401k Plan data: KOBELCO CONSTRUCTION MACHINERY USA, INC 401(K) plan

KOBELCO CONSTRUCTION MACHINERY USA, INC 401(K) 401k Plan overview

Plan Name	KOBELCO CONSTRUCTION MACHINERY USA, INC 401(K)
Plan identification number	001

KOBELCO CONSTRUCTION MACHINERY USA, INC 401(K) Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

KOBELCO CONSTRUCTION MACHINERY USA, INC. has sponsored the creation of one or more 401k plans.

Company Name: KOBELCO CONSTRUCTION MACHINERY USA, INC.

Employer identification number (EIN): 582649910

NAIC Classification: 423800

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KOBELCO CONSTRUCTION MACHINERY USA, INC 401(K)

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 NORMA SANCHEZ
001 2016-01-01 NORMA SANCHEZ 2017-06-06
001 2015-01-01 NORMA SANCHEZ 2016-06-06
001 2014-01-01 NORMA SANCHEZ 2015-06-04
001 2013-01-01 NORMA SANCHEZ 2014-06-02

Plan Statistics for KOBELCO CONSTRUCTION MACHINERY USA, INC 401(K)

401k plan membership statisitcs for KOBELCO CONSTRUCTION MACHINERY USA, INC 401(K)

Measure Date Value
2022: KOBELCO CONSTRUCTION MACHINERY USA, INC 401(K) 2022 401k membership
Total participants, beginning-of-year 2022-01-01 152
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 72
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 51
Total of all active and inactive participants 2022-01-01 123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 123
Number of participants with account balances 2022-01-01 122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 13
2021: KOBELCO CONSTRUCTION MACHINERY USA, INC 401(K) 2021 401k membership
Total participants, beginning-of-year 2021-01-01 252
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 98
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 53
Total of all active and inactive participants 2021-01-01 151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 151
Number of participants with account balances 2021-01-01 150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: KOBELCO CONSTRUCTION MACHINERY USA, INC 401(K) 2020 401k membership
Total participants, beginning-of-year 2020-01-01 269
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 232
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 20
Total of all active and inactive participants 2020-01-01 252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 252
Number of participants with account balances 2020-01-01 249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 42
2019: KOBELCO CONSTRUCTION MACHINERY USA, INC 401(K) 2019 401k membership
Total participants, beginning-of-year 2019-01-01 266
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 244
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 15
Total of all active and inactive participants 2019-01-01 259
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 259
Number of participants with account balances 2019-01-01 259
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 55
2018: KOBELCO CONSTRUCTION MACHINERY USA, INC 401(K) 2018 401k membership
Total participants, beginning-of-year 2018-01-01 200
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 228
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 38
Total of all active and inactive participants 2018-01-01 266
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 266
Number of participants with account balances 2018-01-01 258
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 47
2017: KOBELCO CONSTRUCTION MACHINERY USA, INC 401(K) 2017 401k membership
Total participants, beginning-of-year 2017-01-01 139
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 180
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 15
Total of all active and inactive participants 2017-01-01 195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 196
Number of participants with account balances 2017-01-01 176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 15

Measure	Date	Value
2022: KOBELCO CONSTRUCTION MACHINERY USA, INC 401(K) 2022 401k membership
Total participants, beginning-of-year	2022-01-01	152
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	72
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	51
Total of all active and inactive participants	2022-01-01	123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	123
Number of participants with account balances	2022-01-01	122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	13
2021: KOBELCO CONSTRUCTION MACHINERY USA, INC 401(K) 2021 401k membership
Total participants, beginning-of-year	2021-01-01	252
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	98
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	53
Total of all active and inactive participants	2021-01-01	151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	151
Number of participants with account balances	2021-01-01	150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: KOBELCO CONSTRUCTION MACHINERY USA, INC 401(K) 2020 401k membership
Total participants, beginning-of-year	2020-01-01	269
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	232
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	20
Total of all active and inactive participants	2020-01-01	252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	252
Number of participants with account balances	2020-01-01	249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	42
2019: KOBELCO CONSTRUCTION MACHINERY USA, INC 401(K) 2019 401k membership
Total participants, beginning-of-year	2019-01-01	266
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	244
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	15
Total of all active and inactive participants	2019-01-01	259
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	259
Number of participants with account balances	2019-01-01	259
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	55
2018: KOBELCO CONSTRUCTION MACHINERY USA, INC 401(K) 2018 401k membership
Total participants, beginning-of-year	2018-01-01	200
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	228
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	38
Total of all active and inactive participants	2018-01-01	266
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	266
Number of participants with account balances	2018-01-01	258
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	47
2017: KOBELCO CONSTRUCTION MACHINERY USA, INC 401(K) 2017 401k membership
Total participants, beginning-of-year	2017-01-01	139
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	180
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	15
Total of all active and inactive participants	2017-01-01	195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	196
Number of participants with account balances	2017-01-01	176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	15

