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ARRIS GROUP, INC. PENSION PLAN 401k Plan overview

Plan NameARRIS GROUP, INC. PENSION PLAN
Plan identification number 001

ARRIS GROUP, INC. PENSION PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

ARRIS GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name:ARRIS GROUP, INC.
Employer identification number (EIN):582588724
NAIC Classification:517000

Additional information about ARRIS GROUP, INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2007-03-20
Company Identification Number: 0800790265
Legal Registered Office Address: 3871 LAKEFIELD DR

SUWANEE
United States of America (USA)
30024

More information about ARRIS GROUP, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ARRIS GROUP, INC. PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012013-01-01VICTORIA BREWSTER
0012012-01-01VICTORIA BREWSTER
0012011-01-01VICTORIA BREWSTER
0012009-01-01VICTORIA BREWSTER

Plan Statistics for ARRIS GROUP, INC. PENSION PLAN

401k plan membership statisitcs for ARRIS GROUP, INC. PENSION PLAN

Measure Date Value
2013: ARRIS GROUP, INC. PENSION PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01318
Total number of active participants reported on line 7a of the Form 55002013-01-0189
Number of retired or separated participants receiving benefits2013-01-01126
Number of other retired or separated participants entitled to future benefits2013-01-0185
Total of all active and inactive participants2013-01-01300
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0114
Total participants2013-01-01314
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ARRIS GROUP, INC. PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01546
Total number of active participants reported on line 7a of the Form 55002012-01-0193
Number of retired or separated participants receiving benefits2012-01-01129
Number of other retired or separated participants entitled to future benefits2012-01-0184
Total of all active and inactive participants2012-01-01306
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0112
Total participants2012-01-01318
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ARRIS GROUP, INC. PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01548
Total number of active participants reported on line 7a of the Form 55002011-01-01125
Number of retired or separated participants receiving benefits2011-01-01102
Number of other retired or separated participants entitled to future benefits2011-01-01307
Total of all active and inactive participants2011-01-01534
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0112
Total participants2011-01-01546
Number of participants with account balances2011-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: ARRIS GROUP, INC. PENSION PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01559
Total number of active participants reported on line 7a of the Form 55002009-01-01136
Number of retired or separated participants receiving benefits2009-01-0187
Number of other retired or separated participants entitled to future benefits2009-01-01323
Total of all active and inactive participants2009-01-01546
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-016
Total participants2009-01-01552
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on ARRIS GROUP, INC. PENSION PLAN

