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THE CAPITAL CORPORATION OF AMERICA 401(K) PLAN 401k Plan overview

Plan NameTHE CAPITAL CORPORATION OF AMERICA 401(K) PLAN
Plan identification number 001

THE CAPITAL CORPORATION OF AMERICA 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE CAPITAL CORPORATION OF AMERICA has sponsored the creation of one or more 401k plans.

Company Name:THE CAPITAL CORPORATION OF AMERICA
Employer identification number (EIN):570938473
NAIC Classification:523110
NAIC Description:Investment Banking and Securities Dealing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE CAPITAL CORPORATION OF AMERICA 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01C. DAN ADAMS2024-09-17
0012022-01-01C. DAN ADAMS2023-09-19
0012021-01-01C. DAN ADAMS2022-08-22
0012020-01-01C. DAN ADAMS2021-09-24
0012019-01-01C. DAN ADAMS2020-09-20
0012018-01-01
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01JAMES JOYNER
0012011-01-01JAMES JOYNER

Financial Data on THE CAPITAL CORPORATION OF AMERICA 401(K) PLAN

Measure Date Value
2023 : THE CAPITAL CORPORATION OF AMERICA 401(K) PLAN 2023 401k financial data
Total income from all sources2023-12-31$701,327
Expenses. Total of all expenses incurred2023-12-31$477,836
Benefits paid (including direct rollovers)2023-12-31$446,908
Total plan assets at end of year2023-12-31$3,392,937
Total plan assets at beginning of year2023-12-31$3,169,446
Value of fidelity bond covering the plan2023-12-31$750,000
Total contributions received or receivable from participants2023-12-31$161,689
Other income received2023-12-31$485,340
Net income (gross income less expenses)2023-12-31$223,491
Net plan assets at end of year (total assets less liabilities)2023-12-31$3,392,937
Net plan assets at beginning of year (total assets less liabilities)2023-12-31$3,169,446
Assets. Value of assets in partnership/joint-venture interests2023-12-31$52,221
Total contributions received or receivable from employer(s)2023-12-31$54,298
Expenses. Administrative service providers (salaries,fees and commissions)2023-12-31$30,928
2022 : THE CAPITAL CORPORATION OF AMERICA 401(K) PLAN 2022 401k financial data
Total income from all sources2022-12-31$-399,034
Expenses. Total of all expenses incurred2022-12-31$1,293,306
Benefits paid (including direct rollovers)2022-12-31$1,267,085
Total plan assets at end of year2022-12-31$3,169,446
Total plan assets at beginning of year2022-12-31$4,861,786
Value of fidelity bond covering the plan2022-12-31$750,000
Total contributions received or receivable from participants2022-12-31$195,239
Other income received2022-12-31$-645,440
Net income (gross income less expenses)2022-12-31$-1,692,340
Net plan assets at end of year (total assets less liabilities)2022-12-31$3,169,446
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$4,861,786
Assets. Value of assets in partnership/joint-venture interests2022-12-31$64,496
Total contributions received or receivable from employer(s)2022-12-31$51,167
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$26,221
2021 : THE CAPITAL CORPORATION OF AMERICA 401(K) PLAN 2021 401k financial data
Total income from all sources2021-12-31$1,488,547
Expenses. Total of all expenses incurred2021-12-31$306,884
Benefits paid (including direct rollovers)2021-12-31$278,387
Total plan assets at end of year2021-12-31$4,861,786
Total plan assets at beginning of year2021-12-31$3,680,123
Value of fidelity bond covering the plan2021-12-31$750,000
Total contributions received or receivable from participants2021-12-31$208,624
Contributions received from other sources (not participants or employers)2021-12-31$180,496
Other income received2021-12-31$1,053,215
Net income (gross income less expenses)2021-12-31$1,181,663
Net plan assets at end of year (total assets less liabilities)2021-12-31$4,861,786
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$3,680,123
Assets. Value of assets in partnership/joint-venture interests2021-12-31$66,144
Total contributions received or receivable from employer(s)2021-12-31$46,212
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$28,497
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
2020 : THE CAPITAL CORPORATION OF AMERICA 401(K) PLAN 2020 401k financial data
Total income from all sources2020-12-31$953,865
Expenses. Total of all expenses incurred2020-12-31$457,838
Benefits paid (including direct rollovers)2020-12-31$433,199
Total plan assets at end of year2020-12-31$3,680,123
Total plan assets at beginning of year2020-12-31$3,184,096
Value of fidelity bond covering the plan2020-12-31$750,000
Total contributions received or receivable from participants2020-12-31$222,094
Contributions received from other sources (not participants or employers)2020-12-31$185,837
Other income received2020-12-31$514,511
Net income (gross income less expenses)2020-12-31$496,027
Net plan assets at end of year (total assets less liabilities)2020-12-31$3,680,123
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$3,184,096
Assets. Value of assets in partnership/joint-venture interests2020-12-31$92,308
Total contributions received or receivable from employer(s)2020-12-31$31,423
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$24,639
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
2019 : THE CAPITAL CORPORATION OF AMERICA 401(K) PLAN 2019 401k financial data
Total plan liabilities at beginning of year2019-12-31$28
Total income from all sources2019-12-31$785,100
Expenses. Total of all expenses incurred2019-12-31$103,962
Benefits paid (including direct rollovers)2019-12-31$95,033
Total plan assets at end of year2019-12-31$3,184,096
Total plan assets at beginning of year2019-12-31$2,502,986
Value of fidelity bond covering the plan2019-12-31$750,000
Total contributions received or receivable from participants2019-12-31$229,894
Other income received2019-12-31$495,259
