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WARREN HENRY AUTOMOBILES, INC. 401K PLAN 401k Plan overview

Plan NameWARREN HENRY AUTOMOBILES, INC. 401K PLAN
Plan identification number 001

WARREN HENRY AUTOMOBILES, INC. 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

WARREN HENRY AUTOMOBILES, INC. DBA WARREN HENRY AUTO GROUP has sponsored the creation of one or more 401k plans.

Company Name:WARREN HENRY AUTOMOBILES, INC. DBA WARREN HENRY AUTO GROUP
Employer identification number (EIN):592594999
NAIC Classification:441110
NAIC Description:New Car Dealers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WARREN HENRY AUTOMOBILES, INC. 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012019-01-01
0012018-01-01ERIC DAY2019-10-14
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01ERIK DAY
0012011-01-01ERIK DAY
0012010-01-01ERIK DAY
0012009-01-01ERIK DAY

Plan Statistics for WARREN HENRY AUTOMOBILES, INC. 401K PLAN

401k plan membership statisitcs for WARREN HENRY AUTOMOBILES, INC. 401K PLAN

Measure Date Value
2022: WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01463
Total number of active participants reported on line 7a of the Form 55002022-01-01422
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0185
Total of all active and inactive participants2022-01-01507
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01507
Number of participants with account balances2022-01-01469
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0143
2021: WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01422
Total number of active participants reported on line 7a of the Form 55002021-01-01395
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0162
Total of all active and inactive participants2021-01-01457
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01457
Number of participants with account balances2021-01-01412
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0146
2020: WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01357
Total number of active participants reported on line 7a of the Form 55002020-01-01371
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0149
Total of all active and inactive participants2020-01-01420
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01420
Number of participants with account balances2020-01-01393
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0122
2019: WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01301
Total number of active participants reported on line 7a of the Form 55002019-01-01314
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0130
Total of all active and inactive participants2019-01-01344
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01344
Number of participants with account balances2019-01-01291
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0115
2018: WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01280
Total number of active participants reported on line 7a of the Form 55002018-01-01268
Number of retired or separated participants receiving benefits2018-01-015
Number of other retired or separated participants entitled to future benefits2018-01-0128
Total of all active and inactive participants2018-01-01301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01301
Number of participants with account balances2018-01-01270
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0121
2017: WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01247
Total number of active participants reported on line 7a of the Form 55002017-01-01230
Number of retired or separated participants receiving benefits2017-01-012
Number of other retired or separated participants entitled to future benefits2017-01-0134
Total of all active and inactive participants2017-01-01266
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01266
Number of participants with account balances2017-01-01239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0118
2016: WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01261
Total number of active participants reported on line 7a of the Form 55002016-01-01205
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-0114
Total of all active and inactive participants2016-01-01220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01220
Number of participants with account balances2016-01-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-017
2015: WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01278
Total number of active participants reported on line 7a of the Form 55002015-01-01226
Number of other retired or separated participants entitled to future benefits2015-01-0118
Total of all active and inactive participants2015-01-01244
Total participants2015-01-01244
Number of participants with account balances2015-01-01122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01240
Total number of active participants reported on line 7a of the Form 55002014-01-01217
Number of other retired or separated participants entitled to future benefits2014-01-0133
Total of all active and inactive participants2014-01-01250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01250
Number of participants with account balances2014-01-01104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01297
Total number of active participants reported on line 7a of the Form 55002013-01-01198
Number of other retired or separated participants entitled to future benefits2013-01-0127
Total of all active and inactive participants2013-01-01225
Total participants2013-01-01225
Number of participants with account balances2013-01-01107
2012: WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01279
Total number of active participants reported on line 7a of the Form 55002012-01-01259
Number of other retired or separated participants entitled to future benefits2012-01-0125
Total of all active and inactive participants2012-01-01284
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01284
Number of participants with account balances2012-01-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01291
Total number of active participants reported on line 7a of the Form 55002011-01-01232
Number of retired or separated participants receiving benefits2011-01-012
Number of other retired or separated participants entitled to future benefits2011-01-0125
Total of all active and inactive participants2011-01-01259
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01259
Number of participants with account balances2011-01-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01274
Total number of active participants reported on line 7a of the Form 55002010-01-01248
Number of retired or separated participants receiving benefits2010-01-012
Number of other retired or separated participants entitled to future benefits2010-01-0122
Total of all active and inactive participants2010-01-01272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01272
Number of participants with account balances2010-01-01118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01299
Total number of active participants reported on line 7a of the Form 55002009-01-01239
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-0119
Total of all active and inactive participants2009-01-01260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01260
Number of participants with account balances2009-01-01119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on WARREN HENRY AUTOMOBILES, INC. 401K PLAN

