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R L BROWN & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameR L BROWN & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 001

R L BROWN & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

R L BROWN & ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name:R L BROWN & ASSOCIATES, INC.
Employer identification number (EIN):581566301
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan R L BROWN & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01BARBARA BROWN2024-05-31
0012022-01-01BARBARA BROWN2023-07-13
0012021-01-01BARBARA BROWN2022-12-15
0012020-01-01
0012019-01-01
0012018-01-01ROBERT L. BROWN
0012017-01-01BARBARA W. BROWN BARBARA W. BROWN2018-07-06
0012017-01-01
0012016-01-01BARBARA W. BROWN BARBARA W. BROWN2017-07-14
0012015-01-01BARBARA W. BROWN BARBARA W. BROWN2016-06-08
0012014-01-01BARBARA W. BROWN BARBARA W. BROWN2015-05-14
0012013-01-01BARBARA W. BROWN
0012012-01-01BARBARA W. BROWN
0012011-01-01BARBARA W. BROWN
0012009-01-01BARBARA W. BROWN

Financial Data on R L BROWN & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2024 : R L BROWN & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2024 401k financial data
Total liabilities as of the beginning of the plan year2024-05-310
Total expenses incurred by plan in this plan year2024-05-317400
Net assets as of the end of the plan year2024-05-31104754
Total assets as of the beginning of the plan year2024-05-3196579
Value of plan covered by a fidelity bond2024-05-3150000
Participant contributions to plan in this plan year2024-05-312160
Other income to plan in this plan year2024-05-3113415
Plan net income in this plan year2024-05-318175
Net assets as of the end of the plan year2024-05-31104754
Net assets as of the beginning of the plan year2024-05-3196579
Employer contributions to plan in this plan year2024-05-310
Fees paid to broker by Benefit Provider2024-05-31301
Expensese paid to adminstrative service provicers from plan in this plan year2024-05-31865
2020 : R L BROWN & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources2020-12-31$23,250
Expenses. Total of all expenses incurred2020-12-31$3,444
Benefits paid (including direct rollovers)2020-12-31$2,781
Total plan assets at end of year2020-12-31$119,849
Total plan assets at beginning of year2020-12-31$100,043
Value of fidelity bond covering the plan2020-12-31$5,000
Total contributions received or receivable from participants2020-12-31$5,717
Expenses. Other expenses not covered elsewhere2020-12-31$73
Other income received2020-12-31$16,010
Net income (gross income less expenses)2020-12-31$19,806
Net plan assets at end of year (total assets less liabilities)2020-12-31$119,849
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$100,043
Total contributions received or receivable from employer(s)2020-12-31$1,523
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$590
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
2019 : R L BROWN & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources2019-12-31$21,742
Expenses. Total of all expenses incurred2019-12-31$513
Benefits paid (including direct rollovers)2019-12-31$0
Total plan assets at end of year2019-12-31$100,043
Total plan assets at beginning of year2019-12-31$78,814
Value of fidelity bond covering the plan2019-12-31$50,000
Total contributions received or receivable from participants2019-12-31$6,564
Contributions received from other sources (not participants or employers)2019-12-31$0
Other income received2019-12-31$14,702
Net income (gross income less expenses)2019-12-31$21,229
Net plan assets at end of year (total assets less liabilities)2019-12-31$100,043
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$78,814
Total contributions received or receivable from employer(s)2019-12-31$476
Value of certain deemed distributions of participant loans2019-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$513
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : R L BROWN & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources2018-12-31$1,153
Expenses. Total of all expenses incurred2018-12-31$42,555
Benefits paid (including direct rollovers)2018-12-31$41,962
Total plan assets at end of year2018-12-31$78,814
Total plan assets at beginning of year2018-12-31$120,216
Value of fidelity bond covering the plan2018-12-31$50,000
Total contributions received or receivable from participants2018-12-31$6,564
Expenses. Other expenses not covered elsewhere2018-12-31$110
Other income received2018-12-31$-5,674
Net income (gross income less expenses)2018-12-31$-41,402
Net plan assets at end of year (total assets less liabilities)2018-12-31$78,814
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$120,216
Total contributions received or receivable from employer(s)2018-12-31$263
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$483
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : R L BROWN & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources2017-12-31$28,891
Expenses. Total of all expenses incurred2017-12-31$69,666
Benefits paid (including direct rollovers)2017-12-31$68,747
Total plan assets at end of year2017-12-31$120,216
Total plan assets at beginning of year2017-12-31$160,991
Value of fidelity bond covering the plan2017-12-31$50,000
Total contributions received or receivable from participants2017-12-31$7,164
Other income received2017-12-31$21,241
Net income (gross income less expenses)2017-12-31$-40,775
Net plan assets at end of year (total assets less liabilities)2017-12-31$120,216
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$160,991
Total contributions received or receivable from employer(s)2017-12-31$486
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$919
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : R L BROWN & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources2016-12-31$23,928
Expenses. Total of all expenses incurred2016-12-31$80,547
Benefits paid (including direct rollovers)2016-12-31$79,345
Total plan assets at end of year2016-12-31$160,991
Total plan assets at beginning of year2016-12-31$217,610
Value of fidelity bond covering the plan2016-12-31$50,000
Total contributions received or receivable from participants2016-12-31$9,317
Expenses. Other expenses not covered elsewhere2016-12-31$146
Other income received2016-12-31$13,436
Net income (gross income less expenses)2016-12-31$-56,619
Net plan assets at end of year (total assets less liabilities)2016-12-31$160,991
