401k Plan data: UNITED MECHANICAL, INC. 401(K) PLAN plan

UNITED MECHANICAL, INC. 401(K) PLAN 401k Plan overview

Plan Name	UNITED MECHANICAL, INC. 401(K) PLAN
Plan identification number	001

UNITED MECHANICAL, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

UNITED MECHANICAL, LLC has sponsored the creation of one or more 401k plans.

Company Name: UNITED MECHANICAL, LLC

Employer identification number (EIN): 592828859

NAIC Classification: 238220
NAIC Description: Plumbing, Heating, and Air-Conditioning Contractors

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNITED MECHANICAL, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2020-01-01 MICHAEL CLARK 2021-09-14 MICHAEL CLARK 2021-09-14
001 2020-01-01 MICHAEL CLARK 2022-02-28 MICHAEL CLARK 2022-02-28
001 2019-01-01 MICHAEL CLARK 2020-10-06 MICHAEL CLARK 2020-10-06
001 2018-01-01 MICHAEL CLARK 2019-09-17 MICHAEL CLARK 2019-09-17
001 2017-01-01
001 2016-01-01 MICHAEL CLARK 2017-06-15 MICHAEL CLARK 2017-06-15
001 2015-01-01 MICHAEL CLARK 2016-06-21 MICHAEL CLARK 2016-06-21
001 2014-01-01 MICHAEL CLARK 2015-07-30 MICHAEL CLARK 2015-07-30
001 2013-01-01 MICHAEL CLARK 2014-09-26 MICHAEL CLARK 2014-09-26
001 2012-01-01 MICHAEL CLARK 2013-05-30 MICHAEL CLARK 2013-05-30
001 2011-01-01 JONI BLAKE 2012-03-26 JONI BLAKE 2012-03-26
001 2009-01-01 MICHAEL CLARK

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2020-01-01	MICHAEL CLARK	2021-09-14	MICHAEL CLARK	2021-09-14
001	2020-01-01	MICHAEL CLARK	2022-02-28	MICHAEL CLARK	2022-02-28
001	2019-01-01	MICHAEL CLARK	2020-10-06	MICHAEL CLARK	2020-10-06
001	2018-01-01	MICHAEL CLARK	2019-09-17	MICHAEL CLARK	2019-09-17
001	2017-01-01
001	2016-01-01	MICHAEL CLARK	2017-06-15	MICHAEL CLARK	2017-06-15
001	2015-01-01	MICHAEL CLARK	2016-06-21	MICHAEL CLARK	2016-06-21
001	2014-01-01	MICHAEL CLARK	2015-07-30	MICHAEL CLARK	2015-07-30
001	2013-01-01	MICHAEL CLARK	2014-09-26	MICHAEL CLARK	2014-09-26
001	2012-01-01	MICHAEL CLARK	2013-05-30	MICHAEL CLARK	2013-05-30
001	2011-01-01	JONI BLAKE	2012-03-26	JONI BLAKE	2012-03-26
001	2009-01-01	MICHAEL CLARK

Plan Statistics for UNITED MECHANICAL, INC. 401(K) PLAN

401k plan membership statisitcs for UNITED MECHANICAL, INC. 401(K) PLAN

Measure Date Value
2020: UNITED MECHANICAL, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 192
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 0
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 0
Number of participants with account balances 2020-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 7
2019: UNITED MECHANICAL, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 212
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 150
Number of retired or separated participants receiving benefits 2019-01-01 1
Number of other retired or separated participants entitled to future benefits 2019-01-01 49
Total of all active and inactive participants 2019-01-01 200
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 200
Number of participants with account balances 2019-01-01 162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 23
2018: UNITED MECHANICAL, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 181
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 165
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 31
Total of all active and inactive participants 2018-01-01 196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 1
Total participants 2018-01-01 197
Number of participants with account balances 2018-01-01 171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 17
2017: UNITED MECHANICAL, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 142
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 154
Number of other retired or separated participants entitled to future benefits 2017-01-01 17
Total of all active and inactive participants 2017-01-01 171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 172
Number of participants with account balances 2017-01-01 124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 9
2009: UNITED MECHANICAL, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 168
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 86
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 86
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 86
Number of participants with account balances 2009-01-01 86
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2020: UNITED MECHANICAL, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	192
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	0
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	0
Number of participants with account balances	2020-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	7
2019: UNITED MECHANICAL, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	212
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	150
Number of retired or separated participants receiving benefits	2019-01-01	1
Number of other retired or separated participants entitled to future benefits	2019-01-01	49
Total of all active and inactive participants	2019-01-01	200
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	200
Number of participants with account balances	2019-01-01	162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	23
2018: UNITED MECHANICAL, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	181
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	165
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	31
Total of all active and inactive participants	2018-01-01	196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	1
Total participants	2018-01-01	197
Number of participants with account balances	2018-01-01	171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	17
2017: UNITED MECHANICAL, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	142
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	154
Number of other retired or separated participants entitled to future benefits	2017-01-01	17
Total of all active and inactive participants	2017-01-01	171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	172
Number of participants with account balances	2017-01-01	124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	9
2009: UNITED MECHANICAL, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	168
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	86
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	86
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	86
Number of participants with account balances	2009-01-01	86
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on UNITED MECHANICAL, INC. 401(K) PLAN