Measure Date Value
2022 : WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$0
Total transfer of assets from this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$3,837
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$368,265
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$866,075
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$780,702
Expenses. Certain deemed distributions of participant loans2022-12-31$49,620
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,584,266
Value of total assets at end of year2022-12-31$11,248,679
Value of total assets at beginning of year2022-12-31$11,742,652
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$35,753
Total interest from all sources2022-12-31$17,356
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$475,282
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$475,282
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,210,440
Participant contributions at end of year2022-12-31$386,707
Participant contributions at beginning of year2022-12-31$371,254
Participant contributions at end of year2022-12-31$1,477
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$3,837
Other income not declared elsewhere2022-12-31$248
Administrative expenses (other) incurred2022-12-31$35,753
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-497,810
Value of net assets at end of year (total assets less liabilities)2022-12-31$11,244,842
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$11,742,652
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$9,597,679
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$10,495,765
Interest on participant loans2022-12-31$17,356
Value of interest in common/collective trusts at end of year2022-12-31$843,783
Value of interest in common/collective trusts at beginning of year2022-12-31$487,683
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-2,719,639
Net investment gain or loss from common/collective trusts2022-12-31$10,752
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$373,826
Employer contributions (assets) at end of year2022-12-31$419,033
Employer contributions (assets) at beginning of year2022-12-31$387,950
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$780,702
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BDO USA, P.C.
Accountancy firm EIN2022-12-31135381590
2021 : WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$3,320,600
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,031,207
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$961,414
Value of total corrective distributions2021-12-31$37,669
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,241,856
Value of total assets at end of year2021-12-31$11,742,652
Value of total assets at beginning of year2021-12-31$9,453,259
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$32,124
Total interest from all sources2021-12-31$12,326
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$786,690
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$786,690
Administrative expenses professional fees incurred2021-12-31$9,257
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,873,291
Participant contributions at end of year2021-12-31$371,254
Participant contributions at beginning of year2021-12-31$210,953
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$34,952
Administrative expenses (other) incurred2021-12-31$22,867
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,289,393
Value of net assets at end of year (total assets less liabilities)2021-12-31$11,742,652
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$9,453,259
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$10,495,765
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$8,501,080
Interest on participant loans2021-12-31$12,326
Value of interest in common/collective trusts at end of year2021-12-31$487,683
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$457,113
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$239,216
Net investment gain or loss from common/collective trusts2021-12-31$40,512
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$333,613
Employer contributions (assets) at end of year2021-12-31$387,950
Employer contributions (assets) at beginning of year2021-12-31$284,113
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$961,414
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BDO USA LLP
Accountancy firm EIN2021-12-31135381590
2020 : WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$2,844,811
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$691,920
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$521,065
Expenses. Certain deemed distributions of participant loans2020-12-31$0
Value of total corrective distributions2020-12-31$115,210
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,711,248
Value of total assets at end of year2020-12-31$9,453,259
Value of total assets at beginning of year2020-12-31$7,300,368
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$55,645
Total interest from all sources2020-12-31$20,364
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$378,436
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$378,436
Administrative expenses professional fees incurred2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,411,894
Participant contributions at end of year2020-12-31$210,953
Participant contributions at beginning of year2020-12-31$189,860
Assets. Other investments not covered elsewhere at end of year2020-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$2,367
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Other income not declared elsewhere2020-12-31$0
Administrative expenses (other) incurred2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,152,891
Value of net assets at end of year (total assets less liabilities)2020-12-31$9,453,259
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$7,300,368
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$51,202
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$8,501,080
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$6,475,234
Value of interest in pooled separate accounts at end of year2020-12-31$0
Value of interest in pooled separate accounts at beginning of year2020-12-31$0
Interest on participant loans2020-12-31$12,147
Interest earned on other investments2020-12-31$8,217
Value of interest in common/collective trusts at end of year2020-12-31$0
Value of interest in common/collective trusts at beginning of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$457,113
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$396,860
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$734,763
Net investment gain/loss from pooled separate accounts2020-12-31$0
