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THE HALLMARK COMPANIES, INC. 401(K) PLAN 401k Plan overview

Plan NameTHE HALLMARK COMPANIES, INC. 401(K) PLAN
Plan identification number 001

THE HALLMARK COMPANIES, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE HALLMARK COMPANIES, INC. has sponsored the creation of one or more 401k plans.

Company Name:THE HALLMARK COMPANIES, INC.
Employer identification number (EIN):582342469
NAIC Classification:531310

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE HALLMARK COMPANIES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01
0012015-01-01MARTIN H PETERSEN MARTIN H PETERSEN2016-10-17
0012014-01-01MARTIN H PETERSEN MARTIN H PETERSEN2015-10-14
0012013-01-01MARTIN H PETERSEN MARTIN H PETERSEN2014-10-15
0012012-01-01MARTIN H PETERSEN MARTIN H PETERSEN2013-10-08
0012011-01-01MARTIN H PETERSEN
0012010-01-01MARTIN H PETERSEN
0012009-01-01MARTIN PETERSEN

Plan Statistics for THE HALLMARK COMPANIES, INC. 401(K) PLAN

401k plan membership statisitcs for THE HALLMARK COMPANIES, INC. 401(K) PLAN

Measure Date Value
2016: THE HALLMARK COMPANIES, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01234
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011
2015: THE HALLMARK COMPANIES, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01244
Total number of active participants reported on line 7a of the Form 55002015-01-01226
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-018
Total of all active and inactive participants2015-01-01234
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01234
Number of participants with account balances2015-01-0151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: THE HALLMARK COMPANIES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01235
Total number of active participants reported on line 7a of the Form 55002014-01-01231
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-016
Total of all active and inactive participants2014-01-01237
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01237
Number of participants with account balances2014-01-0151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: THE HALLMARK COMPANIES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01223
Total number of active participants reported on line 7a of the Form 55002013-01-01207
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-017
Total of all active and inactive participants2013-01-01214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01214
Number of participants with account balances2013-01-0146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THE HALLMARK COMPANIES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01220
Total number of active participants reported on line 7a of the Form 55002012-01-01217
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-016
Total of all active and inactive participants2012-01-01223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01223
Number of participants with account balances2012-01-0138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: THE HALLMARK COMPANIES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01180
Total number of active participants reported on line 7a of the Form 55002011-01-01214
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-016
Total of all active and inactive participants2011-01-01220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01220
Number of participants with account balances2011-01-0137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: THE HALLMARK COMPANIES, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01191
Total number of active participants reported on line 7a of the Form 55002010-01-01174
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-016
Total of all active and inactive participants2010-01-01180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01180
Number of participants with account balances2010-01-0132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: THE HALLMARK COMPANIES, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01143
Total number of active participants reported on line 7a of the Form 55002009-01-01183
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-018
Total of all active and inactive participants2009-01-01191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01191
Number of participants with account balances2009-01-0133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on THE HALLMARK COMPANIES, INC. 401(K) PLAN