Net income (gross income less expenses)2019-12-31$681,138
Net plan assets at end of year (total assets less liabilities)2019-12-31$3,184,096
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$2,502,958
Assets. Value of assets in partnership/joint-venture interests2019-12-31$97,756
Total contributions received or receivable from employer(s)2019-12-31$59,947
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$8,929
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : THE CAPITAL CORPORATION OF AMERICA 401(K) PLAN 2018 401k financial data
Total plan liabilities at end of year2018-12-31$28
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$124,950
Expenses. Total of all expenses incurred2018-12-31$6,735
Benefits paid (including direct rollovers)2018-12-31$1,860
Total plan assets at end of year2018-12-31$2,502,986
Total plan assets at beginning of year2018-12-31$2,384,743
Value of fidelity bond covering the plan2018-12-31$750,000
Total contributions received or receivable from participants2018-12-31$207,462
Contributions received from other sources (not participants or employers)2018-12-31$272
Other income received2018-12-31$-371,945
Net income (gross income less expenses)2018-12-31$118,215
Net plan assets at end of year (total assets less liabilities)2018-12-31$2,502,958
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$2,384,743
Assets. Value of assets in partnership/joint-venture interests2018-12-31$99,456
Total contributions received or receivable from employer(s)2018-12-31$289,161
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$4,875
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : THE CAPITAL CORPORATION OF AMERICA 401(K) PLAN 2017 401k financial data
Total income from all sources2017-12-31$506,640
Expenses. Total of all expenses incurred2017-12-31$7,071
Benefits paid (including direct rollovers)2017-12-31$4,563
Total plan assets at end of year2017-12-31$2,384,743
Total plan assets at beginning of year2017-12-31$1,885,174
Value of fidelity bond covering the plan2017-12-31$750,000
Total contributions received or receivable from participants2017-12-31$185,098
Other income received2017-12-31$45,776
Net income (gross income less expenses)2017-12-31$499,569
Net plan assets at end of year (total assets less liabilities)2017-12-31$2,384,743
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$1,885,174
Assets. Value of assets in partnership/joint-venture interests2017-12-31$100,939
Total contributions received or receivable from employer(s)2017-12-31$275,766
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$2,508
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : THE CAPITAL CORPORATION OF AMERICA 401(K) PLAN 2016 401k financial data
Total income from all sources2016-12-31$260,085
Expenses. Total of all expenses incurred2016-12-31$1,594
Total plan assets at end of year2016-12-31$1,885,174
Total plan assets at beginning of year2016-12-31$1,626,683
Value of fidelity bond covering the plan2016-12-31$750,000
Total contributions received or receivable from participants2016-12-31$122,552
Other income received2016-12-31$-10,644
Net income (gross income less expenses)2016-12-31$258,491
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,885,174
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,626,683
Assets. Value of assets in partnership/joint-venture interests2016-12-31$97,684
Total contributions received or receivable from employer(s)2016-12-31$148,177
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$1,594
2015 : THE CAPITAL CORPORATION OF AMERICA 401(K) PLAN 2015 401k financial data
Total income from all sources2015-12-31$231,064
Expenses. Total of all expenses incurred2015-12-31$17,561
Benefits paid (including direct rollovers)2015-12-31$15,639
Total plan assets at end of year2015-12-31$1,626,683
Total plan assets at beginning of year2015-12-31$1,413,180
Value of fidelity bond covering the plan2015-12-31$750,000
Total contributions received or receivable from participants2015-12-31$106,043
Other income received2015-12-31$-16,285
Net income (gross income less expenses)2015-12-31$213,503
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,626,683
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,413,180
Assets. Value of assets in partnership/joint-venture interests2015-12-31$604,358
Total contributions received or receivable from employer(s)2015-12-31$141,306
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$1,922
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : THE CAPITAL CORPORATION OF AMERICA 401(K) PLAN 2014 401k financial data
Total income from all sources2014-12-31$251,464
Expenses. Total of all expenses incurred2014-12-31$132,548
Benefits paid (including direct rollovers)2014-12-31$130,695
Total plan assets at end of year2014-12-31$1,413,180
Total plan assets at beginning of year2014-12-31$1,294,264
Value of fidelity bond covering the plan2014-12-31$250,000
Total contributions received or receivable from participants2014-12-31$81,935
Other income received2014-12-31$42,312
Net income (gross income less expenses)2014-12-31$118,916
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,413,180
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,294,264
Assets. Value of participant loans2014-12-31$0
Assets. Value of assets in partnership/joint-venture interests2014-12-31$114,013
Total contributions received or receivable from employer(s)2014-12-31$127,217
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$1,853
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : THE CAPITAL CORPORATION OF AMERICA 401(K) PLAN 2013 401k financial data
Total income from all sources2013-12-31$334,531
Expenses. Total of all expenses incurred2013-12-31$1,676
Total plan assets at end of year2013-12-31$1,294,264
Total plan assets at beginning of year2013-12-31$961,409
Value of fidelity bond covering the plan2013-12-31$250,000