Net investment gain or loss from common/collective trusts2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$0
Assets. Invements in employer securities at beginning of year2020-12-31$0
Contributions received in cash from employer2020-12-31$296,987
Employer contributions (assets) at end of year2020-12-31$284,113
Employer contributions (assets) at beginning of year2020-12-31$238,414
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$521,065
Contract administrator fees2020-12-31$4,443
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BDO USA LLP
Accountancy firm EIN2020-12-31135381590
2019 : WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$2,660,882
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,175,109
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,105,028
Expenses. Certain deemed distributions of participant loans2019-12-31$0
Value of total corrective distributions2019-12-31$717
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,471,255
Value of total assets at end of year2019-12-31$7,300,368
Value of total assets at beginning of year2019-12-31$5,814,595
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$69,364
Total interest from all sources2019-12-31$22,123
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$219,085
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$219,085
Administrative expenses professional fees incurred2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,208,839
Participant contributions at end of year2019-12-31$189,860
Participant contributions at beginning of year2019-12-31$195,299
Participant contributions at beginning of year2019-12-31$10,698
Assets. Other investments not covered elsewhere at end of year2019-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$43,807
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Other income not declared elsewhere2019-12-31$0
Administrative expenses (other) incurred2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,485,773
Value of net assets at end of year (total assets less liabilities)2019-12-31$7,300,368
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$5,814,595
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$61,654
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$6,475,234
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$5,240,182
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at beginning of year2019-12-31$0
Interest on participant loans2019-12-31$13,171
Interest earned on other investments2019-12-31$8,952
Value of interest in common/collective trusts at end of year2019-12-31$0
Value of interest in common/collective trusts at beginning of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$396,860
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$337,022
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$948,419
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain or loss from common/collective trusts2019-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$0
Assets. Invements in employer securities at beginning of year2019-12-31$0
Contributions received in cash from employer2019-12-31$218,609
Employer contributions (assets) at end of year2019-12-31$238,414
Employer contributions (assets) at beginning of year2019-12-31$31,394
Income. Dividends from common stock2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,105,028
Contract administrator fees2019-12-31$7,710
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MORRISON BROWN ARGIZ AND FARRA LLC
Accountancy firm EIN2019-12-31010720052
2018 : WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$933,023
Total of all expenses incurred2018-12-31$258,130
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$196,966
Expenses. Certain deemed distributions of participant loans2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,245,061
Value of total assets at end of year2018-12-31$5,814,595
Value of total assets at beginning of year2018-12-31$5,139,702
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$61,164
Total interest from all sources2018-12-31$19,301
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$299,698
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$299,698
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,020,281
Participant contributions at end of year2018-12-31$195,299
Participant contributions at beginning of year2018-12-31$247,723
Participant contributions at end of year2018-12-31$10,698
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$674,893
Value of net assets at end of year (total assets less liabilities)2018-12-31$5,814,595
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$5,139,702
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$54,139
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$5,240,182
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$4,637,993
Interest on participant loans2018-12-31$13,266
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$337,022
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$231,467
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$231,467
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$6,035
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-631,037
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$224,780
Employer contributions (assets) at end of year2018-12-31$31,394
Employer contributions (assets) at beginning of year2018-12-31$22,519
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$196,966
Contract administrator fees2018-12-31$7,025
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MORRISON BROWN & ARGIZ & FARRA LLC
Accountancy firm EIN2018-12-31010720052
2017 : WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$1,607,968
Total of all expenses incurred2017-12-31$110,255
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$66,497
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$979,240
Value of total assets at end of year2017-12-31$5,139,702
Value of total assets at beginning of year2017-12-31$3,641,989
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$43,758
Total interest from all sources2017-12-31$15,035
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$179,842
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$179,842
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$777,075
Participant contributions at end of year2017-12-31$247,723
Participant contributions at beginning of year2017-12-31$219,658
Participant contributions at beginning of year2017-12-31$1,088
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$30,641
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,497,713
Value of net assets at end of year (total assets less liabilities)2017-12-31$5,139,702
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$3,641,989