Financial Data on KOBELCO CONSTRUCTION MACHINERY USA, INC 401(K)

Measure	Date	Value
2022 : KOBELCO CONSTRUCTION MACHINERY USA, INC 401(K) 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$6,003
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$8,714
Total income from all sources (including contributions)	2022-12-31	$-681,286
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$812,241
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$709,013
Expenses. Certain deemed distributions of participant loans	2022-12-31	$4,168
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$1,021,587
Value of total assets at end of year	2022-12-31	$10,197,119
Value of total assets at beginning of year	2022-12-31	$11,693,357
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$99,060
Total interest from all sources	2022-12-31	$16,891
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$335,967
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$335,967
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$629,710
Participant contributions at end of year	2022-12-31	$123,989
Participant contributions at beginning of year	2022-12-31	$159,304
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$25,761
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-12-31	$6,003
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$8,714
Other income not declared elsewhere	2022-12-31	$25,649
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-1,493,527
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$10,191,116
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$11,684,643
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$99,060
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$9,299,406
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$11,027,166
Interest on participant loans	2022-12-31	$8,552
Interest earned on other investments	2022-12-31	$8,339
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$773,724
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$506,887
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-2,081,380
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$366,116
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$709,013
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	WEINSTEIN & SPIRA AND COMPANY, P.C.
Accountancy firm EIN	2022-12-31	742181616
2021 : KOBELCO CONSTRUCTION MACHINERY USA, INC 401(K) 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$8,714
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$52,395
Total income from all sources (including contributions)	2021-12-31	$2,278,589
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$1,564,583
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$1,446,932
Expenses. Certain deemed distributions of participant loans	2021-12-31	$21,351
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$1,067,311
Value of total assets at end of year	2021-12-31	$11,693,357
Value of total assets at beginning of year	2021-12-31	$11,023,032
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$96,300
Total interest from all sources	2021-12-31	$23,270
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$361,040
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$361,040
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$773,411
Participant contributions at end of year	2021-12-31	$159,304
Participant contributions at beginning of year	2021-12-31	$246,688
Participant contributions at end of year	2021-12-31	$0
Participant contributions at beginning of year	2021-12-31	$116
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$37,737
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$8,714
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$52,395
Other income not declared elsewhere	2021-12-31	$27,870
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$714,006
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$11,684,643
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$10,970,637
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$96,300
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$11,027,166
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$10,130,735
Interest on participant loans	2021-12-31	$9,984
Interest earned on other investments	2021-12-31	$13,286
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$506,887
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$645,377
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$799,098
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$256,163
Employer contributions (assets) at end of year	2021-12-31	$0
Employer contributions (assets) at beginning of year	2021-12-31	$116
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$1,446,932
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	WEINSTEIN & SPIRA AND COMPANY, P.C.
Accountancy firm EIN	2021-12-31	742181616
2020 : KOBELCO CONSTRUCTION MACHINERY USA, INC 401(K) 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$52,395
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$16,457
Total income from all sources (including contributions)	2020-12-31	$2,674,768
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$864,904
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$781,756
Expenses. Certain deemed distributions of participant loans	2020-12-31	$2,828
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,476,730
Value of total assets at end of year	2020-12-31	$11,023,032
Value of total assets at beginning of year	2020-12-31	$9,177,230
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$80,320
Total interest from all sources	2020-12-31	$24,969
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$293,851
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$293,851
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$854,518
Participant contributions at end of year	2020-12-31	$246,688
Participant contributions at beginning of year	2020-12-31	$298,002
Participant contributions at end of year	2020-12-31	$116
Participant contributions at beginning of year	2020-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$51,574
