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HARBEN, HARTLEY & HAWKINS LLP 401(K) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameHARBEN, HARTLEY & HAWKINS LLP 401(K) RETIREMENT SAVINGS PLAN
Plan identification number 001

HARBEN, HARTLEY & HAWKINS LLP 401(K) RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HARBEN, HARTLEY & HAWKINS, LLP has sponsored the creation of one or more 401k plans.

Company Name:HARBEN, HARTLEY & HAWKINS, LLP
Employer identification number (EIN):581382016
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HARBEN, HARTLEY & HAWKINS LLP 401(K) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01RHONDA STEVENS2022-05-02 PHILLIP HARTLEY2022-05-02
0012020-01-01RHONDA STEVENS2021-05-24
0012019-01-01RHONDA STEVENS2020-06-03
0012018-01-01RHONDA STEVENS2019-06-07
0012017-01-01RHONDA STEVENS RHONDA STEVENS2018-05-16
0012016-01-01RHONDA STEVENS
0012015-01-01RHONDA STEVENS RHONDA STEVENS2016-06-23
0012014-01-01RHONDA STEVENS
0012013-01-01RHONDA STEVENS RHONDA STEVENS2014-05-28
0012012-01-01RHONDA STEVENS PHILLIP HARTLEY2013-06-10
0012011-01-01RHONDA STEVENS PHILLIP HARTLEY2012-07-05
0012010-01-01RHONDA STEVENS PHILLIP HARTLEY2011-07-01
0012009-01-01RHONDA STEVENS

