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HARRIS & GRAVES P.A. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameHARRIS & GRAVES P.A. 401(K) PROFIT SHARING PLAN
Plan identification number 001

HARRIS & GRAVES P.A. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HARRIS AND GRAVES P.A. has sponsored the creation of one or more 401k plans.

Company Name:HARRIS AND GRAVES P.A.
Employer identification number (EIN):570752842
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HARRIS & GRAVES P.A. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01MITCHELL WILLIAMS2022-08-05
0012020-01-01MITCHELL WILLIAMS2021-10-12 MITCHELL WILLIAMS2021-10-12
0012019-01-01
0012018-01-01
0012017-01-01MITCHELL WILLIAMS
0012016-01-01MITCHELL WILLIAMS
0012015-01-01MITCHELL WILLIAMS
0012014-01-01MITCHELL WILLIAMS
0012013-01-01MITCHELL WILLIAMS
0012012-01-01MITCHELL WILLIAMS MITCHELL WILLIAMS2013-04-18
0012011-01-01MITCHELL WILLIAMS
0012010-01-01MITCHELL WILLIAMS

Plan Statistics for HARRIS & GRAVES P.A. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for HARRIS & GRAVES P.A. 401(K) PROFIT SHARING PLAN

Measure Date Value
2017: HARRIS & GRAVES P.A. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0127
Total number of active participants reported on line 7a of the Form 55002017-01-0121
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-015
Total of all active and inactive participants2017-01-0126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0126
Number of participants with account balances2017-01-0124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: HARRIS & GRAVES P.A. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0127
Total number of active participants reported on line 7a of the Form 55002016-01-0121
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-016
Total of all active and inactive participants2016-01-0127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0127
Number of participants with account balances2016-01-0125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-012
2015: HARRIS & GRAVES P.A. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0127
Total number of active participants reported on line 7a of the Form 55002015-01-0122
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-015
Total of all active and inactive participants2015-01-0127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0127
Number of participants with account balances2015-01-0125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: HARRIS & GRAVES P.A. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0127
Total number of active participants reported on line 7a of the Form 55002014-01-0122
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-015
Total of all active and inactive participants2014-01-0127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0127
Number of participants with account balances2014-01-0124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: HARRIS & GRAVES P.A. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0129
Total number of active participants reported on line 7a of the Form 55002013-01-0120
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-017
Total of all active and inactive participants2013-01-0127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0127
Number of participants with account balances2013-01-0126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: HARRIS & GRAVES P.A. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0129
Total number of active participants reported on line 7a of the Form 55002012-01-0125
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-014
Total of all active and inactive participants2012-01-0129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0129
Number of participants with account balances2012-01-0126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: HARRIS & GRAVES P.A. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0128
Total number of active participants reported on line 7a of the Form 55002011-01-0125
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-014
Total of all active and inactive participants2011-01-0129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0129
Number of participants with account balances2011-01-0127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: HARRIS & GRAVES P.A. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0125
Total number of active participants reported on line 7a of the Form 55002010-01-0124
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-014
Total of all active and inactive participants2010-01-0128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0128
Number of participants with account balances2010-01-0125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-011