Measure Date Value
2016 : THE HALLMARK COMPANIES, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-01-31$0
Total transfer of assets from this plan2016-01-31$1,738,530
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-01-31$0
Total income from all sources (including contributions)2016-01-31$-83,702
Total loss/gain on sale of assets2016-01-31$0
Total of all expenses incurred2016-01-31$8,380
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-01-31$7,063
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-01-31$7,813
Value of total assets at end of year2016-01-31$0
Value of total assets at beginning of year2016-01-31$1,830,612
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-01-31$1,317
Total interest from all sources2016-01-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-01-31$313
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-01-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-01-31$313
Was this plan covered by a fidelity bond2016-01-31Yes
Value of fidelity bond cover2016-01-31$184,000
If this is an individual account plan, was there a blackout period2016-01-31No
Were there any nonexempt tranactions with any party-in-interest2016-01-31No
Contributions received from participants2016-01-31$5,217
Administrative expenses (other) incurred2016-01-31$1,317
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-01-31No
Value of net income/loss2016-01-31$-92,082
Value of net assets at end of year (total assets less liabilities)2016-01-31$0
Value of net assets at beginning of year (total assets less liabilities)2016-01-31$1,830,612
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-01-31No
Were any leases to which the plan was party in default or uncollectible2016-01-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-01-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-01-31$929,199
Value of interest in common/collective trusts at end of year2016-01-31$0
Value of interest in common/collective trusts at beginning of year2016-01-31$878,621
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-01-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-01-31$22,792
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-01-31$22,792
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-01-31$-50,663
Net investment gain or loss from common/collective trusts2016-01-31$-41,165
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-01-31No
Was there a failure to transmit to the plan any participant contributions2016-01-31No
Has the plan failed to provide any benefit when due under the plan2016-01-31No
Contributions received in cash from employer2016-01-31$2,596
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-01-31$7,063
Did the plan have assets held for investment2016-01-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-01-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-01-31Yes
Opinion of an independent qualified public accountant for this plan2016-01-31Disclaimer
Accountancy firm name2016-01-31TAMA,BUDAJ,RAAB,PC
Accountancy firm EIN2016-01-31382322726
2015 : THE HALLMARK COMPANIES, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total transfer of assets from this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$237,845
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$92,370
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$85,496
Expenses. Certain deemed distributions of participant loans2015-12-31$48
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$256,515
Value of total assets at end of year2015-12-31$1,830,612
Value of total assets at beginning of year2015-12-31$1,685,137
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$6,826
Total interest from all sources2015-12-31$48
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$67,229
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$67,229
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$169,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$179,402
Other income not declared elsewhere2015-12-31$11
Administrative expenses (other) incurred2015-12-31$6,826
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$145,475
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,830,612
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,685,137
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$929,199
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$848,051
Interest on participant loans2015-12-31$48
Value of interest in common/collective trusts at end of year2015-12-31$878,621
Value of interest in common/collective trusts at beginning of year2015-12-31$820,562
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$22,792
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$16,524
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$16,524
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-81,098
Net investment gain or loss from common/collective trusts2015-12-31$-4,860
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$77,113
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$85,496
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31TAMA,BUDAJ,RAAB,PC
Accountancy firm EIN2015-12-31382322726
2014 : THE HALLMARK COMPANIES, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$346,186
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$362,103
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$355,170
Expenses. Certain deemed distributions of participant loans2014-12-31$45
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$220,415
Value of total assets at end of year2014-12-31$1,685,137
Value of total assets at beginning of year2014-12-31$1,701,054
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$6,888
Total interest from all sources2014-12-31$45
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$66,350
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$66,350
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$171,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$150,358
Other income not declared elsewhere2014-12-31$10
Administrative expenses (other) incurred2014-12-31$6,888
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-15,917
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,685,137
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,701,054
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$848,051
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$997,187
Interest on participant loans2014-12-31$45
Value of interest in common/collective trusts at end of year2014-12-31$820,562
Value of interest in common/collective trusts at beginning of year2014-12-31$690,856
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$16,524
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$13,011
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$13,011
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-13,232
Net investment gain or loss from common/collective trusts2014-12-31$72,598
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$70,057
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$355,170
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31TAMA,BUDAJ,RAAB,PC
Accountancy firm EIN2014-12-31382322726
2013 : THE HALLMARK COMPANIES, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$527,615
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$44,679
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$38,597
Expenses. Certain deemed distributions of participant loans2013-12-31$42
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$194,458
Value of total assets at end of year2013-12-31$1,701,054
Value of total assets at beginning of year2013-12-31$1,218,118
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$6,040
Total interest from all sources2013-12-31$365
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$62,840
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$62,840
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$122,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$134,170
Participant contributions at beginning of year2013-12-31$9,467
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$2,446
Administrative expenses (other) incurred2013-12-31$6,040
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$482,936
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,701,054
