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NORTHEAST GEORGIA UROLOGIC ASSOCIATES PC 401(K) PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan NameNORTHEAST GEORGIA UROLOGIC ASSOCIATES PC 401(K) PROFIT SHARING PLAN AND TRUST
Plan identification number 001

NORTHEAST GEORGIA UROLOGIC ASSOCIATES PC 401(K) PROFIT SHARING PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NORTHEAST GEORGIA UROLOGIC ASSOCIATES, PC has sponsored the creation of one or more 401k plans.

Company Name:NORTHEAST GEORGIA UROLOGIC ASSOCIATES, PC
Employer identification number (EIN):581428091
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTHEAST GEORGIA UROLOGIC ASSOCIATES PC 401(K) PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01WILLIAM BIRD JONES, MD WILLIAM BIRD JONES, MD2013-05-15
0012011-01-01WILLIAM BIRD JONES, MD WILLIAM BIRD JONES, MD2012-07-31
0012010-01-01WILLIAM BIRD JONES, MD WILLIAM BIRD JONES, MD2011-05-31
0012009-01-01WILLIAM BIRD JONES, MD WILLIAM BIRD JONES, MD2010-05-10

Plan Statistics for NORTHEAST GEORGIA UROLOGIC ASSOCIATES PC 401(K) PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for NORTHEAST GEORGIA UROLOGIC ASSOCIATES PC 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2017: NORTHEAST GEORGIA UROLOGIC ASSOCIATES PC 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-0116
Total number of active participants reported on line 7a of the Form 55002017-01-0111
Number of retired or separated participants receiving benefits2017-01-015
Total of all active and inactive participants2017-01-0116
Total participants2017-01-0116
Number of participants with account balances2017-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-012
2016: NORTHEAST GEORGIA UROLOGIC ASSOCIATES PC 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-0117
Total number of active participants reported on line 7a of the Form 55002016-01-0113
Number of retired or separated participants receiving benefits2016-01-013
Total of all active and inactive participants2016-01-0116
Total participants2016-01-0116
Number of participants with account balances2016-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: NORTHEAST GEORGIA UROLOGIC ASSOCIATES PC 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-0117
Total number of active participants reported on line 7a of the Form 55002015-01-0112
Number of retired or separated participants receiving benefits2015-01-015
Total of all active and inactive participants2015-01-0117
Total participants2015-01-0117
Number of participants with account balances2015-01-0117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-012
2014: NORTHEAST GEORGIA UROLOGIC ASSOCIATES PC 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-0113
Total number of active participants reported on line 7a of the Form 55002014-01-0113
Number of retired or separated participants receiving benefits2014-01-014
Total of all active and inactive participants2014-01-0117
Total participants2014-01-0117
Number of participants with account balances2014-01-0117
2013: NORTHEAST GEORGIA UROLOGIC ASSOCIATES PC 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-0113
Total number of active participants reported on line 7a of the Form 55002013-01-0111
Number of retired or separated participants receiving benefits2013-01-012
Total of all active and inactive participants2013-01-0113
Total participants2013-01-0113
Number of participants with account balances2013-01-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: NORTHEAST GEORGIA UROLOGIC ASSOCIATES PC 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-0118
Total number of active participants reported on line 7a of the Form 55002012-01-0110
Number of retired or separated participants receiving benefits2012-01-013
Total of all active and inactive participants2012-01-0113
Total participants2012-01-0113
Number of participants with account balances2012-01-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: NORTHEAST GEORGIA UROLOGIC ASSOCIATES PC 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-0121
Total number of active participants reported on line 7a of the Form 55002011-01-0111
Number of retired or separated participants receiving benefits2011-01-017
Total of all active and inactive participants2011-01-0118
Total participants2011-01-0118
Number of participants with account balances2011-01-0118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: NORTHEAST GEORGIA UROLOGIC ASSOCIATES PC 401(K) PROFIT SHARING PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year2010-01-0121
Total number of active participants reported on line 7a of the Form 55002010-01-0111
