401k Plan data: THOMAS H. BAXLEY 401(K) plan

THOMAS H. BAXLEY 401(K) 401k Plan overview

Plan Name	THOMAS H. BAXLEY 401(K)
Plan identification number	001

THOMAS H. BAXLEY 401(K) Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THOMAS H. BAXLEY has sponsored the creation of one or more 401k plans.

Company Name: THOMAS H. BAXLEY

Employer identification number (EIN): 581289672

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THOMAS H. BAXLEY 401(K)

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 THOMAS H. BAXLEY
001 2014-01-01 THOMAS H. BAXLEY
001 2014-01-01 THOMAS H. BAXLEY
001 2013-01-01 THOMAS H. BAXLEY
001 2012-01-01 THOMAS H. BAXLEY

Plan id#	Filing Submission Date	Name of Administrator
001	2015-01-01	THOMAS H. BAXLEY
001	2014-01-01	THOMAS H. BAXLEY
001	2014-01-01	THOMAS H. BAXLEY
001	2013-01-01	THOMAS H. BAXLEY
001	2012-01-01	THOMAS H. BAXLEY

Plan Statistics for THOMAS H. BAXLEY 401(K)

401k plan membership statisitcs for THOMAS H. BAXLEY 401(K)

Measure Date Value
2015: THOMAS H. BAXLEY 401(K) 2015 401k membership
Total participants, beginning-of-year 2015-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: THOMAS H. BAXLEY 401(K) 2014 401k membership
Total participants, beginning-of-year 2014-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 3
Total of all active and inactive participants 2014-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 3
Number of participants with account balances 2014-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: THOMAS H. BAXLEY 401(K) 2013 401k membership
Total participants, beginning-of-year 2013-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 3
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 3
Number of participants with account balances 2013-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: THOMAS H. BAXLEY 401(K) 2012 401k membership
Total participants, beginning-of-year 2012-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 3
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 3
Number of participants with account balances 2012-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0

Measure	Date	Value
2015: THOMAS H. BAXLEY 401(K) 2015 401k membership
Total participants, beginning-of-year	2015-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: THOMAS H. BAXLEY 401(K) 2014 401k membership
Total participants, beginning-of-year	2014-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	3
Total of all active and inactive participants	2014-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	3
Number of participants with account balances	2014-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: THOMAS H. BAXLEY 401(K) 2013 401k membership
Total participants, beginning-of-year	2013-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	3
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	3
Number of participants with account balances	2013-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: THOMAS H. BAXLEY 401(K) 2012 401k membership
Total participants, beginning-of-year	2012-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	3
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	3
Number of participants with account balances	2012-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0

Financial Data on THOMAS H. BAXLEY 401(K)

Measure	Date	Value
2015 : THOMAS H. BAXLEY 401(K) 2015 401k financial data
Total income from all sources	2015-08-26	$10,452
Expenses. Total of all expenses incurred	2015-08-26	$855,396
Benefits paid (including direct rollovers)	2015-08-26	$855,055
Total plan assets at end of year	2015-08-26	$0
Total plan assets at beginning of year	2015-08-26	$844,944
Value of fidelity bond covering the plan	2015-08-26	$100,000
Other income received	2015-08-26	$10,452
Net income (gross income less expenses)	2015-08-26	$-844,944
Net plan assets at end of year (total assets less liabilities)	2015-08-26	$0
Net plan assets at beginning of year (total assets less liabilities)	2015-08-26	$844,944
Total contributions received or receivable from employer(s)	2015-08-26	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-08-26	$341
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-08-26	$0
2014 : THOMAS H. BAXLEY 401(K) 2014 401k financial data
Total income from all sources	2014-12-31	$95,034
Expenses. Total of all expenses incurred	2014-12-31	$1,919
Total plan assets at end of year	2014-12-31	$846,944
Total plan assets at beginning of year	2014-12-31	$753,829
Value of fidelity bond covering the plan	2014-12-31	$100,000
Total contributions received or receivable from participants	2014-12-31	$48,128
Other income received	2014-12-31	$20,944
Net income (gross income less expenses)	2014-12-31	$93,115
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$846,944
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$753,829
Total contributions received or receivable from employer(s)	2014-12-31	$25,962
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$1,919
2013 : THOMAS H. BAXLEY 401(K) 2013 401k financial data
Total income from all sources	2013-12-31	$249,846
Expenses. Total of all expenses incurred	2013-12-31	$770
Total plan assets at end of year	2013-12-31	$744,829
Total plan assets at beginning of year	2013-12-31	$495,753
Value of fidelity bond covering the plan	2013-12-31	$100,000
Total contributions received or receivable from participants	2013-12-31	$36,981
Expenses. Other expenses not covered elsewhere	2013-12-31	$770
Other income received	2013-12-31	$167,459
Net income (gross income less expenses)	2013-12-31	$249,076
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$744,829
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$495,753
Total contributions received or receivable from employer(s)	2013-12-31	$45,406
2012 : THOMAS H. BAXLEY 401(K) 2012 401k financial data
Total income from all sources	2012-12-31	$63,827
Expenses. Total of all expenses incurred	2012-12-31	$350
Total plan assets at end of year	2012-12-31	$495,753
Total plan assets at beginning of year	2012-12-31	$432,276
Total contributions received or receivable from participants	2012-12-31	$21,545
Other income received	2012-12-31	$25,713
Net income (gross income less expenses)	2012-12-31	$63,477
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$495,753
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$432,276
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2012-12-31	$3,373
Total contributions received or receivable from employer(s)	2012-12-31	$16,569
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$350

Form 5500 Responses for THOMAS H. BAXLEY 401(K)

2015: THOMAS H. BAXLEY 401(K) 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	Yes
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THOMAS H. BAXLEY 401(K) 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THOMAS H. BAXLEY 401(K) 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THOMAS H. BAXLEY 401(K) 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	THOMAS H. BAXLEY
Employer identification number (EIN):	581289672
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers