401k Plan data: THE NEWPORT GROUP, INC. 401(K) PLAN plan

THE NEWPORT GROUP, INC. 401(K) PLAN 401k Plan overview

Plan Name	THE NEWPORT GROUP, INC. 401(K) PLAN
Plan identification number	002

THE NEWPORT GROUP, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NEWPORT GROUP has sponsored the creation of one or more 401k plans.

Company Name: NEWPORT GROUP

Employer identification number (EIN): 592386168

NAIC Classification: 524210
NAIC Description: Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE NEWPORT GROUP, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2015-01-01 HOLLY MCGIBONEY
002 2015-01-01 HOLLY MCGIBONEY
002 2014-01-01 HOLLY MCGIBONEY
002 2013-01-01 HOLLY MCGIBONEY
002 2012-01-01 HOLLY MCGIBONEY
002 2011-01-01 HOLLY ADAMS
002 2009-01-01 HOLLY ADAMS HOLLY ADAMS 2010-09-30
002 2009-01-01 HOLLY ADAMS HOLLY ADAMS 2010-09-16

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2015-01-01	HOLLY MCGIBONEY
002	2015-01-01	HOLLY MCGIBONEY
002	2014-01-01	HOLLY MCGIBONEY
002	2013-01-01	HOLLY MCGIBONEY
002	2012-01-01	HOLLY MCGIBONEY
002	2011-01-01	HOLLY ADAMS
002	2009-01-01	HOLLY ADAMS	HOLLY ADAMS	2010-09-30
002	2009-01-01	HOLLY ADAMS	HOLLY ADAMS	2010-09-16

Plan Statistics for THE NEWPORT GROUP, INC. 401(K) PLAN

401k plan membership statisitcs for THE NEWPORT GROUP, INC. 401(K) PLAN

Measure Date Value
2015: THE NEWPORT GROUP, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 659
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: THE NEWPORT GROUP, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 660
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 523
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 136
Total of all active and inactive participants 2014-01-01 659
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 659
Number of participants with account balances 2014-01-01 629
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 15
2013: THE NEWPORT GROUP, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 633
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 495
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 157
Total of all active and inactive participants 2013-01-01 652
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 653
Number of participants with account balances 2013-01-01 653
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 38
2012: THE NEWPORT GROUP, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 610
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 485
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 148
Total of all active and inactive participants 2012-01-01 633
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 633
Number of participants with account balances 2012-01-01 633
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: THE NEWPORT GROUP, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 542
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 480
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 130
Total of all active and inactive participants 2011-01-01 610
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 610
Number of participants with account balances 2011-01-01 610
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 10
2009: THE NEWPORT GROUP, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 539
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 412
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 117
Total of all active and inactive participants 2009-01-01 529
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 529
Number of participants with account balances 2009-01-01 529
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 2

Measure	Date	Value
2015: THE NEWPORT GROUP, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	659
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: THE NEWPORT GROUP, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	660
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	523
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	136
Total of all active and inactive participants	2014-01-01	659
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	659
Number of participants with account balances	2014-01-01	629
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	15
2013: THE NEWPORT GROUP, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	633
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	495
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	157
Total of all active and inactive participants	2013-01-01	652
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	653
Number of participants with account balances	2013-01-01	653
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	38
2012: THE NEWPORT GROUP, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	610
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	485
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	148
Total of all active and inactive participants	2012-01-01	633
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	633
Number of participants with account balances	2012-01-01	633
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: THE NEWPORT GROUP, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	542
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	480
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	130
Total of all active and inactive participants	2011-01-01	610
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	610
Number of participants with account balances	2011-01-01	610
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	10
2009: THE NEWPORT GROUP, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	539
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	412
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	117
Total of all active and inactive participants	2009-01-01	529
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	529
Number of participants with account balances	2009-01-01	529
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	2

