CAPSTONE LOGISTICS has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2016 : CAPSTONE 401(K) PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total transfer of assets to this plan | 2016-12-31 | $3,631,301 |
| Total transfer of assets from this plan | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $2,093,116 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $1,471,541 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $1,413,998 |
| Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $22,263 |
| Value of total corrective distributions | 2016-12-31 | $9,916 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,527,114 |
| Value of total assets at end of year | 2016-12-31 | $11,898,888 |
| Value of total assets at beginning of year | 2016-12-31 | $7,646,012 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $25,364 |
| Total interest from all sources | 2016-12-31 | $23,145 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $184,175 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $184,175 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $1,099,524 |
| Participant contributions at end of year | 2016-12-31 | $718,585 |
| Participant contributions at beginning of year | 2016-12-31 | $350,930 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $32,152 |
| Other income not declared elsewhere | 2016-12-31 | $13,171 |
| Administrative expenses (other) incurred | 2016-12-31 | $25,364 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $621,575 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $11,898,888 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $7,646,012 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $7,453,534 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $5,722,211 |
| Interest on participant loans | 2016-12-31 | $23,144 |
| Value of interest in common/collective trusts at end of year | 2016-12-31 | $2,998,047 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $1,035,388 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $728,722 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $537,483 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $537,483 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $1 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $199,790 |
| Net investment gain or loss from common/collective trusts | 2016-12-31 | $145,721 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $395,438 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $1,413,998 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | CHERRY, BECKERT AND HOLLAND |
| Accountancy firm EIN | 2016-12-31 | 560574444 |
| 2015 : CAPSTONE 401(K) PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total transfer of assets to this plan | 2015-12-31 | $0 |
| Total transfer of assets from this plan | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $1,378,385 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $1,286,431 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $1,259,828 |
| Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $12,228 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,443,264 |
| Value of total assets at end of year | 2015-12-31 | $7,646,012 |
| Value of total assets at beginning of year | 2015-12-31 | $7,554,058 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $14,375 |
| Total interest from all sources | 2015-12-31 | $22,131 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $289,110 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $289,110 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $982,903 |
| Participant contributions at end of year | 2015-12-31 | $350,930 |
| Participant contributions at beginning of year | 2015-12-31 | $371,320 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $9,646 |
| Other income not declared elsewhere | 2015-12-31 | $25 |
| Administrative expenses (other) incurred | 2015-12-31 | $14,375 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $91,954 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $7,646,012 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $7,554,058 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $5,722,211 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $5,502,762 |
| Interest on participant loans | 2015-12-31 | $22,131 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $1,035,388 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $1,227,877 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $537,483 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $452,099 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $452,099 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-358,354 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $-17,791 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $450,715 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $1,259,828 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | CHERRY, BECKERT AND HOLLAND |
| Accountancy firm EIN | 2015-12-31 | 560574444 |
| 2014 : CAPSTONE 401(K) PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total transfer of assets to this plan | 2014-12-31 | $4,243,805 |
| Total transfer of assets from this plan | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $1,658,032 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $1,148,125 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,031,841 |
| Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $74,386 |
| Value of total corrective distributions | 2014-12-31 | $27,855 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,266,179 |
| Value of total assets at end of year | 2014-12-31 | $7,554,058 |
| Value of total assets at beginning of year | 2014-12-31 | $2,800,346 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $14,043 |
| Total interest from all sources | 2014-12-31 | $24,638 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $288,940 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $288,940 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $281,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $910,084 |
| Participant contributions at end of year | 2014-12-31 | $371,320 |
| Participant contributions at beginning of year | 2014-12-31 | $112,425 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $58,182 |
| Other income not declared elsewhere | 2014-12-31 | $7,743 |
| Administrative expenses (other) incurred | 2014-12-31 | $14,043 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $509,907 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $7,554,058 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $2,800,346 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $5,502,762 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $2,189,200 |
| Interest on participant loans | 2014-12-31 | $24,638 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $1,227,877 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $131,232 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $452,099 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $367,489 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $367,489 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-27,374 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $97,906 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $297,913 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,031,841 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | CHERRY, BECKERT AND HOLLAND |
| Accountancy firm EIN | 2014-12-31 | 560574444 |
| 2013 : CAPSTONE 401(K) PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total transfer of assets to this plan | 2013-12-31 | $148,579 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $941,917 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $98,391 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $86,122 |
| Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $9,229 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $564,854 |
| Value of total assets at end of year | 2013-12-31 | $2,800,346 |
| Value of total assets at beginning of year | 2013-12-31 | $1,808,241 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $3,040 |
| Total interest from all sources | 2013-12-31 | $5,930 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $91,820 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $91,820 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $181,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $385,197 |
| Participant contributions at end of year | 2013-12-31 | $112,425 |
| Participant contributions at beginning of year | 2013-12-31 | $89,174 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $67,605 |
| Administrative expenses (other) incurred | 2013-12-31 | $3,040 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $843,526 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $2,800,346 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $1,808,241 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $2,189,200 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $1,362,240 |
| Interest on participant loans | 2013-12-31 | $5,930 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $131,232 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $38,049 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $367,489 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $318,778 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $318,778 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $247,955 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $31,358 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $112,052 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $86,122 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | CHERRY, BECKERT AND HOLLAND |