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$39,232
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$4,637,993
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$3,221,609
Interest on participant loans2017-12-31$10,016
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$231,467
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$176,184
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$176,184
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$5,019
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$433,851
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$171,524
Employer contributions (assets) at end of year2017-12-31$22,519
Employer contributions (assets) at beginning of year2017-12-31$23,450
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$66,497
Contract administrator fees2017-12-31$4,526
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MORRISON BROWN & ARGIZ & FARRA LLC
Accountancy firm EIN2017-12-31010720052
2016 : WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$928,233
Total of all expenses incurred2016-12-31$141,888
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$86,818
Value of total corrective distributions2016-12-31$38,253
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$707,691
Value of total assets at end of year2016-12-31$3,641,989
Value of total assets at beginning of year2016-12-31$2,855,644
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$16,817
Total interest from all sources2016-12-31$5,734
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$150,757
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$150,757
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$585,540
Participant contributions at end of year2016-12-31$219,658
Participant contributions at beginning of year2016-12-31$124,446
Participant contributions at end of year2016-12-31$1,088
Participant contributions at beginning of year2016-12-31$1,197
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$786,345
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,641,989
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,855,644
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$12,812
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$3,221,609
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$2,579,965
Interest on participant loans2016-12-31$5,734
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$176,184
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$150,036
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$150,036
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$64,051
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$122,151
Employer contributions (assets) at end of year2016-12-31$23,450
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$86,818
Contract administrator fees2016-12-31$4,005
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MORRISON BROWN & ARGIZ & FARRA LLP
Accountancy firm EIN2016-12-31010720052
2015 : WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$307,453
Total of all expenses incurred2015-12-31$325,353
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$286,242
Expenses. Certain deemed distributions of participant loans2015-12-31$3,815
Value of total corrective distributions2015-12-31$30,670
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$410,652
Value of total assets at end of year2015-12-31$2,855,644
Value of total assets at beginning of year2015-12-31$2,873,544
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$4,626
Total interest from all sources2015-12-31$6,214
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$93,229
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$93,229
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$410,652
Participant contributions at end of year2015-12-31$124,446
Participant contributions at beginning of year2015-12-31$137,210
Participant contributions at end of year2015-12-31$1,197
Participant contributions at beginning of year2015-12-31$87
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-17,900
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,855,644
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,873,544
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$2,579,965
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$2,736,247
Interest on participant loans2015-12-31$5,973
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$150,036
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$241
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-202,642
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$286,242
Contract administrator fees2015-12-31$4,626
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MORRISON BROWN & ARGIZ & FARRA LLP
Accountancy firm EIN2015-12-31010720052
2014 : WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$407,409
Total of all expenses incurred2014-12-31$286,576
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$281,938
Value of total corrective distributions2014-12-31$2,667
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$285,983
Value of total assets at end of year2014-12-31$2,873,544
Value of total assets at beginning of year2014-12-31$2,752,711
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,971
Total interest from all sources2014-12-31$7,323
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31No
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$285,983
Participant contributions at end of year2014-12-31$137,210
Participant contributions at beginning of year2014-12-31$206,331
Participant contributions at end of year2014-12-31$87
Participant contributions at beginning of year2014-12-31$87
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$120,833
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,873,544
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,752,711
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,736,247
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$2,546,293
Interest on participant loans2014-12-31$7,323
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$114,103
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$281,938
Contract administrator fees2014-12-31$1,971
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MORRISON BROWN & ARGIZ & FARRA LLP
Accountancy firm EIN2014-12-31010720052
2013 : WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$687,614
Total of all expenses incurred2013-12-31$226,493
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$195,837
Value of total corrective distributions2013-12-31$27,331
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$279,084
Value of total assets at end of year2013-12-31$2,752,711
