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ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN 401k Plan overview

Plan NameATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN
Plan identification number 001

ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ATLANTA ORAL AND FACIAL SURGERY LLC has sponsored the creation of one or more 401k plans.

Company Name:ATLANTA ORAL AND FACIAL SURGERY LLC
Employer identification number (EIN):582120048
NAIC Classification:621210
NAIC Description:Offices of Dentists

Additional information about ATLANTA ORAL AND FACIAL SURGERY LLC

Jurisdiction of Incorporation: Georgia Department of States Corporations Division
Incorporation Date:
Company Identification Number: 933089

More information about ATLANTA ORAL AND FACIAL SURGERY LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01ANDREA OPARNICA2021-10-13 ANDREA OPARNICA2021-10-13
0012019-01-01ROBERT WUNDERLE, MD2020-10-02 ROBERT WUNDERLE, MD2020-10-02
0012018-01-01ROBERT WUNDERLE, MD2019-10-14 ROBERT WUNDERLE, MD2019-10-14
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01ROBERT C. WUNDERLE ROBERT C. WUNDERLE2013-10-14
0012011-01-01ROBERT C. WUNDERLE ROBERT C. WUNDERLE2012-10-12
0012009-01-01ROBERT WUNDERLE ROBERT WUNDERLE2010-10-11
0012009-01-01ROBERT WUNDERLE ROBERT WUNDERLE2010-10-12

Plan Statistics for ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN

401k plan membership statisitcs for ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN

Measure Date Value
2020: ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01245
Total number of active participants reported on line 7a of the Form 55002020-01-01175
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0185
Total of all active and inactive participants2020-01-01260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01261
Number of participants with account balances2020-01-01203
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0123
2019: ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01218
Total number of active participants reported on line 7a of the Form 55002019-01-01153
Number of retired or separated participants receiving benefits2019-01-0159
Total of all active and inactive participants2019-01-01212
Total participants2019-01-01212
Number of participants with account balances2019-01-01212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0122
2018: ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01215
Total number of active participants reported on line 7a of the Form 55002018-01-01144
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0160
Total of all active and inactive participants2018-01-01204
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01204
Number of participants with account balances2018-01-01201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0123
2017: ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01198
Total number of active participants reported on line 7a of the Form 55002017-01-01134
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0160
Total of all active and inactive participants2017-01-01194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01194
Number of participants with account balances2017-01-01194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0115
2016: ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01192
Total number of active participants reported on line 7a of the Form 55002016-01-01129
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0137
Total of all active and inactive participants2016-01-01166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01166
Number of participants with account balances2016-01-01166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0121
2015: ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01175
Total number of active participants reported on line 7a of the Form 55002015-01-01142
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0127
Total of all active and inactive participants2015-01-01169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01169
Number of participants with account balances2015-01-01169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0113
2014: ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01170
Total number of active participants reported on line 7a of the Form 55002014-01-01138
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0123
Total of all active and inactive participants2014-01-01161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01161
Number of participants with account balances2014-01-01158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-019
2013: ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01152
Total number of active participants reported on line 7a of the Form 55002013-01-01134
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0113
Total of all active and inactive participants2013-01-01147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01147
Number of participants with account balances2013-01-01147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0110
2012: ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01154
Total number of active participants reported on line 7a of the Form 55002012-01-01121
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0110
Total of all active and inactive participants2012-01-01131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01131
Number of participants with account balances2012-01-01131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0110
2011: ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01138
Total number of active participants reported on line 7a of the Form 55002011-01-01122
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0131
Total of all active and inactive participants2011-01-01153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01153
Number of participants with account balances2011-01-01153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0110
2009: ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01154
Total number of active participants reported on line 7a of the Form 55002009-01-01128
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0119
Total of all active and inactive participants2009-01-01147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01147
Number of participants with account balances2009-01-01146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0111