Number of retired or separated participants receiving benefits2010-01-0110
Total of all active and inactive participants2010-01-0121
Total participants2010-01-0121
Number of participants with account balances2010-01-0121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-015
2009: NORTHEAST GEORGIA UROLOGIC ASSOCIATES PC 401(K) PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-0121
Total number of active participants reported on line 7a of the Form 55002009-01-0114
Number of retired or separated participants receiving benefits2009-01-017
Total of all active and inactive participants2009-01-0121
Total participants2009-01-0121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on NORTHEAST GEORGIA UROLOGIC ASSOCIATES PC 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2017 : NORTHEAST GEORGIA UROLOGIC ASSOCIATES PC 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k financial data
Total income from all sources2017-12-31$568,935
Expenses. Total of all expenses incurred2017-12-31$600
Total plan assets at end of year2017-12-31$2,973,894
Total plan assets at beginning of year2017-12-31$2,405,559
Value of fidelity bond covering the plan2017-12-31$400,000
Total contributions received or receivable from participants2017-12-31$37,922
Other income received2017-12-31$473,065
Net income (gross income less expenses)2017-12-31$568,335
Net plan assets at end of year (total assets less liabilities)2017-12-31$2,973,894
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$2,405,559
Total contributions received or receivable from employer(s)2017-12-31$57,948
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$600
2016 : NORTHEAST GEORGIA UROLOGIC ASSOCIATES PC 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k financial data
Total income from all sources2016-12-31$330,373
Expenses. Total of all expenses incurred2016-12-31$12,769
Benefits paid (including direct rollovers)2016-12-31$12,244
Total plan assets at end of year2016-12-31$2,405,559
Total plan assets at beginning of year2016-12-31$2,087,955
Value of fidelity bond covering the plan2016-12-31$400,000
Total contributions received or receivable from participants2016-12-31$40,235
Other income received2016-12-31$201,860
Net income (gross income less expenses)2016-12-31$317,604
Net plan assets at end of year (total assets less liabilities)2016-12-31$2,405,559
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$2,087,955
Total contributions received or receivable from employer(s)2016-12-31$88,278
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$525
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : NORTHEAST GEORGIA UROLOGIC ASSOCIATES PC 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k financial data
Total income from all sources2015-12-31$173,931
Expenses. Total of all expenses incurred2015-12-31$115,178
Benefits paid (including direct rollovers)2015-12-31$114,565
Total plan assets at end of year2015-12-31$2,087,955
Total plan assets at beginning of year2015-12-31$2,029,202
Value of fidelity bond covering the plan2015-12-31$400,000
Total contributions received or receivable from participants2015-12-31$64,972
Other income received2015-12-31$20,325
Net income (gross income less expenses)2015-12-31$58,753
Net plan assets at end of year (total assets less liabilities)2015-12-31$2,087,955
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$2,029,202
Total contributions received or receivable from employer(s)2015-12-31$88,634
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$613
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : NORTHEAST GEORGIA UROLOGIC ASSOCIATES PC 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Total income from all sources2014-12-31$365,528
Expenses. Total of all expenses incurred2014-12-31$575
Total plan assets at end of year2014-12-31$2,029,202
Total plan assets at beginning of year2014-12-31$1,664,249
Value of fidelity bond covering the plan2014-12-31$400,000
Total contributions received or receivable from participants2014-12-31$53,144
Other income received2014-12-31$235,554
Net income (gross income less expenses)2014-12-31$364,953
Net plan assets at end of year (total assets less liabilities)2014-12-31$2,029,202
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,664,249
Total contributions received or receivable from employer(s)2014-12-31$76,830
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$575
2013 : NORTHEAST GEORGIA UROLOGIC ASSOCIATES PC 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Total income from all sources2013-12-31$365,739
Expenses. Total of all expenses incurred2013-12-31$1,693,455
Benefits paid (including direct rollovers)2013-12-31$1,692,905
