401k Plan data: PAUL S. DECARLO, JR., D.D.S., P.A. 401(K) PROFIT SHARING PLAN plan

PAUL S. DECARLO, JR., D.D.S., P.A. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	PAUL S. DECARLO, JR., D.D.S., P.A. 401(K) PROFIT SHARING PLAN
Plan identification number	002

PAUL S. DECARLO, JR., D.D.S., P.A. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PAUL S. DECARLO, JR., D.D.S., P.A. has sponsored the creation of one or more 401k plans.

Company Name: PAUL S. DECARLO, JR., D.D.S., P.A.

Employer identification number (EIN): 591927937

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Additional information about PAUL S. DECARLO, JR., D.D.S., P.A.

Jurisdiction of Incorporation: Florida Department of State Division of Corporations

Incorporation Date: 1979-06-29

Company Identification Number: 628194

Legal Registered Office Address: 13990 EAGLE RIDGE LAKES DR

FORT MYERS

33912

More information about PAUL S. DECARLO, JR., D.D.S., P.A.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PAUL S. DECARLO, JR., D.D.S., P.A. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2014-01-01 PAUL S. DECARLO, JR., D.D.S.
002 2013-01-01 PAUL S. DECARLO, JR., D.D.S. PAUL S. DECARLO, JR., D.D.S. 2014-02-19
002 2012-01-01 PAUL S. DECARLO, JR., D.D.S. PAUL S. DECARLO, JR., D.D.S. 2013-03-29
002 2011-01-01 PAUL S. DECARLO, JR., D.D.S. PAUL S. DECARLO, JR., D.D.S. 2012-06-26
002 2010-01-01 PAUL S. DECARLO, JR., D.D.S. PAUL S. DECARLO, JR., D.D.S. 2011-05-19
002 2009-01-01 PAUL S. DECARLO, JR., D.D.S. PAUL S. DECARLO, JR., D.D.S. 2010-07-15

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2014-01-01	PAUL S. DECARLO, JR., D.D.S.
002	2013-01-01	PAUL S. DECARLO, JR., D.D.S.	PAUL S. DECARLO, JR., D.D.S.	2014-02-19
002	2012-01-01	PAUL S. DECARLO, JR., D.D.S.	PAUL S. DECARLO, JR., D.D.S.	2013-03-29
002	2011-01-01	PAUL S. DECARLO, JR., D.D.S.	PAUL S. DECARLO, JR., D.D.S.	2012-06-26
002	2010-01-01	PAUL S. DECARLO, JR., D.D.S.	PAUL S. DECARLO, JR., D.D.S.	2011-05-19
002	2009-01-01	PAUL S. DECARLO, JR., D.D.S.	PAUL S. DECARLO, JR., D.D.S.	2010-07-15

Plan Statistics for PAUL S. DECARLO, JR., D.D.S., P.A. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for PAUL S. DECARLO, JR., D.D.S., P.A. 401(K) PROFIT SHARING PLAN