Financial Data on ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN

Measure Date Value
2020 : ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$6,154,737
Total of all expenses incurred2020-12-31$1,554,535
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,444,675
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,863,141
Value of total assets at end of year2020-12-31$25,649,149
Value of total assets at beginning of year2020-12-31$21,048,947
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$109,860
Total interest from all sources2020-12-31$18,974
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$572,071
Participant contributions at end of year2020-12-31$239,866
Participant contributions at beginning of year2020-12-31$261,704
Assets. Other investments not covered elsewhere at end of year2020-12-31$5,277,559
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$4,333,488
Other income not declared elsewhere2020-12-31$1,091,706
Total non interest bearing cash at end of year2020-12-31$40,958
Total non interest bearing cash at beginning of year2020-12-31$19,347
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$4,600,202
Value of net assets at end of year (total assets less liabilities)2020-12-31$25,649,149
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$21,048,947
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$107,360
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$18,783,696
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$15,496,310
Interest on participant loans2020-12-31$18,974
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$3,180,916
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,291,070
Employer contributions (assets) at end of year2020-12-31$1,307,070
Employer contributions (assets) at beginning of year2020-12-31$938,098
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,444,675
Contract administrator fees2020-12-31$2,500
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BROOKS, COOK & ASSOC. LLC
Accountancy firm EIN2020-12-31582193228
2019 : ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$5,163,797
Total of all expenses incurred2019-12-31$2,102,289
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,018,393
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,411,873
Value of total assets at end of year2019-12-31$21,048,947
Value of total assets at beginning of year2019-12-31$17,987,439
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$83,896
Total interest from all sources2019-12-31$17,169
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$487,242
Participant contributions at end of year2019-12-31$261,704
Participant contributions at beginning of year2019-12-31$329,810
Participant contributions at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$4,333,488
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$4,929,428
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$26,532
Other income not declared elsewhere2019-12-31$867,276
Total non interest bearing cash at end of year2019-12-31$19,347
Total non interest bearing cash at beginning of year2019-12-31$42,544
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,061,508
Value of net assets at end of year (total assets less liabilities)2019-12-31$21,048,947
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$17,987,439
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$81,046
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$15,496,310
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$11,776,467
Interest on participant loans2019-12-31$17,124
Interest earned on other investments2019-12-31$45
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$31,088
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,867,479
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$898,099
Employer contributions (assets) at end of year2019-12-31$938,098
Employer contributions (assets) at beginning of year2019-12-31$878,102
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,018,393
Contract administrator fees2019-12-31$2,850
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BROOKS, COOK & ASSOC. LLC
Accountancy firm EIN2019-12-31582193228
2018 : ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$313,654
Total of all expenses incurred2018-12-31$692,654
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$640,792
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,326,535
Value of total assets at end of year2018-12-31$17,987,439
Value of total assets at beginning of year2018-12-31$18,366,439
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$51,862
Total interest from all sources2018-12-31$18,754
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$443,780
Participant contributions at end of year2018-12-31$329,810
Participant contributions at beginning of year2018-12-31$299,298
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$6,994
Assets. Other investments not covered elsewhere at end of year2018-12-31$4,929,428
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$4,852,508
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$4,653
Other income not declared elsewhere2018-12-31$-124,375
Total non interest bearing cash at end of year2018-12-31$42,544
Total non interest bearing cash at beginning of year2018-12-31$25,775
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-379,000
Value of net assets at end of year (total assets less liabilities)2018-12-31$17,987,439
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$18,366,439
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$47,237
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$11,776,467
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$12,291,891
Interest on participant loans2018-12-31$18,311
Interest earned on other investments2018-12-31$443
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$31,088
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$30,793
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-907,260
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$878,102
Employer contributions (assets) at end of year2018-12-31$878,102
Employer contributions (assets) at beginning of year2018-12-31$859,180
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$640,792
Contract administrator fees2018-12-31$4,625
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BROOKS, COOK & ASSOC. LLC
Accountancy firm EIN2018-12-31582193228
2017 : ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN 2017 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$4,029,209
Total of all expenses incurred2017-12-31$1,790,089
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,777,460
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,316,954
Value of total assets at end of year2017-12-31$18,366,439
Value of total assets at beginning of year2017-12-31$16,127,319
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$12,629
Total interest from all sources2017-12-31$15,005
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$457,774
Participant contributions at end of year2017-12-31$299,298
Participant contributions at beginning of year2017-12-31$235,586
Participant contributions at end of year2017-12-31$6,994
Participant contributions at beginning of year2017-12-31$6,000
Assets. Other investments not covered elsewhere at end of year2017-12-31$4,852,508
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$4,984,190
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$0
Other income not declared elsewhere2017-12-31$739,413
Total non interest bearing cash at end of year2017-12-31$25,775
Total non interest bearing cash at beginning of year2017-12-31$18,102
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,239,120
Value of net assets at end of year (total assets less liabilities)2017-12-31$18,366,439
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$16,127,319
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$9,003
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$12,291,891
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$10,025,148
Interest on participant loans2017-12-31$14,552
Interest earned on other investments2017-12-31$453
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$30,793