Measure	Date	Value
2020 : UNITED MECHANICAL, INC. 401(K) PLAN 2020 401k financial data
Total transfer of assets from this plan	2020-11-30	$7,396,275
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-11-30	$245
Total income from all sources (including contributions)	2020-11-30	$1,370,141
Total of all expenses incurred	2020-11-30	$279,687
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-11-30	$205,925
Value of total corrective distributions	2020-11-30	$5,802
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-11-30	$510,459
Value of total assets at end of year	2020-11-30	$0
Value of total assets at beginning of year	2020-11-30	$6,306,066
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-11-30	$67,960
Total interest from all sources	2020-11-30	$8,179
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-11-30	No
Was this plan covered by a fidelity bond	2020-11-30	Yes
Value of fidelity bond cover	2020-11-30	$600,000
If this is an individual account plan, was there a blackout period	2020-11-30	Yes
Were there any nonexempt tranactions with any party-in-interest	2020-11-30	No
Contributions received from participants	2020-11-30	$367,154
Participant contributions at end of year	2020-11-30	$0
Participant contributions at beginning of year	2020-11-30	$164,913
Income. Received or receivable in cash from other sources (including rollovers)	2020-11-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-11-30	$245
Total non interest bearing cash at beginning of year	2020-11-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-11-30	No
Value of net income/loss	2020-11-30	$1,090,454
Value of net assets at end of year (total assets less liabilities)	2020-11-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2020-11-30	$6,305,821
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-11-30	No
Were any leases to which the plan was party in default or uncollectible	2020-11-30	No
Investment advisory and management fees	2020-11-30	$67,960
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-11-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-11-30	$6,141,153
Interest on participant loans	2020-11-30	$8,179
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-11-30	$851,503
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-11-30	No
Was there a failure to transmit to the plan any participant contributions	2020-11-30	No
Has the plan failed to provide any benefit when due under the plan	2020-11-30	No
Contributions received in cash from employer	2020-11-30	$143,305
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-11-30	$205,925
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-11-30	Yes
Did the plan have assets held for investment	2020-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-11-30	Yes
Liabilities. Value of acquisition indebtedness at beginning of year	2020-11-30	$0
Opinion of an independent qualified public accountant for this plan	2020-11-30	Unqualified
Accountancy firm name	2020-11-30	HUGHES, SNELL & COMPANY
Accountancy firm EIN	2020-11-30	592309183
2019 : UNITED MECHANICAL, INC. 401(K) PLAN 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$245
Total income from all sources (including contributions)	2019-12-31	$1,633,476
Total of all expenses incurred	2019-12-31	$251,034
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$192,342
Value of total corrective distributions	2019-12-31	$8,728
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$586,015
Value of total assets at end of year	2019-12-31	$6,306,066
Value of total assets at beginning of year	2019-12-31	$4,923,379
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$49,964
Total interest from all sources	2019-12-31	$9,611
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$600,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$412,548
Participant contributions at end of year	2019-12-31	$164,913
Participant contributions at beginning of year	2019-12-31	$143,156
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$8,822
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$245
Administrative expenses (other) incurred	2019-12-31	$7,932
Total non interest bearing cash at end of year	2019-12-31	$0
Total non interest bearing cash at beginning of year	2019-12-31	$2,551
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$1,382,442
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$6,305,821
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$4,923,379
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$1,104
Value of interest in pooled separate accounts at end of year	2019-12-31	$6,141,153
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$4,777,672
Interest on participant loans	2019-12-31	$9,611
Net investment gain/loss from pooled separate accounts	2019-12-31	$1,037,850
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$164,645
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$192,342
Contract administrator fees	2019-12-31	$40,928
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Liabilities. Value of acquisition indebtedness at end of year	2019-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	HUGHES, SNELL & COMPANY
Accountancy firm EIN	2019-12-31	592309183
2018 : UNITED MECHANICAL, INC. 401(K) PLAN 2018 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$84
Total income from all sources (including contributions)	2018-12-31	$445,516
Total of all expenses incurred	2018-12-31	$211,898
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$166,209
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$685,175
Value of total assets at end of year	2018-12-31	$4,923,379
Value of total assets at beginning of year	2018-12-31	$4,689,845
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$45,689
Total interest from all sources	2018-12-31	$3,703
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$600,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$473,896
Participant contributions at end of year	2018-12-31	$143,156
Participant contributions at beginning of year	2018-12-31	$78,182
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$84
Administrative expenses (other) incurred	2018-12-31	$2,969
Total non interest bearing cash at end of year	2018-12-31	$2,551
Total non interest bearing cash at beginning of year	2018-12-31	$2,394
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$233,618
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$4,923,379
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$4,689,761
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$985
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$0
Value of interest in pooled separate accounts at end of year	2018-12-31	$4,777,672
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$4,609,269
Interest on participant loans	2018-12-31	$3,703
Interest earned on other investments	2018-12-31	$0
Net investment gain/loss from pooled separate accounts	2018-12-31	$-243,362
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$211,279
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$166,209
Contract administrator fees	2018-12-31	$41,735
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	HUGHES, SNELL & COMPANY
Accountancy firm EIN	2018-12-31	592309183
2017 : UNITED MECHANICAL, INC. 401(K) PLAN 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$84
Total income from all sources (including contributions)	2017-12-31	$1,130,942
Total of all expenses incurred	2017-12-31	$295,977
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$273,379
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$478,267
Value of total assets at end of year	2017-12-31	$4,689,845
Value of total assets at beginning of year	2017-12-31	$3,854,796
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$22,598
Total interest from all sources	2017-12-31	$9,055
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$3,970
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$3,970
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$335,649
Participant contributions at end of year	2017-12-31	$78,182
Participant contributions at beginning of year	2017-12-31	$96,521
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$84
Other income not declared elsewhere	2017-12-31	$0
Administrative expenses (other) incurred	2017-12-31	$22,522
Total non interest bearing cash at end of year	2017-12-31	$2,394
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$834,965
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$4,689,761
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$3,854,796
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$76
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$596,651
Value of interest in pooled separate accounts at end of year	2017-12-31	$4,609,269
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$2,867,988
Interest on participant loans	2017-12-31	$4,767
Interest earned on other investments	2017-12-31	$4,288
Assets. Value of investments in 103.12 investment entities at beginning of year	2017-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$293,636
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$118,493
Net investment gain/loss from pooled separate accounts	2017-12-31	$521,157
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$142,618
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$273,379
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	Yes
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	HUGHES, SNELL & COMPANY
Accountancy firm EIN	2017-12-31	592309183
2010 : UNITED MECHANICAL, INC. 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets	2010-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$0
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$0
Total transfer of assets from this plan	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Expenses. Interest paid	2010-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$484,737
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$657,380
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$599,195
Expenses. Certain deemed distributions of participant loans	2010-12-31	$26,770
Value of total corrective distributions	2010-12-31	$25,223
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$142,914
Value of total assets at end of year	2010-12-31	$2,008,721
Value of total assets at beginning of year	2010-12-31	$2,181,364
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$6,192
Total income from rents	2010-12-31	$0
Total interest from all sources	2010-12-31	$11,065
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$3,537
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$3,537
Administrative expenses professional fees incurred	2010-12-31	$0
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Amount of non-exempt transactions with any party-in-interest	2010-12-31	$0
Contributions received from participants	2010-12-31	$140,670
Participant contributions at end of year	2010-12-31	$68,853
Participant contributions at beginning of year	2010-12-31	$156,799
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$2,244
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$0
Other income not declared elsewhere	2010-12-31	$5,212
Administrative expenses (other) incurred	2010-12-31	$0
Liabilities. Value of operating payables at beginning of year	2010-12-31	$0
Total non interest bearing cash at end of year	2010-12-31	$0
Total non interest bearing cash at beginning of year	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Income. Non cash contributions	2010-12-31	$0
Value of net income/loss	2010-12-31	$-172,643
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$2,008,721
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$2,181,364
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2010-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2010-12-31	$0
Investment advisory and management fees	2010-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$289,618
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$0
Value of interest in pooled separate accounts at end of year	2010-12-31	$1,463,869
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$2,011,624
Interest on participant loans	2010-12-31	$6,931
Income. Interest from loans (other than to participants)	2010-12-31	$0
Interest earned on other investments	2010-12-31	$4,134
Income. Interest from US Government securities	2010-12-31	$0
Income. Interest from corporate debt instruments	2010-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$12,941
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$12,941
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$186,381
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$32,833
Net investment gain/loss from pooled separate accounts	2010-12-31	$289,176
Net investment gain or loss from common/collective trusts	2010-12-31	$0
Net gain/loss from 103.12 investment entities	2010-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$0
Employer contributions (assets) at end of year	2010-12-31	$0
Employer contributions (assets) at beginning of year	2010-12-31	$0
Income. Dividends from preferred stock	2010-12-31	$0
Income. Dividends from common stock	2010-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$599,195
Contract administrator fees	2010-12-31	$6,192
Liabilities. Value of benefit claims payable at beginning of year	2010-12-31	$0
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2010-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	HUGHES, SNELL & CO., P.A.
Accountancy firm EIN	2010-12-31	592309183
2009 : UNITED MECHANICAL, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for UNITED MECHANICAL, INC. 401(K) PLAN