Total contributions received or receivable from participants2013-12-31$76,573
Other income received2013-12-31$160,184
Net income (gross income less expenses)2013-12-31$332,855
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,294,264
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$961,409
Assets. Value of participant loans2013-12-31$28,755
Assets. Value of assets in partnership/joint-venture interests2013-12-31$74,571
Total contributions received or receivable from employer(s)2013-12-31$97,774
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$1,676
2012 : THE CAPITAL CORPORATION OF AMERICA 401(K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$224,792
Expenses. Total of all expenses incurred2012-12-31$30,849
Benefits paid (including direct rollovers)2012-12-31$29,185
Total plan assets at end of year2012-12-31$961,409
Total plan assets at beginning of year2012-12-31$767,466
Value of fidelity bond covering the plan2012-12-31$250,000
Total contributions received or receivable from participants2012-12-31$59,141
Other income received2012-12-31$80,259
Net income (gross income less expenses)2012-12-31$193,943
Net plan assets at end of year (total assets less liabilities)2012-12-31$961,409
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$767,466
Assets. Value of participant loans2012-12-31$3,006
Assets. Value of assets in partnership/joint-venture interests2012-12-31$89,863
Total contributions received or receivable from employer(s)2012-12-31$85,392
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$1,664
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : THE CAPITAL CORPORATION OF AMERICA 401(K) PLAN 2011 401k financial data
Total income from all sources2011-12-31$151,187
Expenses. Total of all expenses incurred2011-12-31$3,443
Benefits paid (including direct rollovers)2011-12-31$2,150
Total plan assets at end of year2011-12-31$767,466
Total plan assets at beginning of year2011-12-31$619,722
Value of fidelity bond covering the plan2011-12-31$250,000
Total contributions received or receivable from participants2011-12-31$73,498
Other income received2011-12-31$-10,810
Net income (gross income less expenses)2011-12-31$147,744
Net plan assets at end of year (total assets less liabilities)2011-12-31$767,466
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$619,722
Assets. Value of participant loans2011-12-31$1,336
Assets. Value of assets in partnership/joint-venture interests2011-12-31$99,595
Total contributions received or receivable from employer(s)2011-12-31$88,499
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$1,293
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : THE CAPITAL CORPORATION OF AMERICA 401(K) PLAN 2010 401k financial data
Total income from all sources2010-12-31$160,482
Expenses. Total of all expenses incurred2010-12-31$7,163
Benefits paid (including direct rollovers)2010-12-31$6,300
Total plan assets at end of year2010-12-31$619,722
Total plan assets at beginning of year2010-12-31$466,403
Value of fidelity bond covering the plan2010-12-31$250,000
Total contributions received or receivable from participants2010-12-31$82,508
Other income received2010-12-31$-1,132
Net income (gross income less expenses)2010-12-31$153,319
Net plan assets at end of year (total assets less liabilities)2010-12-31$619,722
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$466,403
Assets. Value of assets in partnership/joint-venture interests2010-12-31$37,492
Total contributions received or receivable from employer(s)2010-12-31$79,106
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$863
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0

Form 5500 Responses for THE CAPITAL CORPORATION OF AMERICA 401(K) PLAN

2023: THE CAPITAL CORPORATION OF AMERICA 401(K) PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: THE CAPITAL CORPORATION OF AMERICA 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE CAPITAL CORPORATION OF AMERICA 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE CAPITAL CORPORATION OF AMERICA 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE CAPITAL CORPORATION OF AMERICA 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE CAPITAL CORPORATION OF AMERICA 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE CAPITAL CORPORATION OF AMERICA 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE CAPITAL CORPORATION OF AMERICA 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE CAPITAL CORPORATION OF AMERICA 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE CAPITAL CORPORATION OF AMERICA 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE CAPITAL CORPORATION OF AMERICA 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE CAPITAL CORPORATION OF AMERICA 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE CAPITAL CORPORATION OF AMERICA 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number69801
Policy instance 1
Insurance contract or identification number69801
Number of Individuals Covered20
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number69801
Policy instance 1
Insurance contract or identification number69801
Number of Individuals Covered26
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number69801
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number69801
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number69801
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number69801
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number69801
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number69801
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number69801
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number69801
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number69801
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number69801
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number69801
Policy instance 1

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