Financial Data on HARBEN, HARTLEY & HAWKINS LLP 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2017 : HARBEN, HARTLEY & HAWKINS LLP 401(K) RETIREMENT SAVINGS PLAN 2017 401k financial data
Transfers to/from the plan2017-12-31$0
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$811,153
Expenses. Total of all expenses incurred2017-12-31$0
Benefits paid (including direct rollovers)2017-12-31$0
Total plan assets at end of year2017-12-31$4,462,279
Total plan assets at beginning of year2017-12-31$3,651,126
Value of fidelity bond covering the plan2017-12-31$500,000
Assets. Value of tangible personal property2017-12-31$0
Total contributions received or receivable from participants2017-12-31$111,019
Assets. Value of loans (other than to participants)2017-12-31$0
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$652,317
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$811,153
Net plan assets at end of year (total assets less liabilities)2017-12-31$4,462,279
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$3,651,126
Assets. Value of participant loans2017-12-31$0
Assets. Value of assets in partnership/joint-venture interests2017-12-31$0
Assets. Value of real-estate (other than employer real property)2017-12-31$0
Assets. Value of employer securities2017-12-31$0
Assets. Value of employer real property2017-12-31$0
Total contributions received or receivable from employer(s)2017-12-31$47,817
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$0
2016 : HARBEN, HARTLEY & HAWKINS LLP 401(K) RETIREMENT SAVINGS PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$417,720
Expenses. Total of all expenses incurred2016-12-31$665,575
Benefits paid (including direct rollovers)2016-12-31$665,550
Total plan assets at end of year2016-12-31$3,651,126
Total plan assets at beginning of year2016-12-31$3,898,981
Value of fidelity bond covering the plan2016-12-31$500,000
Total contributions received or receivable from participants2016-12-31$114,597
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$234,861
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$-247,855
Net plan assets at end of year (total assets less liabilities)2016-12-31$3,651,126
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$3,898,981
Total contributions received or receivable from employer(s)2016-12-31$68,262
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$25
2015 : HARBEN, HARTLEY & HAWKINS LLP 401(K) RETIREMENT SAVINGS PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$179,354
Expenses. Total of all expenses incurred2015-12-31$438,203
Benefits paid (including direct rollovers)2015-12-31$438,178
Total plan assets at end of year2015-12-31$3,898,981
Total plan assets at beginning of year2015-12-31$4,157,830
Value of fidelity bond covering the plan2015-12-31$500,000
Total contributions received or receivable from participants2015-12-31$143,197
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$-9,968
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$-258,849
Net plan assets at end of year (total assets less liabilities)2015-12-31$3,898,981
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$4,157,830
Total contributions received or receivable from employer(s)2015-12-31$46,125
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$25
2014 : HARBEN, HARTLEY & HAWKINS LLP 401(K) RETIREMENT SAVINGS PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$439,646
Expenses. Total of all expenses incurred2014-12-31$0
Benefits paid (including direct rollovers)2014-12-31$0
Total plan assets at end of year2014-12-31$4,157,830
Total plan assets at beginning of year2014-12-31$3,718,184
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$171,731
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$209,473
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$439,646
Net plan assets at end of year (total assets less liabilities)2014-12-31$4,157,830
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$3,718,184
Total contributions received or receivable from employer(s)2014-12-31$58,442
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$0
2013 : HARBEN, HARTLEY & HAWKINS LLP 401(K) RETIREMENT SAVINGS PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total income from all sources2013-12-31$740,662
Expenses. Total of all expenses incurred2013-12-31$18,157
Benefits paid (including direct rollovers)2013-12-31$18,107
Total plan assets at end of year2013-12-31$3,718,184
Total plan assets at beginning of year2013-12-31$2,995,679
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$172,894
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$468,148
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$722,505
Net plan assets at end of year (total assets less liabilities)2013-12-31$3,718,184
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$2,995,679
Total contributions received or receivable from employer(s)2013-12-31$99,620
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$50
2012 : HARBEN, HARTLEY & HAWKINS LLP 401(K) RETIREMENT SAVINGS PLAN 2012 401k financial data
Total income from all sources2012-12-31$541,461
Expenses. Total of all expenses incurred2012-12-31$2,585
Benefits paid (including direct rollovers)2012-12-31$2,585
Total plan assets at end of year2012-12-31$2,995,679
Total plan assets at beginning of year2012-12-31$2,456,803
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$168,151
Other income received2012-12-31$308,871
Net income (gross income less expenses)2012-12-31$538,876
Net plan assets at end of year (total assets less liabilities)2012-12-31$2,995,679
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$2,456,803
Total contributions received or receivable from employer(s)2012-12-31$64,439
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : HARBEN, HARTLEY & HAWKINS LLP 401(K) RETIREMENT SAVINGS PLAN 2011 401k financial data
Total income from all sources2011-12-31$239,011
Expenses. Total of all expenses incurred2011-12-31$0
Total plan assets at end of year2011-12-31$2,456,803
Total plan assets at beginning of year2011-12-31$2,217,792
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$164,492
Other income received2011-12-31$-48,105
Net income (gross income less expenses)2011-12-31$239,011
Net plan assets at end of year (total assets less liabilities)2011-12-31$2,456,803
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$2,217,792
Total contributions received or receivable from employer(s)2011-12-31$122,624
2010 : HARBEN, HARTLEY & HAWKINS LLP 401(K) RETIREMENT SAVINGS PLAN 2010 401k financial data
Total income from all sources2010-12-31$503,152
Total plan assets at end of year2010-12-31$2,217,792
Total plan assets at beginning of year2010-12-31$1,714,640
Value of fidelity bond covering the plan2010-12-31$75,000
Total contributions received or receivable from participants2010-12-31$157,287
Other income received2010-12-31$247,559
Net income (gross income less expenses)2010-12-31$503,152
Net plan assets at end of year (total assets less liabilities)2010-12-31$2,217,792
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,714,640
Total contributions received or receivable from employer(s)2010-12-31$98,306

Form 5500 Responses for HARBEN, HARTLEY & HAWKINS LLP 401(K) RETIREMENT SAVINGS PLAN

2017: HARBEN, HARTLEY & HAWKINS LLP 401(K) RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HARBEN, HARTLEY & HAWKINS LLP 401(K) RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HARBEN, HARTLEY & HAWKINS LLP 401(K) RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HARBEN, HARTLEY & HAWKINS LLP 401(K) RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HARBEN, HARTLEY & HAWKINS LLP 401(K) RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HARBEN, HARTLEY & HAWKINS LLP 401(K) RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HARBEN, HARTLEY & HAWKINS LLP 401(K) RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: HARBEN, HARTLEY & HAWKINS LLP 401(K) RETIREMENT SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: HARBEN, HARTLEY & HAWKINS LLP 401(K) RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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