2020: UNITED MECHANICAL, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	Yes
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: UNITED MECHANICAL, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: UNITED MECHANICAL, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: UNITED MECHANICAL, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2009: UNITED MECHANICAL, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

131470

Policy instance

Insurance contract or identification number	131470
Insurance policy start date	2020-01-01
Insurance policy end date	2020-11-30
Total amount of commissions paid to insurance broker	USD $14,513
Total amount of fees paid to insurance company	USD $5,402
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $14,513
Additional information about fees paid to insurance broker	BROKER COMMISION
Insurance broker organization code?	3
Amount paid for insurance broker fees	2426

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

131470

Policy instance

Insurance contract or identification number	131470
Number of Individuals Covered	164
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $25,569
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	14825
Additional information about fees paid to insurance broker	BROKER COMMISSION
Insurance broker organization code?	1

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

131470

Policy instance

Insurance contract or identification number	131470
Number of Individuals Covered	292
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	73
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $18,871
Total amount of fees paid to insurance company	USD $2,684
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $18,871
Amount paid for insurance broker fees	2684
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE
Insurance broker organization code?	3
Insurance broker name	NYLIFE SECURITIES LLC

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

805919

Policy instance

Insurance contract or identification number	805919
Number of Individuals Covered	73
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA45038

Policy instance

Insurance contract or identification number	GA45038
Number of Individuals Covered	0
Insurance policy start date	2010-01-01
Insurance policy end date	2010-03-04
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Potentially related plans

UNITED MECHANICAL, INC. WELFARE BENEFITS PLAN [EIN = 542095461]

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Company Name:	UNITED MECHANICAL, LLC
Employer identification number (EIN):	592828859
NAIC Classification:	238220
NAIC Description:	Plumbing, Heating, and Air-Conditioning Contractors