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$42,634
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,957,837
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$859,180
Employer contributions (assets) at end of year2017-12-31$859,180
Employer contributions (assets) at beginning of year2017-12-31$815,659
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,777,460
Contract administrator fees2017-12-31$3,626
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BROOKS, COOK & ASSOC. LLC
Accountancy firm EIN2017-12-31582193228
2016 : ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,286,874
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$417,397
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$402,667
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,205,740
Value of total assets at end of year2016-12-31$16,127,319
Value of total assets at beginning of year2016-12-31$14,257,842
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$14,730
Total interest from all sources2016-12-31$13,092
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$900,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$390,003
Participant contributions at end of year2016-12-31$235,586
Participant contributions at beginning of year2016-12-31$229,521
Participant contributions at end of year2016-12-31$6,000
Participant contributions at beginning of year2016-12-31$0
Assets. Other investments not covered elsewhere at end of year2016-12-31$4,984,190
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$4,533,779
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$15,527
Other income not declared elsewhere2016-12-31$208,125
Administrative expenses (other) incurred2016-12-31$0
Total non interest bearing cash at end of year2016-12-31$18,102
Total non interest bearing cash at beginning of year2016-12-31$11,004
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,869,477
Value of net assets at end of year (total assets less liabilities)2016-12-31$16,127,319
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$14,257,842
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$10,905
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$10,025,148
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$8,496,616
Interest on participant loans2016-12-31$12,464
Interest earned on other investments2016-12-31$628
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$42,634
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$100,770
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$859,917
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$800,210
Employer contributions (assets) at end of year2016-12-31$815,659
Employer contributions (assets) at beginning of year2016-12-31$886,152
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$402,667
Contract administrator fees2016-12-31$3,825
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BROOKS, COOK & ASSOC. LLC
Accountancy firm EIN2016-12-31582193228
2015 : ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$1,314,993
Total of all expenses incurred2015-12-31$660,811
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$639,704
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,386,198
Value of total assets at end of year2015-12-31$14,257,842
Value of total assets at beginning of year2015-12-31$13,603,660
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$21,107
Total interest from all sources2015-12-31$11,875
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$750,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$422,980
Participant contributions at end of year2015-12-31$229,521
Participant contributions at beginning of year2015-12-31$262,600
Assets. Other investments not covered elsewhere at end of year2015-12-31$4,533,779
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$4,464,070
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$93,268
Other income not declared elsewhere2015-12-31$39,219
Total non interest bearing cash at end of year2015-12-31$11,004
Total non interest bearing cash at beginning of year2015-12-31$9,403
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$654,182
Value of net assets at end of year (total assets less liabilities)2015-12-31$14,257,842
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$13,603,660
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$7,805
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$8,496,616
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$8,005,539
Interest on participant loans2015-12-31$11,192
Interest earned on other investments2015-12-31$683
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$100,770
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$7,411
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-122,299
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$869,950
Employer contributions (assets) at end of year2015-12-31$886,152
Employer contributions (assets) at beginning of year2015-12-31$854,637
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$639,704
Contract administrator fees2015-12-31$13,302
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BROOKS, COOK & ASSOC. LLC
Accountancy firm EIN2015-12-31582193228
2014 : ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$2,198,337
Total of all expenses incurred2014-12-31$392,276
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$378,679
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,252,123
Value of total assets at end of year2014-12-31$13,603,660
Value of total assets at beginning of year2014-12-31$11,797,599
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$13,597
Total interest from all sources2014-12-31$12,696
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$750,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$400,685
Participant contributions at end of year2014-12-31$262,600
Participant contributions at beginning of year2014-12-31$269,544
Assets. Other investments not covered elsewhere at end of year2014-12-31$4,464,070
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$3,692,645
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$510,053
Total non interest bearing cash at end of year2014-12-31$9,403
Total non interest bearing cash at beginning of year2014-12-31$7,995
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,806,061
Value of net assets at end of year (total assets less liabilities)2014-12-31$13,603,660
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$11,797,599
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$9,422
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$8,005,539
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$7,036,342
Interest on participant loans2014-12-31$12,550
Interest earned on other investments2014-12-31$146
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$7,411
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$7,275
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$423,465
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$851,438
Employer contributions (assets) at end of year2014-12-31$854,637
Employer contributions (assets) at beginning of year2014-12-31$783,798
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$378,679
Contract administrator fees2014-12-31$4,175
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BROOKS, COOK & ASSOC. LLC
Accountancy firm EIN2014-12-31582193228
2013 : ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$2,833,254
Total of all expenses incurred2013-12-31$977,354
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$954,256
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,181,946
Value of total assets at end of year2013-12-31$11,797,599
Value of total assets at beginning of year2013-12-31$9,941,699
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$23,098
Total interest from all sources2013-12-31$14,113
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$750,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$401,347
Participant contributions at end of year2013-12-31$269,544
Participant contributions at beginning of year2013-12-31$290,076
Assets. Other investments not covered elsewhere at end of year2013-12-31$3,692,645
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$3,735,910
