturial value of plan assets2017-12-312,378,214
Funding target for retired participants and beneficiaries receiving payment2017-12-310
Number of terminated vested participants2017-12-310
Fundng target for terminated vested participants2017-12-310
Active participant vested funding target2017-12-311,982,427
Number of active participants2017-12-314
Total funding liabilities for active participants2017-12-311,982,427
Total participant count2017-12-314
Total funding target for all participants2017-12-311,982,427
Balance at beginning of prior year after applicable adjustments2017-12-310
Prefunding balance at beginning of prior year after applicable adjustments2017-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-310
Amount remaining of carryover balance2017-12-310
Amount remaining of prefunding balance2017-12-310
Present value of excess contributions2017-12-31247
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-31247
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-310
Reductions in caryover balances due to elections or deemed elections2017-12-310
Reductions in prefunding balances due to elections or deemed elections2017-12-310
Balance of carryovers at beginning of current year2017-12-310
Balance of prefunding at beginning of current year2017-12-310
Total employer contributions2017-12-31300,000
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-31294,623
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-31329,204
Net shortfall amortization installment of oustanding balance2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-310
Carryover balance elected to use to offset funding requirement2017-12-310
Prefunding balance elected to use to offset funding requirement2017-12-310
Additional cash requirement2017-12-310
Contributions allocatedtoward minimum required contributions for current year2017-12-31294,623
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
2016: JAMES C. ANDREWS, DMD, PA DEFINED BENEFIT PENSION PLAN 2016 401k membership
Market value of plan assets2016-12-312,227,431
Acturial value of plan assets2016-12-312,227,431
Funding target for retired participants and beneficiaries receiving payment2016-12-310
Number of terminated vested participants2016-12-311
Fundng target for terminated vested participants2016-12-319,288
Active participant vested funding target2016-12-311,705,720
Number of active participants2016-12-313
Total funding liabilities for active participants2016-12-311,708,675
Total participant count2016-12-314
Total funding target for all participants2016-12-311,717,963
Balance at beginning of prior year after applicable adjustments2016-12-310
Prefunding balance at beginning of prior year after applicable adjustments2016-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-310
Amount remaining of carryover balance2016-12-310
Amount remaining of prefunding balance2016-12-310
Present value of excess contributions2016-12-3142,575
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-3142,575
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-310
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-310
Balance of prefunding at beginning of current year2016-12-310
Total employer contributions2016-12-31240
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-31247
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-31319,729
Net shortfall amortization installment of oustanding balance2016-12-310
Waiver amortization installment2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-310
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-310
Contributions allocatedtoward minimum required contributions for current year2016-12-31247
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
2013: JAMES C. ANDREWS, DMD, PA DEFINED BENEFIT PENSION PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-015
Total number of active participants reported on line 7a of the Form 55002013-01-014
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-014
Number of participants with account balances2013-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: JAMES C. ANDREWS, DMD, PA DEFINED BENEFIT PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-015
Total number of active participants reported on line 7a of the Form 55002012-01-014
Number of other retired or separated participants entitled to future benefits2012-01-011
Total of all active and inactive participants2012-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: JAMES C. ANDREWS, DMD, PA DEFINED BENEFIT PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-014
Total number of active participants reported on line 7a of the Form 55002011-01-015
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-015
Number of participants with account balances2011-01-010
2010: JAMES C. ANDREWS, DMD, PA DEFINED BENEFIT PENSION PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-014
Total number of active participants reported on line 7a of the Form 55002010-01-014
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-010
Total of all active and inactive participants2010-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-014
Number of participants with account balances2010-01-010
2009: JAMES C. ANDREWS, DMD, PA DEFINED BENEFIT PENSION PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-015
Total number of active participants reported on line 7a of the Form 55002009-01-014
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-011
Total of all active and inactive participants2009-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-015
Number of participants with account balances2009-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on JAMES C. ANDREWS, DMD, PA DEFINED BENEFIT PENSION PLAN

Measure Date Value
2013 : JAMES C. ANDREWS, DMD, PA DEFINED BENEFIT PENSION PLAN 2013 401k financial data
Total income from all sources2013-12-31$237,177
Expenses. Total of all expenses incurred2013-12-31$50,712
Benefits paid (including direct rollovers)2013-12-31$50,712
Total plan assets at end of year2013-12-31$1,862,152
Total plan assets at beginning of year2013-12-31$1,675,687
Value of fidelity bond covering the plan2013-12-31$150,000
Other income received2013-12-31$37,177
Net income (gross income less expenses)2013-12-31$186,465
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,862,152
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,675,687
Total contributions received or receivable from employer(s)2013-12-31$200,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : JAMES C. ANDREWS, DMD, PA DEFINED BENEFIT PENSION PLAN 2012 401k financial data
Total income from all sources2012-12-31$208,715
Total plan assets at end of year2012-12-31$1,675,687
Total plan assets at beginning of year2012-12-31$1,466,972
Value of fidelity bond covering the plan2012-12-31$150,000
Other income received2012-12-31$133,715
Net income (gross income less expenses)2012-12-31$208,715
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,675,687
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,466,972
Total contributions received or receivable from employer(s)2012-12-31$75,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : JAMES C. ANDREWS, DMD, PA DEFINED BENEFIT PENSION PLAN 2011 401k financial data
Total income from all sources2011-12-31$265,208
Expenses. Total of all expenses incurred2011-12-31$0
Total plan assets at end of year2011-12-31$1,466,972
Total plan assets at beginning of year2011-12-31$1,201,764
Value of fidelity bond covering the plan2011-12-31$150,000
Other income received2011-12-31$42,119
Net income (gross income less expenses)2011-12-31$265,208
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,466,972
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,201,764
Total contributions received or receivable from employer(s)2011-12-31$223,089
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : JAMES C. ANDREWS, DMD, PA DEFINED BENEFIT PENSION PLAN 2010 401k financial data
Total income from all sources2010-12-31$274,425
Expenses. Total of all expenses incurred2010-12-31$84,748
Benefits paid (including direct rollovers)2010-12-31$84,748
Total plan assets at end of year2010-12-31$1,201,764
Total plan assets at beginning of year2010-12-31$1,012,087
Value of fidelity bond covering the plan2010-12-31$120,000
Other income received2010-12-31$94,425
Net income (gross income less expenses)2010-12-31$189,677
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,201,764
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,012,087
Total contributions received or receivable from employer(s)2010-12-31$180,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : JAMES C. ANDREWS, DMD, PA DEFINED BENEFIT PENSION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for JAMES C. ANDREWS, DMD, PA DEFINED BENEFIT PENSION PLAN

2013: JAMES C. ANDREWS, DMD, PA DEFINED BENEFIT PENSION PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: JAMES C. ANDREWS, DMD, PA DEFINED BENEFIT PENSION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: JAMES C. ANDREWS, DMD, PA DEFINED BENEFIT PENSION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: JAMES C. ANDREWS, DMD, PA DEFINED BENEFIT PENSION PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: JAMES C. ANDREWS, DMD, PA DEFINED BENEFIT PENSION PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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