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$52,395
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$16,457
Other income not declared elsewhere	2020-12-31	$22,859
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$1,809,864
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$10,970,637
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$9,160,773
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$80,320
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$10,130,735
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$8,879,228
Interest on participant loans	2020-12-31	$15,764
Interest earned on other investments	2020-12-31	$9,205
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$645,377
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$856,359
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$570,638
Employer contributions (assets) at end of year	2020-12-31	$116
Employer contributions (assets) at beginning of year	2020-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$781,756
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	WEINSTEIN & SPIRA AND COMPANY, P.C.
Accountancy firm EIN	2020-12-31	742181616
2019 : KOBELCO CONSTRUCTION MACHINERY USA, INC 401(K) 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total transfer of assets to this plan	2019-12-31	$2,518,155
Total transfer of assets to this plan	2019-12-31	$2,518,155
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$16,457
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$16,457
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$13,751
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$13,751
Total income from all sources (including contributions)	2019-12-31	$2,791,675
Total income from all sources (including contributions)	2019-12-31	$2,791,675
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$460,347
Total of all expenses incurred	2019-12-31	$460,347
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$433,983
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$433,983
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,671,508
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,671,508
Value of total assets at end of year	2019-12-31	$9,177,230
Value of total assets at end of year	2019-12-31	$9,177,230
Value of total assets at beginning of year	2019-12-31	$4,325,041
Value of total assets at beginning of year	2019-12-31	$4,325,041
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$26,364
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$26,364
Total interest from all sources	2019-12-31	$16,860
Total interest from all sources	2019-12-31	$16,860
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$895,651
Contributions received from participants	2019-12-31	$895,651
Participant contributions at end of year	2019-12-31	$298,002
Participant contributions at end of year	2019-12-31	$298,002
Participant contributions at beginning of year	2019-12-31	$199,415
Participant contributions at beginning of year	2019-12-31	$199,415
Participant contributions at end of year	2019-12-31	$0
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$31,500
Participant contributions at beginning of year	2019-12-31	$31,500
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$192,914
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$192,914
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$16,457
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$16,457
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$13,751
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$13,751
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$2,331,328
Value of net income/loss	2019-12-31	$2,331,328
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$9,160,773
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$9,160,773
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$4,311,290
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$4,311,290
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$26,364
Investment advisory and management fees	2019-12-31	$26,364
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$8,879,228
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$8,879,228
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$3,888,115
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$3,888,115
Value of interest in pooled separate accounts at end of year	2019-12-31	$0
Value of interest in pooled separate accounts at end of year	2019-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$0
Interest on participant loans	2019-12-31	$16,860
Interest on participant loans	2019-12-31	$16,860
Value of interest in common/collective trusts at end of year	2019-12-31	$0
Value of interest in common/collective trusts at end of year	2019-12-31	$0
Value of interest in common/collective trusts at beginning of year	2019-12-31	$184,157
Value of interest in common/collective trusts at beginning of year	2019-12-31	$184,157
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$1,103,307
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$1,103,307
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$582,943
Contributions received in cash from employer	2019-12-31	$582,943
Employer contributions (assets) at end of year	2019-12-31	$0
Employer contributions (assets) at end of year	2019-12-31	$0
Employer contributions (assets) at beginning of year	2019-12-31	$21,854
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$433,983
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$433,983
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	WEINSTEIN & SPIRA AND COMPANY, P
Accountancy firm name	2019-12-31	WEINSTEIN & SPIRA AND COMPANY, P
Accountancy firm EIN	2019-12-31	742181616
Accountancy firm EIN	2019-12-31	742181616
2018 : KOBELCO CONSTRUCTION MACHINERY USA, INC 401(K) 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets to this plan	2018-12-31	$0
Total transfer of assets from this plan	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$13,751
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$4,332
Total income from all sources (including contributions)	2018-12-31	$1,166,148