Value of total assets at beginning of year2013-12-31$2,291,590
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,325
Total interest from all sources2013-12-31$8,796
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$200,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$274,060
Participant contributions at end of year2013-12-31$206,331
Participant contributions at beginning of year2013-12-31$183,120
Participant contributions at end of year2013-12-31$87
Participant contributions at beginning of year2013-12-31$470
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$5,024
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$461,121
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,752,711
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,291,590
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$2,546,293
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,108,000
Interest on participant loans2013-12-31$8,796
Net investment gain/loss from pooled separate accounts2013-12-31$399,734
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$195,837
Contract administrator fees2013-12-31$3,325
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MORRISON BROWN & ARGIZ & FARRA LLP
Accountancy firm EIN2013-12-31010720052
2012 : WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$526,016
Total of all expenses incurred2012-12-31$158,664
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$142,186
Value of total corrective distributions2012-12-31$13,663
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$267,390
Value of total assets at end of year2012-12-31$2,291,590
Value of total assets at beginning of year2012-12-31$1,924,238
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,815
Total interest from all sources2012-12-31$8,602
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$200,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$203,724
Participant contributions at end of year2012-12-31$183,120
Participant contributions at beginning of year2012-12-31$198,693
Participant contributions at end of year2012-12-31$470
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$63,666
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$367,352
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,291,590
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,924,238
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,108,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,725,545
Interest on participant loans2012-12-31$8,602
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$250,024
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$142,186
Contract administrator fees2012-12-31$2,815
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MORRISON BROWN & ARGIZ & FARRA LLP
Accountancy firm EIN2012-12-31010720052
2011 : WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$154,120
Total of all expenses incurred2011-12-31$556,251
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$525,580
Expenses. Certain deemed distributions of participant loans2011-12-31$15,383
Value of total corrective distributions2011-12-31$10,856
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$209,201
Value of total assets at end of year2011-12-31$1,924,238
Value of total assets at beginning of year2011-12-31$2,326,369
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$4,432
Total interest from all sources2011-12-31$10,200
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$200,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$196,470
Participant contributions at end of year2011-12-31$198,693
Participant contributions at beginning of year2011-12-31$259,362
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$12,731
Administrative expenses (other) incurred2011-12-31$3,400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-402,131
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,924,238
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,326,369
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,725,545
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,067,007
Interest on participant loans2011-12-31$10,200
Net investment gain/loss from pooled separate accounts2011-12-31$-65,281
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$525,580
Contract administrator fees2011-12-31$1,032
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MORRISON BROWN & ARGIZ & FARRA LLP
Accountancy firm EIN2011-12-31010720052
2010 : WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Expenses. Interest paid2010-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$0
Total income from all sources (including contributions)2010-12-31$427,755
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$196,456
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$184,255
Expenses. Certain deemed distributions of participant loans2010-12-31$8,357
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$172,599
Value of total assets at end of year2010-12-31$2,326,369
Value of total assets at beginning of year2010-12-31$2,095,070
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$3,844
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$13,757
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$200,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$0
Amount contributed by the employer to the plan for this plan year2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$172,599
Participant contributions at end of year2010-12-31$259,362
Participant contributions at beginning of year2010-12-31$279,933
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$0
Other income not declared elsewhere2010-12-31$0
Administrative expenses (other) incurred2010-12-31$2,750
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$231,299
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,326,369
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,095,070
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,067,007
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,815,137
Interest on participant loans2010-12-31$13,757
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$0
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$0
Net investment gain/loss from pooled separate accounts2010-12-31$241,399
Net investment gain or loss from common/collective trusts2010-12-31$0
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$0
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$184,255
Contract administrator fees2010-12-31$1,094
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MORRISON BROWN & ARGIZ & FARRA LLC
Accountancy firm EIN2010-12-31274677688
2009 : WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$0
Amount contributed by the employer to the plan for this plan year2009-12-31$0