Financial Data on THE NEWPORT GROUP, INC. 401(K) PLAN

Measure	Date	Value
2015 : THE NEWPORT GROUP, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$41,847,766
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$3,791,154
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$3,230,710
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$3,190,367
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$4,139,056
Value of total assets at end of year	2015-12-31	$0
Value of total assets at beginning of year	2015-12-31	$41,287,322
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$40,343
Total interest from all sources	2015-12-31	$49,814
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$1,363,303
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$1,363,303
Administrative expenses professional fees incurred	2015-12-31	$19,140
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$3,272,475
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$1,089,914
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$2,219,492
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$435,057
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$0
Other income not declared elsewhere	2015-12-31	$-243,119
Liabilities. Value of operating payables at end of year	2015-12-31	$0
Liabilities. Value of operating payables at beginning of year	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$560,444
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$41,287,322
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$30,559,095
Interest on participant loans	2015-12-31	$49,814
Value of interest in common/collective trusts at end of year	2015-12-31	$0
Value of interest in common/collective trusts at beginning of year	2015-12-31	$7,418,821
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-1,384,817
Net investment gain or loss from common/collective trusts	2015-12-31	$-133,083
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$431,524
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$3,190,367
Contract administrator fees	2015-12-31	$21,203
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	Yes
Liabilities. Value of benefit claims payable at end of year	2015-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2015-12-31	$0
Did the plan have assets held for investment	2015-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MCGLADREY LLP
Accountancy firm EIN	2015-12-31	420714325
2014 : THE NEWPORT GROUP, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$6,146,350
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,844,673
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,799,637
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$4,273,455
Value of total assets at end of year	2014-12-31	$41,287,322
Value of total assets at beginning of year	2014-12-31	$36,985,645
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$45,036
Total interest from all sources	2014-12-31	$45,728
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$1,405,948
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$1,405,948
Administrative expenses professional fees incurred	2014-12-31	$18,235
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$3,048,443
Participant contributions at end of year	2014-12-31	$1,089,914
Participant contributions at beginning of year	2014-12-31	$1,021,855
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$2,219,492
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$2,107,665
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$833,051
Other income not declared elsewhere	2014-12-31	$99,292
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$4,301,677
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$41,287,322
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$36,985,645
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$30,559,095
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$27,591,791
Interest on participant loans	2014-12-31	$45,728
Value of interest in common/collective trusts at end of year	2014-12-31	$7,418,821
Value of interest in common/collective trusts at beginning of year	2014-12-31	$6,264,334
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-28,020
Net investment gain or loss from common/collective trusts	2014-12-31	$349,947
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$391,961
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,799,637
Contract administrator fees	2014-12-31	$26,801
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MCGLADREY LLP
Accountancy firm EIN	2014-12-31	420714325
2013 : THE NEWPORT GROUP, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$9,993,907
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$2,976,734
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,933,883
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$4,000,043
Value of total assets at end of year	2013-12-31	$36,985,645
Value of total assets at beginning of year	2013-12-31	$29,968,472
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$42,851
Total interest from all sources	2013-12-31	$37,213
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$903,142
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$903,142
Administrative expenses professional fees incurred	2013-12-31	$18,703
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$2,875,271
Participant contributions at end of year	2013-12-31	$1,021,855
Participant contributions at beginning of year	2013-12-31	$765,304
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$2,107,665
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$1,635,839
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$746,191
Other income not declared elsewhere	2013-12-31	$389,760
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$7,017,173
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$36,985,645
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$29,968,472
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$27,591,791
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$21,646,021
Interest on participant loans	2013-12-31	$37,213
Value of interest in common/collective trusts at end of year	2013-12-31	$6,264,334
Value of interest in common/collective trusts at beginning of year	2013-12-31	$5,921,308
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$3,833,138
Net investment gain or loss from common/collective trusts	2013-12-31	$830,611
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$378,581
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,933,883
Contract administrator fees	2013-12-31	$24,148
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MCGLADREY LLP
Accountancy firm EIN	2013-12-31	420714325
2012 : THE NEWPORT GROUP, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$6,671,380
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$2,961,676
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$2,917,172
Value of total corrective distributions	2012-12-31	$2,461
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$3,377,184