Financial Data on HARRIS & GRAVES P.A. 401(K) PROFIT SHARING PLAN

Measure Date Value
2017 : HARRIS & GRAVES P.A. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Transfers to/from the plan2017-12-31$0
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$482,627
Expenses. Total of all expenses incurred2017-12-31$72,571
Benefits paid (including direct rollovers)2017-12-31$67,150
Total plan assets at end of year2017-12-31$3,015,563
Total plan assets at beginning of year2017-12-31$2,605,507
Value of fidelity bond covering the plan2017-12-31$300,000
Assets. Value of tangible personal property2017-12-31$0
Total contributions received or receivable from participants2017-12-31$80,601
Assets. Value of loans (other than to participants)2017-12-31$0
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$389,799
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$410,056
Net plan assets at end of year (total assets less liabilities)2017-12-31$3,015,563
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$2,605,507
Assets. Value of participant loans2017-12-31$88,241
Assets. Value of assets in partnership/joint-venture interests2017-12-31$0
Assets. Value of real-estate (other than employer real property)2017-12-31$0
Assets. Value of employer securities2017-12-31$0
Assets. Value of employer real property2017-12-31$0
Total contributions received or receivable from employer(s)2017-12-31$12,227
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$4,721
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$700
2016 : HARRIS & GRAVES P.A. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$334,409
Expenses. Total of all expenses incurred2016-12-31$21,909
Benefits paid (including direct rollovers)2016-12-31$20,777
Total plan assets at end of year2016-12-31$2,605,507
Total plan assets at beginning of year2016-12-31$2,293,007
Value of fidelity bond covering the plan2016-12-31$300,000
Total contributions received or receivable from participants2016-12-31$74,511
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$20,146
Other income received2016-12-31$221,931
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$312,500
Net plan assets at end of year (total assets less liabilities)2016-12-31$2,605,507
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$2,293,007
Assets. Value of participant loans2016-12-31$38,353
Total contributions received or receivable from employer(s)2016-12-31$17,821
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$807
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$325
2015 : HARRIS & GRAVES P.A. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$62,860
Expenses. Total of all expenses incurred2015-12-31$719,750
Benefits paid (including direct rollovers)2015-12-31$719,575
Total plan assets at end of year2015-12-31$2,293,007
Total plan assets at beginning of year2015-12-31$2,949,897
Value of fidelity bond covering the plan2015-12-31$300,000
Total contributions received or receivable from participants2015-12-31$72,059
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$-27,584
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$-656,890
Net plan assets at end of year (total assets less liabilities)2015-12-31$2,293,007
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$2,949,897
Assets. Value of participant loans2015-12-31$61,124
Total contributions received or receivable from employer(s)2015-12-31$18,385
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$175
2014 : HARRIS & GRAVES P.A. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$245,945
Expenses. Total of all expenses incurred2014-12-31$224,573
Benefits paid (including direct rollovers)2014-12-31$224,148
Total plan assets at end of year2014-12-31$2,949,897
Total plan assets at beginning of year2014-12-31$2,928,525
Value of fidelity bond covering the plan2014-12-31$300,000
Total contributions received or receivable from participants2014-12-31$78,838
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$145,276
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$21,372
Net plan assets at end of year (total assets less liabilities)2014-12-31$2,949,897
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$2,928,525
Assets. Value of participant loans2014-12-31$79,089
Total contributions received or receivable from employer(s)2014-12-31$21,831
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$425
2013 : HARRIS & GRAVES P.A. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total income from all sources2013-12-31$451,890
Expenses. Total of all expenses incurred2013-12-31$21,725
Benefits paid (including direct rollovers)2013-12-31$21,525
Total plan assets at end of year2013-12-31$2,928,525
Total plan assets at beginning of year2013-12-31$2,498,360
Value of fidelity bond covering the plan2013-12-31$300,000
Total contributions received or receivable from participants2013-12-31$81,350
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$328,785
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$430,165
Net plan assets at end of year (total assets less liabilities)2013-12-31$2,928,525
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$2,498,360
Assets. Value of participant loans2013-12-31$97,037
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022013-12-31$0
Total contributions received or receivable from employer(s)2013-12-31$41,755
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$200
2012 : HARRIS & GRAVES P.A. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$404,998
Expenses. Total of all expenses incurred2012-12-31$89,743
Benefits paid (including direct rollovers)2012-12-31$88,817
Total plan assets at end of year2012-12-31$2,498,360
Total plan assets at beginning of year2012-12-31$2,183,105
Value of fidelity bond covering the plan2012-12-31$100,000
Total contributions received or receivable from participants2012-12-31$102,512
Other income received2012-12-31$255,944
Net income (gross income less expenses)2012-12-31$315,255
Net plan assets at end of year (total assets less liabilities)2012-12-31$2,498,360
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$2,183,105
Assets. Value of participant loans2012-12-31$99,226
Total contributions received or receivable from employer(s)2012-12-31$46,542
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$926
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : HARRIS & GRAVES P.A. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$117,204
Expenses. Total of all expenses incurred2011-12-31$66,925
Benefits paid (including direct rollovers)2011-12-31$66,700
Total plan assets at end of year2011-12-31$2,183,105
Total plan assets at beginning of year2011-12-31$2,132,826
Value of fidelity bond covering the plan2011-12-31$100,000
Total contributions received or receivable from participants2011-12-31$106,665
Other income received2011-12-31$-34,429
Net income (gross income less expenses)2011-12-31$50,279
Net plan assets at end of year (total assets less liabilities)2011-12-31$2,183,105
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$2,132,826
Assets. Value of participant loans2011-12-31$6,817
Total contributions received or receivable from employer(s)2011-12-31$44,968
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$225
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : HARRIS & GRAVES P.A. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$432,079
Expenses. Total of all expenses incurred2010-12-31$38,448
Benefits paid (including direct rollovers)2010-12-31$37,642
Total plan assets at end of year2010-12-31$2,132,826
Total plan assets at beginning of year2010-12-31$1,739,195
Value of fidelity bond covering the plan2010-12-31$100,000
Total contributions received or receivable from participants2010-12-31$101,464
Contributions received from other sources (not participants or employers)2010-12-31$13,682
Other income received2010-12-31$272,680
Net income (gross income less expenses)2010-12-31$393,631
Net plan assets at end of year (total assets less liabilities)2010-12-31$2,132,826
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,739,195
Assets. Value of participant loans2010-12-31$13,208
Total contributions received or receivable from employer(s)2010-12-31$44,253
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$806
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0

Form 5500 Responses for HARRIS & GRAVES P.A. 401(K) PROFIT SHARING PLAN

2017: HARRIS & GRAVES P.A. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HARRIS & GRAVES P.A. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HARRIS & GRAVES P.A. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HARRIS & GRAVES P.A. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HARRIS & GRAVES P.A. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HARRIS & GRAVES P.A. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HARRIS & GRAVES P.A. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: HARRIS & GRAVES P.A. 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes

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