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$316,538
Total non interest bearing cash at end of year2013-12-31$7,995
Total non interest bearing cash at beginning of year2013-12-31$9,883
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$1,855,900
Value of net assets at end of year (total assets less liabilities)2013-12-31$11,797,599
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$9,941,699
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$18,798
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$7,036,342
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$5,164,217
Interest on participant loans2013-12-31$13,970
Interest earned on other investments2013-12-31$143
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$7,275
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$7,152
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,320,657
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$780,599
Employer contributions (assets) at end of year2013-12-31$783,798
Employer contributions (assets) at beginning of year2013-12-31$734,461
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$954,256
Contract administrator fees2013-12-31$4,300
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BROOKS, COOK & ASSOC. LLC
Accountancy firm EIN2013-12-31582193228
2012 : ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$2,056,503
Total of all expenses incurred2012-12-31$648,899
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$630,847
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,110,211
Value of total assets at end of year2012-12-31$9,941,699
Value of total assets at beginning of year2012-12-31$8,534,095
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$18,052
Total interest from all sources2012-12-31$9,530
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$750,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$380,215
Participant contributions at end of year2012-12-31$290,076
Participant contributions at beginning of year2012-12-31$177,665
Assets. Other investments not covered elsewhere at end of year2012-12-31$3,735,910
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$3,123,279
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$314
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Other income not declared elsewhere2012-12-31$263,871
Total non interest bearing cash at end of year2012-12-31$9,883
Total non interest bearing cash at beginning of year2012-12-31$19,415
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Income. Non cash contributions2012-12-31$0
Value of net income/loss2012-12-31$1,407,604
Value of net assets at end of year (total assets less liabilities)2012-12-31$9,941,699
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,534,095
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$13,727
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$5,164,217
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$4,498,302
Interest on participant loans2012-12-31$9,389
Interest earned on other investments2012-12-31$141
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$7,152
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$7,037
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$672,891
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$729,682
Employer contributions (assets) at end of year2012-12-31$734,461
Employer contributions (assets) at beginning of year2012-12-31$708,397
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$630,847
Contract administrator fees2012-12-31$4,325
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BROOKS, COOK & ASSOC. LLC
Accountancy firm EIN2012-12-31582193228
2011 : ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$775,660
Total of all expenses incurred2011-12-31$437,871
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$420,487
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,071,185
Value of total assets at end of year2011-12-31$8,534,095
Value of total assets at beginning of year2011-12-31$8,196,306
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$17,384
Total interest from all sources2011-12-31$7,137
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$750,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$363,057
Participant contributions at end of year2011-12-31$177,665
Participant contributions at beginning of year2011-12-31$123,209
Assets. Other investments not covered elsewhere at end of year2011-12-31$3,123,279
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$2,894,653
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$952
Other income not declared elsewhere2011-12-31$-88,483
Total non interest bearing cash at end of year2011-12-31$19,415
Total non interest bearing cash at beginning of year2011-12-31$15,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$0
Value of net income/loss2011-12-31$337,789
Value of net assets at end of year (total assets less liabilities)2011-12-31$8,534,095
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$8,196,306
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$12,734
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$4,498,302
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$4,438,157
Interest on participant loans2011-12-31$6,988
Interest earned on other investments2011-12-31$149
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$7,037
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$8,014
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-214,179
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$707,176
Employer contributions (assets) at end of year2011-12-31$708,397
Employer contributions (assets) at beginning of year2011-12-31$717,073
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$420,487
Contract administrator fees2011-12-31$4,650
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BROOKS, COOK & ASSOC. LLC
Accountancy firm EIN2011-12-31582193228
2010 : ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,906,278
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$829,225
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$812,147
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,096,629
Value of total assets at end of year2010-12-31$8,196,306
Value of total assets at beginning of year2010-12-31$7,119,253
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$17,078
Total interest from all sources2010-12-31$7,881
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$750,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$380,267
Participant contributions at end of year2010-12-31$123,209
Participant contributions at beginning of year2010-12-31$128,303
Assets. Other investments not covered elsewhere at end of year2010-12-31$2,894,653
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$2,132,161
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$44
Other income not declared elsewhere2010-12-31$157,085
Administrative expenses (other) incurred2010-12-31$230
Total non interest bearing cash at end of year2010-12-31$15,200
Total non interest bearing cash at beginning of year2010-12-31$4,845
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$1,077,053
Value of net assets at end of year (total assets less liabilities)2010-12-31$8,196,306
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$7,119,253
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$11,898
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$4,438,157
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$4,372,070
Interest on participant loans2010-12-31$7,698
Interest earned on other investments2010-12-31$183
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$8,014
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$20,460
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$644,683
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$716,362
Employer contributions (assets) at end of year2010-12-31$717,073
Employer contributions (assets) at beginning of year2010-12-31$461,414
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$812,103
Contract administrator fees2010-12-31$4,950
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BROOKS, COOK & ASSOC. LLC
Accountancy firm EIN2010-12-31582193228