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$217,610
Total contributions received or receivable from employer(s)2016-12-31$1,175
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$1,056
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : R L BROWN & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$13,622
Expenses. Total of all expenses incurred2015-12-31$31,383
Benefits paid (including direct rollovers)2015-12-31$29,023
Total plan assets at end of year2015-12-31$217,610
Total plan assets at beginning of year2015-12-31$235,371
Value of fidelity bond covering the plan2015-12-31$50,000
Total contributions received or receivable from participants2015-12-31$11,064
Other income received2015-12-31$-1,581
Net income (gross income less expenses)2015-12-31$-17,761
Net plan assets at end of year (total assets less liabilities)2015-12-31$217,610
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$235,371
Total contributions received or receivable from employer(s)2015-12-31$4,139
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$2,360
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : R L BROWN & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$29,638
Expenses. Total of all expenses incurred2014-12-31$72,859
Benefits paid (including direct rollovers)2014-12-31$71,397
Total plan assets at end of year2014-12-31$235,371
Total plan assets at beginning of year2014-12-31$278,592
Value of fidelity bond covering the plan2014-12-31$50,000
Total contributions received or receivable from participants2014-12-31$11,964
Other income received2014-12-31$10,000
Net income (gross income less expenses)2014-12-31$-43,221
Net plan assets at end of year (total assets less liabilities)2014-12-31$235,371
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$278,592
Total contributions received or receivable from employer(s)2014-12-31$7,674
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$1,462
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : R L BROWN & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$95,506
Expenses. Total of all expenses incurred2013-12-31$228,729
Benefits paid (including direct rollovers)2013-12-31$226,641
Total plan assets at end of year2013-12-31$278,592
Total plan assets at beginning of year2013-12-31$411,815
Value of fidelity bond covering the plan2013-12-31$50,000
Total contributions received or receivable from participants2013-12-31$12,339
Expenses. Other expenses not covered elsewhere2013-12-31$2,088
Other income received2013-12-31$73,395
Net income (gross income less expenses)2013-12-31$-133,223
Net plan assets at end of year (total assets less liabilities)2013-12-31$278,592
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$411,815
Total contributions received or receivable from employer(s)2013-12-31$9,772
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : R L BROWN & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$78,851
Expenses. Total of all expenses incurred2012-12-31$21,893
Benefits paid (including direct rollovers)2012-12-31$20,000
Total plan assets at end of year2012-12-31$411,815
Total plan assets at beginning of year2012-12-31$354,857
Value of fidelity bond covering the plan2012-12-31$50,000
Total contributions received or receivable from participants2012-12-31$15,114
Other income received2012-12-31$50,614
Net income (gross income less expenses)2012-12-31$56,958
Net plan assets at end of year (total assets less liabilities)2012-12-31$411,815
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$354,857
Total contributions received or receivable from employer(s)2012-12-31$13,123
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$1,893
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : R L BROWN & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$12,881
Expenses. Total of all expenses incurred2011-12-31$67,102
Benefits paid (including direct rollovers)2011-12-31$65,100
Total plan assets at end of year2011-12-31$354,857
Total plan assets at beginning of year2011-12-31$409,078
Value of fidelity bond covering the plan2011-12-31$50,000
Total contributions received or receivable from participants2011-12-31$17,064
Other income received2011-12-31$-17,225
Net income (gross income less expenses)2011-12-31$-54,221
Net plan assets at end of year (total assets less liabilities)2011-12-31$354,857
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$409,078
Total contributions received or receivable from employer(s)2011-12-31$13,042
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$2,002
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : R L BROWN & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$75,627
Expenses. Total of all expenses incurred2010-12-31$6,671
Benefits paid (including direct rollovers)2010-12-31$4,872
Total plan assets at end of year2010-12-31$409,078
Total plan assets at beginning of year2010-12-31$340,122
Total contributions received or receivable from participants2010-12-31$15,714
Expenses. Other expenses not covered elsewhere2010-12-31$1,799
Other income received2010-12-31$50,085
Net income (gross income less expenses)2010-12-31$68,956
Net plan assets at end of year (total assets less liabilities)2010-12-31$409,078
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$340,122
Total contributions received or receivable from employer(s)2010-12-31$9,828
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : R L BROWN & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for R L BROWN & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

2020: R L BROWN & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: R L BROWN & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: R L BROWN & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: R L BROWN & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: R L BROWN & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: R L BROWN & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: R L BROWN & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: R L BROWN & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: R L BROWN & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: R L BROWN & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: R L BROWN & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number71030
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number71030
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number71030
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number71030
Policy instance 1

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