| Accountancy firm EIN | 2013-12-31 | 560574444 |
| Total unrealized appreciation/depreciation of assets | 2013-01-31 | $0 |
| Total transfer of assets from this plan | 2013-01-31 | $137,997 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-01-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-01-31 | $0 |
| Total income from all sources (including contributions) | 2013-01-31 | $3,833 |
| Total loss/gain on sale of assets | 2013-01-31 | $0 |
| Total of all expenses incurred | 2013-01-31 | $0 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-01-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-01-31 | $1,124 |
| Value of total assets at end of year | 2013-01-31 | $0 |
| Value of total assets at beginning of year | 2013-01-31 | $134,164 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-01-31 | $0 |
| Total interest from all sources | 2013-01-31 | $7 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-01-31 | $1 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-01-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-01-31 | $1 |
| Was this plan covered by a fidelity bond | 2013-01-31 | Yes |
| Value of fidelity bond cover | 2013-01-31 | $14,000 |
| If this is an individual account plan, was there a blackout period | 2013-01-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-01-31 | No |
| Contributions received from participants | 2013-01-31 | $1,124 |
| Participant contributions at beginning of year | 2013-01-31 | $10,823 |
| Other income not declared elsewhere | 2013-01-31 | $1,432 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-01-31 | No |
| Value of net income/loss | 2013-01-31 | $3,833 |
| Value of net assets at end of year (total assets less liabilities) | 2013-01-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-01-31 | $134,164 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-01-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-01-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-01-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-01-31 | $77,185 |
| Interest on participant loans | 2013-01-31 | $7 |
| Value of interest in common/collective trusts at beginning of year | 2013-01-31 | $38,609 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-01-31 | $7,547 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-01-31 | $7,547 |
| Net investment gain or loss from common/collective trusts | 2013-01-31 | $1,269 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-01-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-01-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-01-31 | No |
| Did the plan have assets held for investment | 2013-01-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-01-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-01-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-01-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-01-31 | Disclaimer |
| Accountancy firm name | 2013-01-31 | CHERRY BEKAERT & HOLLAND |
| Accountancy firm EIN | 2013-01-31 | 560574444 |
| 2012 : CAPSTONE 401(K) PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $56,415 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $13,115 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $11,606 |
| Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $1,059 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $41,498 |
| Value of total assets at end of year | 2012-12-31 | $134,164 |
| Value of total assets at beginning of year | 2012-12-31 | $90,864 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $450 |
| Total interest from all sources | 2012-12-31 | $1,382 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $2,302 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $2,302 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $10,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $41,498 |
| Participant contributions at end of year | 2012-12-31 | $10,823 |
| Participant contributions at beginning of year | 2012-12-31 | $10,632 |
| Administrative expenses (other) incurred | 2012-12-31 | $450 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $43,300 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $134,164 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $90,864 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $77,185 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $44,795 |
| Interest on participant loans | 2012-12-31 | $1,382 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $38,609 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $31,449 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $7,547 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $3,988 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $3,988 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $6,224 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $5,009 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $11,606 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | CHERRY BEKAERT & HOLLAND |
| Accountancy firm EIN | 2012-12-31 | 560574444 |
| 2011 : CAPSTONE 401(K) PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $17,386 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $22,225 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $20,900 |
| Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $975 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $19,313 |
| Value of total assets at end of year | 2011-12-31 | $87,246 |
| Value of total assets at beginning of year | 2011-12-31 | $92,085 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $350 |
| Total interest from all sources | 2011-12-31 | $1,387 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $995 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $995 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $10,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $15,590 |
| Participant contributions at end of year | 2011-12-31 | $7,014 |
| Participant contributions at beginning of year | 2011-12-31 | $11,450 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $1,072 |
| Administrative expenses (other) incurred | 2011-12-31 | $350 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-4,839 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $87,246 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $92,085 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $44,795 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $48,555 |
| Interest on participant loans | 2011-12-31 | $1,387 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $31,449 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $30,596 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $3,988 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $1,484 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $1,484 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-3,204 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $-1,105 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $2,651 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $20,900 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | CHERRY BEKAERT & HOLLAND |
| Accountancy firm EIN | 2011-12-31 | 560574444 |
| 2010 : CAPSTONE 401(K) PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $27,242 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $11,341 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $10,754 |
| Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $137 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $12,453 |
| Value of total assets at end of year | 2010-12-31 | $92,085 |
| Value of total assets at beginning of year | 2010-12-31 | $76,184 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $450 |
| Total interest from all sources | 2010-12-31 | $1,211 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $449 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $449 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $8,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $12,453 |
| Participant contributions at end of year | 2010-12-31 | $11,450 |
| Participant contributions at beginning of year | 2010-12-31 | $8,461 |
| Other income not declared elsewhere | 2010-12-31 | $412 |
| Administrative expenses (other) incurred | 2010-12-31 | $450 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $15,901 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $92,085 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $76,184 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $48,555 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $42,350 |
| Interest on participant loans | 2010-12-31 | $1,211 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $30,596 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $24,826 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $1,484 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $547 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $547 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $6,311 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $6,406 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $10,754 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | CHERRY BEKAERT & HOLLAND |
| Accountancy firm EIN | 2010-12-31 | 560574444 |
| 2009 : CAPSTONE 401(K) PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