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$649,277
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$634,785
Expenses. Certain deemed distributions of participant loans	2018-12-31	$741
Value of total corrective distributions	2018-12-31	$13,751
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,480,246
Value of total assets at end of year	2018-12-31	$4,325,041
Value of total assets at beginning of year	2018-12-31	$3,798,751
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$0
Total interest from all sources	2018-12-31	$9,489
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$210,826
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$210,826
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$380,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$829,188
Participant contributions at end of year	2018-12-31	$199,415
Participant contributions at beginning of year	2018-12-31	$152,761
Participant contributions at end of year	2018-12-31	$31,500
Participant contributions at beginning of year	2018-12-31	$20,969
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$170,500
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$13,751
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$4,332
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$516,871
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$4,311,290
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$3,794,419
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$3,888,115
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$3,398,513
Interest on participant loans	2018-12-31	$9,489
Value of interest in common/collective trusts at end of year	2018-12-31	$184,157
Value of interest in common/collective trusts at beginning of year	2018-12-31	$208,976
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-524,271
Net investment gain or loss from common/collective trusts	2018-12-31	$-10,142
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$480,558
Employer contributions (assets) at end of year	2018-12-31	$21,854
Employer contributions (assets) at beginning of year	2018-12-31	$17,532
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$634,785
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	WEINSTEIN & SPIRA AND COMPANY, P
Accountancy firm EIN	2018-12-31	742181616
2017 : KOBELCO CONSTRUCTION MACHINERY USA, INC 401(K) 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$0
Total transfer of assets from this plan	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$4,332
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$1,599,715
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$162,055
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$149,285
Value of total corrective distributions	2017-12-31	$10,253
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,163,713
Value of total assets at end of year	2017-12-31	$3,798,751
Value of total assets at beginning of year	2017-12-31	$2,356,759
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$2,517
Total interest from all sources	2017-12-31	$5,026
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$156,684
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$156,684
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$236,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$662,435
Participant contributions at end of year	2017-12-31	$152,761
Participant contributions at beginning of year	2017-12-31	$56,386
Participant contributions at end of year	2017-12-31	$20,969
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$94,878
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$4,332
Other income not declared elsewhere	2017-12-31	$125
Administrative expenses (other) incurred	2017-12-31	$2,517
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,437,660
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$3,794,419
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$2,356,759
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$3,398,513
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$2,300,373
Interest on participant loans	2017-12-31	$5,026
Value of interest in common/collective trusts at end of year	2017-12-31	$208,976
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$264,647
Net investment gain or loss from common/collective trusts	2017-12-31	$9,520
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$406,400
Employer contributions (assets) at end of year	2017-12-31	$17,532
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$149,285
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	WEINSTEIN SPIRA & COMPANY, PC
Accountancy firm EIN	2017-12-31	742181616

Form 5500 Responses for KOBELCO CONSTRUCTION MACHINERY USA, INC 401(K)

2022: KOBELCO CONSTRUCTION MACHINERY USA, INC 401(K) 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: KOBELCO CONSTRUCTION MACHINERY USA, INC 401(K) 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: KOBELCO CONSTRUCTION MACHINERY USA, INC 401(K) 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: KOBELCO CONSTRUCTION MACHINERY USA, INC 401(K) 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: KOBELCO CONSTRUCTION MACHINERY USA, INC 401(K) 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: KOBELCO CONSTRUCTION MACHINERY USA, INC 401(K) 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

506299-01

Policy instance

Insurance contract or identification number	506299-01
Number of Individuals Covered	26
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

506299-01

Policy instance

Insurance contract or identification number	506299-01
Number of Individuals Covered	29
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

506299-01

Policy instance

Insurance contract or identification number	506299-01
Number of Individuals Covered	25
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

506299-01

Policy instance

Insurance contract or identification number	506299-01
Number of Individuals Covered	23
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	KOBELCO CONSTRUCTION MACHINERY USA, INC.
Employer identification number (EIN):	582649910
NAIC Classification:	423800