401k Plan data: THE HOSHIZAKI AMERICA, INC. RETIREMENT PLAN plan

THE HOSHIZAKI AMERICA, INC. RETIREMENT PLAN 401k Plan overview

Plan Name	THE HOSHIZAKI AMERICA, INC. RETIREMENT PLAN
Plan identification number	001

THE HOSHIZAKI AMERICA, INC. RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HOSHIZAKI AMERICA, INC has sponsored the creation of one or more 401k plans.

Company Name: HOSHIZAKI AMERICA, INC

Employer identification number (EIN): 581641051

NAIC Classification: 333410

Additional information about HOSHIZAKI AMERICA, INC

Jurisdiction of Incorporation: Georgia Department of States Corporations Division

Incorporation Date:

Company Identification Number: 674389

More information about HOSHIZAKI AMERICA, INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE HOSHIZAKI AMERICA, INC. RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-01-01 FRED HUNT FRED HUNT 2013-10-10
001 2010-01-01 A F HUNT
001 2009-01-01 FRED HUNT FRED HUNT 2010-10-01

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2012-01-01	FRED HUNT	FRED HUNT	2013-10-10
001	2010-01-01	A F HUNT
001	2009-01-01	FRED HUNT	FRED HUNT	2010-10-01

Plan Statistics for THE HOSHIZAKI AMERICA, INC. RETIREMENT PLAN

401k plan membership statisitcs for THE HOSHIZAKI AMERICA, INC. RETIREMENT PLAN

Measure Date Value
2012: THE HOSHIZAKI AMERICA, INC. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,057
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 952
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 187
Total of all active and inactive participants 2012-01-01 1,139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 1,139
Number of participants with account balances 2012-01-01 1,139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2010: THE HOSHIZAKI AMERICA, INC. RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 1,010
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 917
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 103
Total of all active and inactive participants 2010-01-01 1,020
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 1,020
Number of participants with account balances 2010-01-01 1,020
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: THE HOSHIZAKI AMERICA, INC. RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,186
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 916
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 94
Total of all active and inactive participants 2009-01-01 1,010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 1,010
Number of participants with account balances 2009-01-01 993
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 4

Measure	Date	Value
2012: THE HOSHIZAKI AMERICA, INC. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,057
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	952
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	187
Total of all active and inactive participants	2012-01-01	1,139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	1,139
Number of participants with account balances	2012-01-01	1,139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2010: THE HOSHIZAKI AMERICA, INC. RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	1,010
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	917
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	103
Total of all active and inactive participants	2010-01-01	1,020
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	1,020
Number of participants with account balances	2010-01-01	1,020
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: THE HOSHIZAKI AMERICA, INC. RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,186
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	916
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	94
Total of all active and inactive participants	2009-01-01	1,010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	1,010
Number of participants with account balances	2009-01-01	993
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	4

Financial Data on THE HOSHIZAKI AMERICA, INC. RETIREMENT PLAN

Measure	Date	Value
2012 : THE HOSHIZAKI AMERICA, INC. RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$9,143,179
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$2,826,999
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$2,824,910
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$4,852,317
Value of total assets at end of year	2012-12-31	$39,678,289
Value of total assets at beginning of year	2012-12-31	$33,362,109
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$2,089
Total interest from all sources	2012-12-31	$192,595
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$171,322
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$171,322
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$2,458,856
Participant contributions at end of year	2012-12-31	$50,209
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$96,167
Administrative expenses (other) incurred	2012-12-31	$2,089
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$6,316,180
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$39,678,289
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$33,362,109
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$24,249,891
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$21,913,925
Value of interest in pooled separate accounts at end of year	2012-12-31	$5,840,177
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$4,190,354
Interest earned on other investments	2012-12-31	$192,595
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$9,496,236
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$7,257,830
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$3,609,725
Net investment gain/loss from pooled separate accounts	2012-12-31	$317,220
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$2,297,294
Employer contributions (assets) at end of year	2012-12-31	$41,776
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$2,824,910
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	Yes
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	RENEE DAY CPA, LLC
Accountancy firm EIN	2012-12-31	273504540
2011 : THE HOSHIZAKI AMERICA, INC. RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$4,117,998
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$2,057,090
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$2,056,576
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$4,214,877
Value of total assets at end of year	2011-12-31	$33,362,109
Value of total assets at beginning of year	2011-12-31	$31,301,201
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$514
Total interest from all sources	2011-12-31	$183,082
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$155,119
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$155,119
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$2,225,429
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$41,715
Administrative expenses (other) incurred	2011-12-31	$514
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$2,060,908
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$33,362,109
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$31,301,201
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$21,913,925
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$21,504,263
Value of interest in pooled separate accounts at end of year	2011-12-31	$4,190,354
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$3,636,153
Interest earned on other investments	2011-12-31	$183,082
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$7,257,830
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$6,160,785
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-595,180
Net investment gain/loss from pooled separate accounts	2011-12-31	$160,100
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$1,947,733
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$2,056,576
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	RENEE DAY CPA, LLC
Accountancy firm EIN	2011-12-31	273504540
2010 : THE HOSHIZAKI AMERICA, INC. RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$7,230,561
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,292,654
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,289,339
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$3,767,751
Value of total assets at end of year	2010-12-31	$31,301,201
Value of total assets at beginning of year	2010-12-31	$25,363,294
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$3,315
Total interest from all sources	2010-12-31	$170,536
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$110,536
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$110,536
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$2,017,016
Other income not declared elsewhere	2010-12-31	$-310
Administrative expenses (other) incurred	2010-12-31	$3,315
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$5,937,907
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$31,301,201
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$25,363,294
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$21,504,263
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$17,452,854
Value of interest in pooled separate accounts at end of year	2010-12-31	$3,636,153
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$2,638,957
Interest earned on other investments	2010-12-31	$170,536
Value of interest in common/collective trusts at beginning of year	2010-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$6,160,785
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$5,271,483
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$2,907,556
Net investment gain/loss from pooled separate accounts	2010-12-31	$274,492
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,750,735
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,289,339
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	RENEE DAY CPA, LLC
Accountancy firm EIN	2010-12-31	273504540
2009 : THE HOSHIZAKI AMERICA, INC. RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THE HOSHIZAKI AMERICA, INC. RETIREMENT PLAN

2012: THE HOSHIZAKI AMERICA, INC. RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2010: THE HOSHIZAKI AMERICA, INC. RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: THE HOSHIZAKI AMERICA, INC. RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	HOSHIZAKI AMERICA, INC
Employer identification number (EIN):	581641051
NAIC Classification:	333410

Jurisdiction of Incorporation:	Georgia Department of States Corporations Division
Incorporation Date:
Company Identification Number:	674389