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J A CALDWELL INC 401K PROFIT SHARING PLAN 401k Plan overview

Plan NameJ A CALDWELL INC 401K PROFIT SHARING PLAN
Plan identification number 001

J A CALDWELL INC 401K PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

J A CALDWELL INC has sponsored the creation of one or more 401k plans.

Company Name:J A CALDWELL INC
Employer identification number (EIN):592598236
NAIC Classification:446130
NAIC Description:Optical Goods Stores

Form 5500 Filing Information

Submission information for form 5500 for 401k plan J A CALDWELL INC 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01
0012018-01-01
0012017-01-01JOSEPH CALDWELL JOSEPH CALDWELL2018-08-16
0012017-01-01JOSEPH CALDWELL JOSEPH CALDWELL
0012016-01-01JOSEPH CALDWELL JOSEPH CALDWELL2018-01-31
0012015-01-01JOSEPH CALDWELL JOSEPH CALDWELL2016-10-14
0012014-01-01JOSEPH CALDWELL JOSEPH CALDWELL2015-09-10
0012013-01-01JOSEPH A CALDWELL JOSEPH A CALDWELL2014-06-20
0012012-01-01JOSEPH A CALDWELL JOSEPH A CALDWELL2013-10-10
0012011-01-01JOSEPH A CALDWELL JOSEPH A CALDWELL2012-10-10
0012010-01-01JOSEPH A CALDWELL JOSEPH A CALDWELL2011-09-19
0012009-01-01JOSEPH A CALDWELL JOSEPH A CALDWELL2010-09-29

Plan Statistics for J A CALDWELL INC 401K PROFIT SHARING PLAN

401k plan membership statisitcs for J A CALDWELL INC 401K PROFIT SHARING PLAN

Measure Date Value
2019: J A CALDWELL INC 401K PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011
Total number of active participants reported on line 7a of the Form 55002019-01-011
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-011
Number of participants with account balances2019-01-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: J A CALDWELL INC 401K PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011
Total number of active participants reported on line 7a of the Form 55002018-01-011
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011
Number of participants with account balances2018-01-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: J A CALDWELL INC 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011
Total number of active participants reported on line 7a of the Form 55002017-01-011
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: J A CALDWELL INC 401K PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011
Total number of active participants reported on line 7a of the Form 55002016-01-011
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: J A CALDWELL INC 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011
Total number of active participants reported on line 7a of the Form 55002015-01-011
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: J A CALDWELL INC 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011
Total number of active participants reported on line 7a of the Form 55002014-01-011
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011
2013: J A CALDWELL INC 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011
Total number of active participants reported on line 7a of the Form 55002013-01-011
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-011
Number of participants with account balances2013-01-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: J A CALDWELL INC 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011
Total number of active participants reported on line 7a of the Form 55002012-01-011
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011
Number of participants with account balances2012-01-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: J A CALDWELL INC 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011
Total number of active participants reported on line 7a of the Form 55002011-01-011
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011
Number of participants with account balances2011-01-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: J A CALDWELL INC 401K PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011
Total number of active participants reported on line 7a of the Form 55002010-01-011
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-010
Total of all active and inactive participants2010-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-011
Number of participants with account balances2010-01-011
2009: J A CALDWELL INC 401K PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011
Total number of active participants reported on line 7a of the Form 55002009-01-011
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011
Number of participants with account balances2009-01-011

