HOSHIZAKI AMERICA, INC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan THE HOSHIZAKI AMERICA, INC. RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2012 : THE HOSHIZAKI AMERICA, INC. RETIREMENT PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $9,143,179 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $2,826,999 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $2,824,910 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $4,852,317 |
| Value of total assets at end of year | 2012-12-31 | $39,678,289 |
| Value of total assets at beginning of year | 2012-12-31 | $33,362,109 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $2,089 |
| Total interest from all sources | 2012-12-31 | $192,595 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $171,322 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $171,322 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $2,458,856 |
| Participant contributions at end of year | 2012-12-31 | $50,209 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $96,167 |
| Administrative expenses (other) incurred | 2012-12-31 | $2,089 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $6,316,180 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $39,678,289 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $33,362,109 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $24,249,891 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $21,913,925 |
| Value of interest in pooled separate accounts at end of year | 2012-12-31 | $5,840,177 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $4,190,354 |
| Interest earned on other investments | 2012-12-31 | $192,595 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $9,496,236 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $7,257,830 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $3,609,725 |
| Net investment gain/loss from pooled separate accounts | 2012-12-31 | $317,220 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $2,297,294 |
| Employer contributions (assets) at end of year | 2012-12-31 | $41,776 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $2,824,910 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | Yes |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | RENEE DAY CPA, LLC |
| Accountancy firm EIN | 2012-12-31 | 273504540 |
| 2011 : THE HOSHIZAKI AMERICA, INC. RETIREMENT PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $4,117,998 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $2,057,090 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $2,056,576 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $4,214,877 |
| Value of total assets at end of year | 2011-12-31 | $33,362,109 |
| Value of total assets at beginning of year | 2011-12-31 | $31,301,201 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $514 |
| Total interest from all sources | 2011-12-31 | $183,082 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $155,119 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $155,119 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $2,225,429 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $41,715 |
| Administrative expenses (other) incurred | 2011-12-31 | $514 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $2,060,908 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $33,362,109 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $31,301,201 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $21,913,925 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $21,504,263 |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $4,190,354 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $3,636,153 |
| Interest earned on other investments | 2011-12-31 | $183,082 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $7,257,830 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $6,160,785 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-595,180 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $160,100 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $1,947,733 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $2,056,576 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | RENEE DAY CPA, LLC |
| Accountancy firm EIN | 2011-12-31 | 273504540 |
| 2010 : THE HOSHIZAKI AMERICA, INC. RETIREMENT PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $7,230,561 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $1,292,654 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,289,339 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $3,767,751 |
| Value of total assets at end of year | 2010-12-31 | $31,301,201 |
| Value of total assets at beginning of year | 2010-12-31 | $25,363,294 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $3,315 |
| Total interest from all sources | 2010-12-31 | $170,536 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $110,536 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $110,536 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $2,017,016 |
| Other income not declared elsewhere | 2010-12-31 | $-310 |
| Administrative expenses (other) incurred | 2010-12-31 | $3,315 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $5,937,907 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $31,301,201 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $25,363,294 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $21,504,263 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $17,452,854 |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $3,636,153 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $2,638,957 |
| Interest earned on other investments | 2010-12-31 | $170,536 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $6,160,785 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $5,271,483 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $2,907,556 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $274,492 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $1,750,735 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,289,339 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | RENEE DAY CPA, LLC |
| Accountancy firm EIN | 2010-12-31 | 273504540 |
| 2009 : THE HOSHIZAKI AMERICA, INC. RETIREMENT PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
