THE HUBBARD GROUP, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan THE HUBBARD GROUP PROFIT SHARING & 401(K) PLAN
| Measure | Date | Value |
|---|
| 2013 : THE HUBBARD GROUP PROFIT SHARING & 401(K) PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $7,919,441 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $2,752,547 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $2,685,029 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $3,340,590 |
| Value of total assets at end of year | 2013-12-31 | $30,758,551 |
| Value of total assets at beginning of year | 2013-12-31 | $25,591,657 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $67,518 |
| Total interest from all sources | 2013-12-31 | $43,059 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $849,660 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $849,660 |
| Administrative expenses professional fees incurred | 2013-12-31 | $40,400 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $1,988,065 |
| Participant contributions at end of year | 2013-12-31 | $1,225,563 |
| Participant contributions at beginning of year | 2013-12-31 | $906,123 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $1,691 |
| Other income not declared elsewhere | 2013-12-31 | $36,993 |
| Administrative expenses (other) incurred | 2013-12-31 | $7,118 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $5,166,894 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $30,758,551 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $25,591,657 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $20,000 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $28,077,579 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $23,452,895 |
| Interest on participant loans | 2013-12-31 | $43,059 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $1,455,409 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $1,232,639 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $3,654,765 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $-5,626 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $1,350,834 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $2,685,029 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | Yes |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2013-12-31 | 410746749 |
| 2012 : THE HUBBARD GROUP PROFIT SHARING & 401(K) PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $5,618,528 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $3,701,810 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $3,627,701 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $2,458,883 |
| Value of total assets at end of year | 2012-12-31 | $25,591,657 |
| Value of total assets at beginning of year | 2012-12-31 | $23,674,939 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $74,109 |
| Total interest from all sources | 2012-12-31 | $35,611 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $560,340 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $560,340 |
| Administrative expenses professional fees incurred | 2012-12-31 | $9,250 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $1,738,114 |
| Participant contributions at end of year | 2012-12-31 | $906,123 |
| Participant contributions at beginning of year | 2012-12-31 | $856,219 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $201,017 |
| Administrative expenses (other) incurred | 2012-12-31 | $4,859 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $1,916,718 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $25,591,657 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $23,674,939 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Investment advisory and management fees | 2012-12-31 | $60,000 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $23,452,895 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $22,818,720 |
| Interest on participant loans | 2012-12-31 | $35,611 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $1,232,639 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $2,486,804 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $76,890 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $519,752 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $3,627,701 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2012-12-31 | 410746749 |
| 2011 : THE HUBBARD GROUP PROFIT SHARING & 401(K) PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $1,885,798 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $5,407,891 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $5,334,741 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $2,074,465 |
| Value of total assets at end of year | 2011-12-31 | $23,674,939 |
| Value of total assets at beginning of year | 2011-12-31 | $27,197,032 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $73,150 |
| Total interest from all sources | 2011-12-31 | $39,550 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $451,024 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $451,024 |
| Administrative expenses professional fees incurred | 2011-12-31 | $9,000 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $1,459,648 |
| Participant contributions at end of year | 2011-12-31 | $856,219 |
| Participant contributions at beginning of year | 2011-12-31 | $955,803 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $75,569 |
| Other income not declared elsewhere | 2011-12-31 | $5,869 |
| Administrative expenses (other) incurred | 2011-12-31 | $4,150 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-3,522,093 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $23,674,939 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $27,197,032 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Investment advisory and management fees | 2011-12-31 | $60,000 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $22,818,720 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $26,241,229 |
| Interest on participant loans | 2011-12-31 | $39,550 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-685,110 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $539,248 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $5,334,741 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2011-12-31 | 410746749 |
| 2010 : THE HUBBARD GROUP PROFIT SHARING & 401(K) PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $5,341,154 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $4,648,926 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $4,557,213 |
| Value of total corrective distributions | 2010-12-31 | $4,901 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $2,140,595 |
| Value of total assets at end of year | 2010-12-31 | $27,197,032 |
| Value of total assets at beginning of year | 2010-12-31 | $26,504,804 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $86,812 |
| Total interest from all sources | 2010-12-31 | $51,033 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $623,709 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $623,709 |
| Administrative expenses professional fees incurred | 2010-12-31 | $8,750 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $1,580,335 |
| Participant contributions at end of year | 2010-12-31 | $955,803 |
| Participant contributions at beginning of year | 2010-12-31 | $885,279 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $14,401 |
| Other income not declared elsewhere | 2010-12-31 | $-79 |
| Administrative expenses (other) incurred | 2010-12-31 | $5,562 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $692,228 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $27,197,032 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $26,504,804 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Investment advisory and management fees | 2010-12-31 | $72,500 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $26,241,229 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $25,619,525 |
| Interest on participant loans | 2010-12-31 | $51,033 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $2,525,896 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $545,859 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $4,557,213 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | LARSONALLEN LLP |
| Accountancy firm EIN | 2010-12-31 | 410746749 |
| 2009 : THE HUBBARD GROUP PROFIT SHARING & 401(K) PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