Form 5500 Responses for WARREN HENRY AUTOMOBILES, INC. 401K PLAN

2022: WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2020 form 5500 responses
2020-01-01Type of plan entityMulitple employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entityMulitple employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: WARREN HENRY AUTOMOBILES, INC. 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 61977-1
Policy instance 1
Insurance contract or identification numberMR 61977-1
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-03-01
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 61977
Policy instance 1
Insurance contract or identification numberMR 61977
Number of Individuals Covered420
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 61977
Policy instance 1
Insurance contract or identification numberMR 61977
Number of Individuals Covered344
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 61977-1
Policy instance 1
Insurance contract or identification numberMR 61977-1
Number of Individuals Covered288
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 61977-1
Policy instance 1
Insurance contract or identification numberMR 61977-1
Number of Individuals Covered248
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number55595
Policy instance 1
Insurance contract or identification number55595
Insurance policy start date2015-01-01
Insurance policy end date2015-11-02
Total amount of commissions paid to insurance brokerUSD $7,546
Total amount of fees paid to insurance companyUSD $2,355
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,398
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
Amount paid for insurance broker fees2355
Insurance broker nameUBS FINANCIAL SERV INSUR AGENCY INC
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 61977-1
Policy instance 2
Insurance contract or identification numberMR 61977-1
Number of Individuals Covered237
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $313
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $313
Insurance broker organization code?4
Insurance broker nameUBS FINANCIAL SERVICE INS AGENCY
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number55595
Policy instance 1
Insurance contract or identification number55595
Number of Individuals Covered222
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $8,068
Total amount of fees paid to insurance companyUSD $2,857
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,068
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
Amount paid for insurance broker fees2857
Insurance broker nameTHE PENSION STUDIO
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number55595
Policy instance 1
Insurance contract or identification number55595
Number of Individuals Covered228
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $8,309
Total amount of fees paid to insurance companyUSD $2,588
Commission paid to Insurance BrokerUSD $7,058
Insurance broker organization code?3
Amount paid for insurance broker fees2588
Insurance broker nameTHE PENSION STUDIO
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number55595
Policy instance 1
Insurance contract or identification number55595
Number of Individuals Covered236
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $6,221
Total amount of fees paid to insurance companyUSD $1,077
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,221
Insurance broker organization code?3
Amount paid for insurance broker fees1077
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker nameTHE PENSION STUDIO
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number55595
Policy instance 1
Insurance contract or identification number55595
Number of Individuals Covered220
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $6,266
Total amount of fees paid to insurance companyUSD $4,526
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number55595
Policy instance 1
Insurance contract or identification number55595
Number of Individuals Covered229
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $6,227
Total amount of fees paid to insurance companyUSD $3,737
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,227
Insurance broker organization code?4
Amount paid for insurance broker fees2750
Additional information about fees paid to insurance brokerTPA FEES PAID
Insurance broker nameTHE PENSION STUDIO

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