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,218,118
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$997,187
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$692,059
Interest on participant loans2013-12-31$365
Value of interest in common/collective trusts at end of year2013-12-31$690,856
Value of interest in common/collective trusts at beginning of year2013-12-31$495,302
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$13,011
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$21,290
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$21,290
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$124,499
Net investment gain or loss from common/collective trusts2013-12-31$145,453
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$57,842
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$38,597
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31TAMA,BUDAJ,RAAB,PC
Accountancy firm EIN2013-12-31382322726
2012 : THE HALLMARK COMPANIES, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$319,578
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$58,940
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$52,256
Expenses. Certain deemed distributions of participant loans2012-12-31$39
Value of total corrective distributions2012-12-31$534
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$180,819
Value of total assets at end of year2012-12-31$1,218,118
Value of total assets at beginning of year2012-12-31$957,480
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$6,111
Total interest from all sources2012-12-31$1,058
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$22,555
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$22,555
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$96,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$127,669
Participant contributions at end of year2012-12-31$9,467
Participant contributions at beginning of year2012-12-31$19,128
Other income not declared elsewhere2012-12-31$12
Administrative expenses (other) incurred2012-12-31$6,111
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$260,638
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,218,118
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$957,480
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$692,059
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$534,908
Interest on participant loans2012-12-31$1,058
Value of interest in common/collective trusts at end of year2012-12-31$495,302
Value of interest in common/collective trusts at beginning of year2012-12-31$381,852
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$21,290
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$21,592
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$21,592
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$56,045
Net investment gain or loss from common/collective trusts2012-12-31$59,089
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$53,150
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$52,256
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31TAMA,BUDAJ,RAAB,PC
Accountancy firm EIN2012-12-31382322726
2011 : THE HALLMARK COMPANIES, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$168,765
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$68,131
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$60,108
Expenses. Certain deemed distributions of participant loans2011-12-31$37
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$176,346
Value of total assets at end of year2011-12-31$957,480
Value of total assets at beginning of year2011-12-31$856,846
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$7,986
Total interest from all sources2011-12-31$1,708
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$12,861
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$12,861
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$86,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$122,240
Participant contributions at end of year2011-12-31$19,128
Participant contributions at beginning of year2011-12-31$28,137
Other income not declared elsewhere2011-12-31$10
Administrative expenses (other) incurred2011-12-31$7,986
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$100,634
Value of net assets at end of year (total assets less liabilities)2011-12-31$957,480
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$856,846
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$534,908
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$464,437
Interest on participant loans2011-12-31$1,708
Value of interest in common/collective trusts at end of year2011-12-31$381,852
Value of interest in common/collective trusts at beginning of year2011-12-31$348,832
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$21,592
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$15,440
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$15,440
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-22,363
Net investment gain or loss from common/collective trusts2011-12-31$203
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$54,106
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$60,108
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31TAMA,BUDAJ,RAAB,PC
Accountancy firm EIN2011-12-31382322726
2010 : THE HALLMARK COMPANIES, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$278,770
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$95,419
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$91,497
Expenses. Certain deemed distributions of participant loans2010-12-31$34
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$159,326
Value of total assets at end of year2010-12-31$856,846
Value of total assets at beginning of year2010-12-31$673,495
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$3,888
Total interest from all sources2010-12-31$2,586
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$6,955
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$6,955
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$68,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$108,334
Participant contributions at end of year2010-12-31$28,137
Participant contributions at beginning of year2010-12-31$44,735
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,211
Other income not declared elsewhere2010-12-31$91
Administrative expenses (other) incurred2010-12-31$3,888
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$183,351
Value of net assets at end of year (total assets less liabilities)2010-12-31$856,846
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$673,495
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$464,437
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$334,451
Interest on participant loans2010-12-31$2,586
Value of interest in common/collective trusts at end of year2010-12-31$348,832
Value of interest in common/collective trusts at beginning of year2010-12-31$279,416
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$15,440
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$14,893
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$14,893
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$54,822
Net investment gain or loss from common/collective trusts2010-12-31$54,990
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$49,781
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$91,497
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31TAMA,BUDAJ,RAAB,PC
Accountancy firm EIN2010-12-31382322726
2009 : THE HALLMARK COMPANIES, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE HALLMARK COMPANIES, INC. 401(K) PLAN

2016: THE HALLMARK COMPANIES, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE HALLMARK COMPANIES, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE HALLMARK COMPANIES, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE HALLMARK COMPANIES, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE HALLMARK COMPANIES, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE HALLMARK COMPANIES, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE HALLMARK COMPANIES, INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE HALLMARK COMPANIES, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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