Total plan assets at end of year2013-12-31$1,664,249
Total plan assets at beginning of year2013-12-31$2,991,965
Value of fidelity bond covering the plan2013-12-31$400,000
Total contributions received or receivable from participants2013-12-31$43,375
Other income received2013-12-31$271,690
Net income (gross income less expenses)2013-12-31$-1,327,716
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,664,249
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$2,991,965
Total contributions received or receivable from employer(s)2013-12-31$50,674
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$550
2012 : NORTHEAST GEORGIA UROLOGIC ASSOCIATES PC 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k financial data
Total plan liabilities at beginning of year2012-12-31$10,772
Total income from all sources2012-12-31$412,440
Expenses. Total of all expenses incurred2012-12-31$11,416
Benefits paid (including direct rollovers)2012-12-31$11,416
Total plan assets at end of year2012-12-31$2,991,965
Total plan assets at beginning of year2012-12-31$2,601,713
Value of fidelity bond covering the plan2012-12-31$400,000
Total contributions received or receivable from participants2012-12-31$52,607
Other income received2012-12-31$319,618
Net income (gross income less expenses)2012-12-31$401,024
Net plan assets at end of year (total assets less liabilities)2012-12-31$2,991,965
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$2,590,941
Total contributions received or receivable from employer(s)2012-12-31$40,215
2011 : NORTHEAST GEORGIA UROLOGIC ASSOCIATES PC 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k financial data
Total plan liabilities at end of year2011-12-31$10,772
Total plan liabilities at beginning of year2011-12-31$10,772
Total income from all sources2011-12-31$114,167
Expenses. Total of all expenses incurred2011-12-31$459,757
Benefits paid (including direct rollovers)2011-12-31$459,757
Total plan assets at end of year2011-12-31$2,601,713
Total plan assets at beginning of year2011-12-31$2,947,303
Value of fidelity bond covering the plan2011-12-31$400,000
Total contributions received or receivable from participants2011-12-31$66,650
Other income received2011-12-31$-35,928
Net income (gross income less expenses)2011-12-31$-345,590
Net plan assets at end of year (total assets less liabilities)2011-12-31$2,590,941
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$2,936,531
Total contributions received or receivable from employer(s)2011-12-31$83,445
2010 : NORTHEAST GEORGIA UROLOGIC ASSOCIATES PC 401(K) PROFIT SHARING PLAN AND TRUST 2010 401k financial data
Total plan liabilities at end of year2010-12-31$10,772
Total plan liabilities at beginning of year2010-12-31$10,772
Total income from all sources2010-12-31$506,175
Expenses. Total of all expenses incurred2010-12-31$7,862
Benefits paid (including direct rollovers)2010-12-31$7,862
Total plan assets at end of year2010-12-31$2,947,303
Total plan assets at beginning of year2010-12-31$2,448,990
Value of fidelity bond covering the plan2010-12-31$400,000
Total contributions received or receivable from participants2010-12-31$91,175
Other income received2010-12-31$297,815
Net income (gross income less expenses)2010-12-31$498,313
Net plan assets at end of year (total assets less liabilities)2010-12-31$2,936,531
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$2,438,218
Total contributions received or receivable from employer(s)2010-12-31$117,185

Form 5500 Responses for NORTHEAST GEORGIA UROLOGIC ASSOCIATES PC 401(K) PROFIT SHARING PLAN AND TRUST

2017: NORTHEAST GEORGIA UROLOGIC ASSOCIATES PC 401(K) PROFIT SHARING PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NORTHEAST GEORGIA UROLOGIC ASSOCIATES PC 401(K) PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NORTHEAST GEORGIA UROLOGIC ASSOCIATES PC 401(K) PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NORTHEAST GEORGIA UROLOGIC ASSOCIATES PC 401(K) PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NORTHEAST GEORGIA UROLOGIC ASSOCIATES PC 401(K) PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NORTHEAST GEORGIA UROLOGIC ASSOCIATES PC 401(K) PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NORTHEAST GEORGIA UROLOGIC ASSOCIATES PC 401(K) PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: NORTHEAST GEORGIA UROLOGIC ASSOCIATES PC 401(K) PROFIT SHARING PLAN AND TRUST 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: NORTHEAST GEORGIA UROLOGIC ASSOCIATES PC 401(K) PROFIT SHARING PLAN AND TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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