Financial Data on J A CALDWELL INC 401K PROFIT SHARING PLAN

Measure Date Value
2019 : J A CALDWELL INC 401K PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources2019-12-31$107,802
Total plan assets at end of year2019-12-31$806,637
Total plan assets at beginning of year2019-12-31$698,835
Total contributions received or receivable from participants2019-12-31$24,500
Other income received2019-12-31$44,302
Net income (gross income less expenses)2019-12-31$107,802
Net plan assets at end of year (total assets less liabilities)2019-12-31$806,637
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$698,835
Total contributions received or receivable from employer(s)2019-12-31$39,000
2018 : J A CALDWELL INC 401K PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources2018-12-31$69,805
Total plan assets at end of year2018-12-31$698,835
Total plan assets at beginning of year2018-12-31$629,030
Total contributions received or receivable from participants2018-12-31$24,500
Other income received2018-12-31$6,805
Net income (gross income less expenses)2018-12-31$69,805
Net plan assets at end of year (total assets less liabilities)2018-12-31$698,835
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$629,030
Total contributions received or receivable from employer(s)2018-12-31$38,500
2017 : J A CALDWELL INC 401K PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources2017-12-31$65,953
Total plan assets at end of year2017-12-31$629,030
Total plan assets at beginning of year2017-12-31$563,077
Total contributions received or receivable from participants2017-12-31$17,000
Other income received2017-12-31$8,779
Net income (gross income less expenses)2017-12-31$65,953
Net plan assets at end of year (total assets less liabilities)2017-12-31$629,030
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$563,077
Total contributions received or receivable from employer(s)2017-12-31$40,174
2016 : J A CALDWELL INC 401K PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources2016-12-31$65,341
Expenses. Total of all expenses incurred2016-12-31$2,890
Total plan assets at end of year2016-12-31$563,077
Total plan assets at beginning of year2016-12-31$500,626
Total contributions received or receivable from participants2016-12-31$23,000
Expenses. Other expenses not covered elsewhere2016-12-31$2,890
Other income received2016-12-31$3,341
Net income (gross income less expenses)2016-12-31$62,451
Net plan assets at end of year (total assets less liabilities)2016-12-31$563,077
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$500,626
Total contributions received or receivable from employer(s)2016-12-31$39,000
2015 : J A CALDWELL INC 401K PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$59,626
Total plan assets at end of year2015-12-31$500,626
Total plan assets at beginning of year2015-12-31$441,000
Total contributions received or receivable from participants2015-12-31$23,000
Assets. Value of loans (other than to participants)2015-12-31$500,626
Other income received2015-12-31$5,368
Net income (gross income less expenses)2015-12-31$59,626
Net plan assets at end of year (total assets less liabilities)2015-12-31$500,626
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$441,000
Total contributions received or receivable from employer(s)2015-12-31$31,258
2014 : J A CALDWELL INC 401K PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$31,038
Expenses. Total of all expenses incurred2014-12-31$0
Total plan assets at end of year2014-12-31$441,000
Total plan assets at beginning of year2014-12-31$409,962
Total contributions received or receivable from participants2014-12-31$23,000
Other income received2014-12-31$8,038
Net income (gross income less expenses)2014-12-31$31,038
Net plan assets at end of year (total assets less liabilities)2014-12-31$441,000
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$409,962
2013 : J A CALDWELL INC 401K PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$48,883
Total plan assets at end of year2013-12-31$409,962
Total plan assets at beginning of year2013-12-31$361,079
Total contributions received or receivable from participants2013-12-31$23,000
Other income received2013-12-31$5,883
Net income (gross income less expenses)2013-12-31$48,883
Net plan assets at end of year (total assets less liabilities)2013-12-31$409,962
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$361,079
Total contributions received or receivable from employer(s)2013-12-31$20,000
2012 : J A CALDWELL INC 401K PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$38,863
Total plan assets at end of year2012-12-31$361,079
Total plan assets at beginning of year2012-12-31$322,216
Total contributions received or receivable from participants2012-12-31$22,500
Other income received2012-12-31$6,363
Net income (gross income less expenses)2012-12-31$38,863
Net plan assets at end of year (total assets less liabilities)2012-12-31$361,079
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$322,216
Total contributions received or receivable from employer(s)2012-12-31$10,000
2011 : J A CALDWELL INC 401K PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$38,053
Total plan assets at end of year2011-12-31$322,216
Total plan assets at beginning of year2011-12-31$284,163
Total contributions received or receivable from participants2011-12-31$15,500
Other income received2011-12-31$8,553
Net income (gross income less expenses)2011-12-31$38,053
Net plan assets at end of year (total assets less liabilities)2011-12-31$322,216
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$284,163
Total contributions received or receivable from employer(s)2011-12-31$14,000
2010 : J A CALDWELL INC 401K PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$28,874
Total plan assets at end of year2010-12-31$284,163
Total plan assets at beginning of year2010-12-31$255,289
Total contributions received or receivable from participants2010-12-31$16,500
Other income received2010-12-31$4,374
Net income (gross income less expenses)2010-12-31$28,874
Net plan assets at end of year (total assets less liabilities)2010-12-31$284,163
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$255,289
Total contributions received or receivable from employer(s)2010-12-31$8,000

Form 5500 Responses for J A CALDWELL INC 401K PROFIT SHARING PLAN

2019: J A CALDWELL INC 401K PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: J A CALDWELL INC 401K PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: J A CALDWELL INC 401K PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: J A CALDWELL INC 401K PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: J A CALDWELL INC 401K PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: J A CALDWELL INC 401K PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: J A CALDWELL INC 401K PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: J A CALDWELL INC 401K PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: J A CALDWELL INC 401K PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: J A CALDWELL INC 401K PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: J A CALDWELL INC 401K PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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