Measure Date Value
2013 : ARRIS GROUP, INC. PENSION PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,327,025
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,137,849
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,137,849
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$0
Value of total assets at end of year2013-12-31$15,161,568
Value of total assets at beginning of year2013-12-31$14,972,392
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$167,916
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$189,176
Value of net assets at end of year (total assets less liabilities)2013-12-31$15,161,568
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$14,972,392
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$15,161,568
Value of interest in pooled separate accounts at beginning of year2013-12-31$14,972,392
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$167,916
Net investment gain/loss from pooled separate accounts2013-12-31$1,159,109
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,137,849
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ERNST & YOUNG
Accountancy firm EIN2013-12-31346565596
2012 : ARRIS GROUP, INC. PENSION PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$2,192,525
Total of all expenses incurred2012-12-31$8,770,727
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$8,768,540
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$518,876
Value of total assets at end of year2012-12-31$14,972,392
Value of total assets at beginning of year2012-12-31$21,550,594
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,187
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Administrative expenses (other) incurred2012-12-31$2,187
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-6,578,202
Value of net assets at end of year (total assets less liabilities)2012-12-31$14,972,392
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$21,550,594
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$14,972,392
Value of interest in pooled separate accounts at beginning of year2012-12-31$21,550,594
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Net investment gain/loss from pooled separate accounts2012-12-31$1,673,649
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$518,876
Employer contributions (assets) at beginning of year2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$8,768,540
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ERNST & YOUNG
Accountancy firm EIN2012-12-31346565596
Total transfer of assets from this plan2012-03-30$8,725,987
Total income from all sources (including contributions)2012-03-30$1,014,872
Total of all expenses incurred2012-03-30$2,806,675
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-03-30$2,804,619
Value of total assets at end of year2012-03-30$0
Value of total assets at beginning of year2012-03-30$10,517,790
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-03-30$2,056
Total interest from all sources2012-03-30$907
Total dividends received (eg from common stock, registered investment company shares)2012-03-30$2,351
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-03-30Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2012-03-30$0
Total dividends received from registered investment company shares (eg mutual funds)2012-03-30$2,351
Was this plan covered by a fidelity bond2012-03-30Yes
Value of fidelity bond cover2012-03-30$500,000
If this is an individual account plan, was there a blackout period2012-03-30No
Were there any nonexempt tranactions with any party-in-interest2012-03-30No
Participant contributions at end of year2012-03-30$0
Participant contributions at beginning of year2012-03-30$166,461
Administrative expenses (other) incurred2012-03-30$2,056
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-30No
Value of net income/loss2012-03-30$-1,791,803
Value of net assets at end of year (total assets less liabilities)2012-03-30$0
Value of net assets at beginning of year (total assets less liabilities)2012-03-30$10,517,790
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-03-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-03-30No
Were any leases to which the plan was party in default or uncollectible2012-03-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-03-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-03-30$8,488,095
Interest on participant loans2012-03-30$866
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-03-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-03-30$1,863,234
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-03-30$1,863,234
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-03-30$41
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-03-30$1,011,614
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-03-30No
Was there a failure to transmit to the plan any participant contributions2012-03-30No
Has the plan failed to provide any benefit when due under the plan2012-03-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-03-30$2,804,619
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-03-30No
Did the plan have assets held for investment2012-03-30No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-03-30Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-03-30Yes
Opinion of an independent qualified public accountant for this plan2012-03-30Disclaimer
Accountancy firm name2012-03-30MOHLER, NIXON AND WILLIAMS
Accountancy firm EIN2012-03-30770106234
2011 : ARRIS GROUP, INC. PENSION PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$185,330
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$701,361
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$696,986
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$0
Value of total assets at end of year2011-12-31$21,550,594
Value of total assets at beginning of year2011-12-31$22,066,625
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$4,375
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Administrative expenses (other) incurred2011-12-31$4,375
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-516,031
Value of net assets at end of year (total assets less liabilities)2011-12-31$21,550,594
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$22,066,625
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$21,550,594
Value of interest in pooled separate accounts at beginning of year2011-12-31$22,066,625
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$0
Net investment gain/loss from pooled separate accounts2011-12-31$185,330
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$0
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$696,986
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ERNST & YOUNG
Accountancy firm EIN2011-12-31346565596
2010 : ARRIS GROUP, INC. PENSION PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$2,079,421
Total of all expenses incurred2010-12-31$684,671
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$680,296
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$0
Value of total assets at end of year2010-12-31$22,066,625
Value of total assets at beginning of year2010-12-31$20,671,875
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$4,375
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Administrative expenses (other) incurred2010-12-31$4,375
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,394,750
Value of net assets at end of year (total assets less liabilities)2010-12-31$22,066,625
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$20,671,875
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$22,066,625
Value of interest in pooled separate accounts at beginning of year2010-12-31$20,671,875
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Net investment gain/loss from pooled separate accounts2010-12-31$2,079,421
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$0
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$680,296
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ERNST & YOUNG
Accountancy firm EIN2010-12-31346565596
2009 : ARRIS GROUP, INC. PENSION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ARRIS GROUP, INC. PENSION PLAN

2013: ARRIS GROUP, INC. PENSION PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ARRIS GROUP, INC. PENSION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ARRIS GROUP, INC. PENSION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ARRIS GROUP, INC. PENSION PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

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