Measure Date Value
2014: PAUL S. DECARLO, JR., D.D.S., P.A. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: PAUL S. DECARLO, JR., D.D.S., P.A. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 9
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 9
Number of participants with account balances 2013-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: PAUL S. DECARLO, JR., D.D.S., P.A. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 10
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 9
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 9
Number of participants with account balances 2012-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: PAUL S. DECARLO, JR., D.D.S., P.A. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 9
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 1
Total of all active and inactive participants 2011-01-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 10
Number of participants with account balances 2011-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: PAUL S. DECARLO, JR., D.D.S., P.A. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 10
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 8
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 1
Total of all active and inactive participants 2010-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 9
Number of participants with account balances 2010-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: PAUL S. DECARLO, JR., D.D.S., P.A. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 10
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 10
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 10
Number of participants with account balances 2009-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: PAUL S. DECARLO, JR., D.D.S., P.A. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: PAUL S. DECARLO, JR., D.D.S., P.A. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	9
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	9
Number of participants with account balances	2013-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: PAUL S. DECARLO, JR., D.D.S., P.A. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	10
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	9
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	9
Number of participants with account balances	2012-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: PAUL S. DECARLO, JR., D.D.S., P.A. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	9
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	1
Total of all active and inactive participants	2011-01-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	10
Number of participants with account balances	2011-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: PAUL S. DECARLO, JR., D.D.S., P.A. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	10
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	8
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	1
Total of all active and inactive participants	2010-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	9
Number of participants with account balances	2010-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: PAUL S. DECARLO, JR., D.D.S., P.A. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	10
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	10
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	10
Number of participants with account balances	2009-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on PAUL S. DECARLO, JR., D.D.S., P.A. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2014 : PAUL S. DECARLO, JR., D.D.S., P.A. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$8,786
Expenses. Total of all expenses incurred	2014-12-31	$954,980
Benefits paid (including direct rollovers)	2014-12-31	$950,609
Total plan assets at end of year	2014-12-31	$0
Total plan assets at beginning of year	2014-12-31	$946,194
Value of fidelity bond covering the plan	2014-12-31	$300,000
Total contributions received or receivable from participants	2014-12-31	$0
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$8,786
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$-946,194
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$946,194
Total contributions received or receivable from employer(s)	2014-12-31	$0
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$4,371
2013 : PAUL S. DECARLO, JR., D.D.S., P.A. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$-143,176
Expenses. Total of all expenses incurred	2013-12-31	$252,137
Benefits paid (including direct rollovers)	2013-12-31	$250,750
Total plan assets at end of year	2013-12-31	$946,194
Total plan assets at beginning of year	2013-12-31	$1,341,507
Value of fidelity bond covering the plan	2013-12-31	$300,000
Total contributions received or receivable from participants	2013-12-31	$11,770
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$-164,518
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$-395,313
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$946,194
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,341,507
Assets. Value of real-estate (other than employer real property)	2013-12-31	$88,755
Total contributions received or receivable from employer(s)	2013-12-31	$9,572
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$1,387
2012 : PAUL S. DECARLO, JR., D.D.S., P.A. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Transfers to/from the plan	2012-12-31	$0
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$88,085
Expenses. Total of all expenses incurred	2012-12-31	$194,175
Benefits paid (including direct rollovers)	2012-12-31	$176,749
Total plan assets at end of year	2012-12-31	$1,341,507
Total plan assets at beginning of year	2012-12-31	$1,447,597
Value of fidelity bond covering the plan	2012-12-31	$300,000
Total contributions received or receivable from participants	2012-12-31	$34,051
Expenses. Other expenses not covered elsewhere	2012-12-31	$0
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$29,784
Noncash contributions received	2012-12-31	$0
Net income (gross income less expenses)	2012-12-31	$-106,090
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,341,507
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,447,597
Assets. Value of real-estate (other than employer real property)	2012-12-31	$277,146
Total contributions received or receivable from employer(s)	2012-12-31	$24,250
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$17,426
2011 : PAUL S. DECARLO, JR., D.D.S., P.A. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan	2011-12-31	$0
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$-11,873
Expenses. Total of all expenses incurred	2011-12-31	$13,712
Benefits paid (including direct rollovers)	2011-12-31	$0
Total plan assets at end of year	2011-12-31	$1,447,597
Total plan assets at beginning of year	2011-12-31	$1,473,182
Value of fidelity bond covering the plan	2011-12-31	$300,000
Total contributions received or receivable from participants	2011-12-31	$40,367
Expenses. Other expenses not covered elsewhere	2011-12-31	$1,950
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$-75,882
Noncash contributions received	2011-12-31	$0
Net income (gross income less expenses)	2011-12-31	$-25,585
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,447,597
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,473,182
Assets. Value of real-estate (other than employer real property)	2011-12-31	$277,146
Total contributions received or receivable from employer(s)	2011-12-31	$23,642
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$11,762
2010 : PAUL S. DECARLO, JR., D.D.S., P.A. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$181,229
Expenses. Total of all expenses incurred	2010-12-31	$10,514
Benefits paid (including direct rollovers)	2010-12-31	$0
Total plan assets at end of year	2010-12-31	$1,473,182
Total plan assets at beginning of year	2010-12-31	$1,302,467
Value of fidelity bond covering the plan	2010-12-31	$300,000
Total contributions received or receivable from participants	2010-12-31	$40,907
Expenses. Other expenses not covered elsewhere	2010-12-31	$0
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$124,231
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$170,715
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,473,182
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,302,467
Assets. Value of real-estate (other than employer real property)	2010-12-31	$277,146
Total contributions received or receivable from employer(s)	2010-12-31	$16,091
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$10,514

Form 5500 Responses for PAUL S. DECARLO, JR., D.D.S., P.A. 401(K) PROFIT SHARING PLAN

2014: PAUL S. DECARLO, JR., D.D.S., P.A. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: PAUL S. DECARLO, JR., D.D.S., P.A. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: PAUL S. DECARLO, JR., D.D.S., P.A. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: PAUL S. DECARLO, JR., D.D.S., P.A. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: PAUL S. DECARLO, JR., D.D.S., P.A. 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: PAUL S. DECARLO, JR., D.D.S., P.A. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	PAUL S. DECARLO, JR., D.D.S., P.A.
Employer identification number (EIN):	591927937
NAIC Classification:	621210
NAIC Description:	Offices of Dentists

Jurisdiction of Incorporation:	Florida Department of State Division of Corporations
Incorporation Date:	1979-06-29
Company Identification Number:	628194
Legal Registered Office Address:	13990 EAGLE RIDGE LAKES DR FORT MYERS 33912