Form 5500 Responses for ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN

2020: ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ATLANTA ORAL & FACIAL SURGERY, LLC 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number47773
Policy instance 1
Insurance contract or identification number47773
Number of Individuals Covered210
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $38,351
Total amount of fees paid to insurance companyUSD $7,832
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $38,351
Insurance broker organization code?3
Amount paid for insurance broker fees7832
Additional information about fees paid to insurance brokerTPA COMPENSATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number47773
Policy instance 1
Insurance contract or identification number47773
Number of Individuals Covered189
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $34,402
Total amount of fees paid to insurance companyUSD $7,028
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $34,402
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerTPA COMPENSATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number47773
Policy instance 1
Insurance contract or identification number47773
Number of Individuals Covered164
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $32,796
Total amount of fees paid to insurance companyUSD $6,696
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,044
Insurance broker organization code?3
Amount paid for insurance broker fees6696
Additional information about fees paid to insurance brokerTPA COMPENSATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number47773
Policy instance 1
Insurance contract or identification number47773
Number of Individuals Covered167
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $28,963
Total amount of fees paid to insurance companyUSD $5,796
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $28,963
Insurance broker organization code?3
Amount paid for insurance broker fees5796
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker nameRETIREMENT PLAN ADMINISTRATORS, LLC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number47773
Policy instance 1
Insurance contract or identification number47773
Number of Individuals Covered139
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $22,113
Total amount of fees paid to insurance companyUSD $4,473
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $22,113
Insurance broker organization code?3
Amount paid for insurance broker fees4473
Additional information about fees paid to insurance brokerTPA COMPENSATION & OTHER ALLOWANCES
Insurance broker nameRETIREMENT PLAN ADMINISTRATORS, LLC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number47773
Policy instance 1
Insurance contract or identification number47773
Number of Individuals Covered125
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $19,738
Total amount of fees paid to insurance companyUSD $4,002
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $19,738
Insurance broker organization code?3
Amount paid for insurance broker fees4002
Insurance broker nameRETIREMENT PLAN ADMINISTRATORS, LLC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number47773
Policy instance 1
Insurance contract or identification number47773
Number of Individuals Covered117
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $15,713
Total amount of fees paid to insurance companyUSD $3,145
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,713
Insurance broker organization code?3
Amount paid for insurance broker fees3145
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker nameRETIREMENT PLAN ADMINISTRATORS, LLC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number47773
Policy instance 1
Insurance contract or identification number47773
Number of Individuals Covered116
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $12,822
Total amount of fees paid to insurance companyUSD $2,601
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,822
Insurance broker organization code?3
Amount paid for insurance broker fees2601
Additional information about fees paid to insurance brokerTPA COMPENSATION AND OTHER ALLOWANCES
Insurance broker nameRETIREMENT PLAN ADMINISTRATORS, LLC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number47773
Policy instance 1
Insurance contract or identification number47773
Number of Individuals Covered116
Insurance policy start date2011-01-02
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $12,120
Total amount of fees paid to insurance companyUSD $2,446
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number47773
Policy instance 1
Insurance contract or identification number47773
Number of Individuals Covered117
Insurance policy start date2010-01-02
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $11,363
Total amount of fees paid to insurance companyUSD $7,048
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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