Value of total assets at end of year	2012-12-31	$29,968,472
Value of total assets at beginning of year	2012-12-31	$26,258,768
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$42,043
Total interest from all sources	2012-12-31	$31,161
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$642,438
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$642,438
Administrative expenses professional fees incurred	2012-12-31	$17,855
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$2,626,813
Participant contributions at end of year	2012-12-31	$765,304
Participant contributions at beginning of year	2012-12-31	$739,331
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$1,635,839
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$2,337,588
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$420,582
Other income not declared elsewhere	2012-12-31	$85,275
Administrative expenses (other) incurred	2012-12-31	$64
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$3,709,704
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$29,968,472
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$26,258,768
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$21,646,021
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$18,254,613
Interest on participant loans	2012-12-31	$31,161
Value of interest in common/collective trusts at end of year	2012-12-31	$5,921,308
Value of interest in common/collective trusts at beginning of year	2012-12-31	$4,927,236
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$2,103,649
Net investment gain or loss from common/collective trusts	2012-12-31	$431,673
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$329,789
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$2,917,172
Contract administrator fees	2012-12-31	$24,124
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MCGLADREY LLP
Accountancy firm EIN	2012-12-31	420714325
2011 : THE NEWPORT GROUP, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$5,332,341
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$4,135,253
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$4,071,437
Value of total corrective distributions	2011-12-31	$26,734
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$5,731,017
Value of total assets at end of year	2011-12-31	$26,258,768
Value of total assets at beginning of year	2011-12-31	$25,061,680
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$37,082
Total interest from all sources	2011-12-31	$30,451
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$511,438
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$511,438
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$2,376,336
Participant contributions at end of year	2011-12-31	$739,331
Participant contributions at beginning of year	2011-12-31	$678,330
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$2,337,588
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$359,344
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$3,033,882
Other income not declared elsewhere	2011-12-31	$-82,407
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,197,088
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$26,258,768
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$25,061,680
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$18,254,613
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$19,510,620
Interest on participant loans	2011-12-31	$30,451
Value of interest in common/collective trusts at end of year	2011-12-31	$4,927,236
Value of interest in common/collective trusts at beginning of year	2011-12-31	$4,513,386
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-985,177
Net investment gain or loss from common/collective trusts	2011-12-31	$127,019
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$320,799
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$4,071,437
Contract administrator fees	2011-12-31	$37,082
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MCGLADREY LLP
Accountancy firm EIN	2011-12-31	420714325
2010 : THE NEWPORT GROUP, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$6,027,885
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,856,741
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,798,793
Value of total corrective distributions	2010-12-31	$34,992
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$3,253,310
Value of total assets at end of year	2010-12-31	$25,061,680
Value of total assets at beginning of year	2010-12-31	$20,890,536
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$22,956
Total interest from all sources	2010-12-31	$28,056
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$445,714
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$445,714
Administrative expenses professional fees incurred	2010-12-31	$16,620
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$2,005,442
Participant contributions at end of year	2010-12-31	$678,330
Participant contributions at beginning of year	2010-12-31	$501,809
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$359,344
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$235,763
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$972,737
Other income not declared elsewhere	2010-12-31	$36,136
Total non interest bearing cash at beginning of year	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$4,171,144
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$25,061,680
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$20,890,536
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$967
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$19,510,620
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$16,326,464
Interest on participant loans	2010-12-31	$28,056
Value of interest in common/collective trusts at end of year	2010-12-31	$4,513,386
Value of interest in common/collective trusts at beginning of year	2010-12-31	$3,826,500
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$2,055,015
Net investment gain or loss from common/collective trusts	2010-12-31	$209,654
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$275,131
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,798,793
Contract administrator fees	2010-12-31	$5,369
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MCGLADREY & PULLEN, LLP
Accountancy firm EIN	2010-12-31	420714325

Form 5500 Responses for THE NEWPORT GROUP, INC. 401(K) PLAN

2015: THE NEWPORT GROUP, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	Yes
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE NEWPORT GROUP, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE NEWPORT GROUP, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE NEWPORT GROUP, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE NEWPORT GROUP, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: THE NEWPORT GROUP, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	NEWPORT GROUP
Employer identification number (EIN):	592386168
NAIC Classification:	524210
NAIC Description:	Insurance Agencies and Brokerages