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THE ROOT THRIFT PLUS PLAN 401k Plan overview

Plan NameTHE ROOT THRIFT PLUS PLAN
Plan identification number 002

THE ROOT THRIFT PLUS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROOT COMPANY has sponsored the creation of one or more 401k plans.

Company Name:ROOT COMPANY
Employer identification number (EIN):593133336
NAIC Classification:523900

Additional information about ROOT COMPANY

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2280196

More information about ROOT COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE ROOT THRIFT PLUS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022017-01-01
0022016-01-01
0022015-01-01EILEEN M. DITTBENNER
0022014-01-01EILEEN M. DITTBENNER
0022013-01-01EILEEN M. DITTBENNER
0022012-01-01EILEEN M. DITTBENNER
0022011-01-01EILEEN DITTBENNER
0022010-01-01EILEEN DITTBENNER
0022009-01-01EILEEN DITTBENNER EILEEN DITTBENNER2010-06-16

Plan Statistics for THE ROOT THRIFT PLUS PLAN

401k plan membership statisitcs for THE ROOT THRIFT PLUS PLAN

Measure Date Value
2016: THE ROOT THRIFT PLUS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0132
Total number of active participants reported on line 7a of the Form 55002016-01-0117
Number of retired or separated participants receiving benefits2016-01-014
Number of other retired or separated participants entitled to future benefits2016-01-0111
Total of all active and inactive participants2016-01-0132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0132
Number of participants with account balances2016-01-0131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: THE ROOT THRIFT PLUS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0133
Total number of active participants reported on line 7a of the Form 55002015-01-0117
Number of retired or separated participants receiving benefits2015-01-014
Number of other retired or separated participants entitled to future benefits2015-01-0111
Total of all active and inactive participants2015-01-0132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0132
Number of participants with account balances2015-01-0132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: THE ROOT THRIFT PLUS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0133
Total number of active participants reported on line 7a of the Form 55002014-01-0119
Number of retired or separated participants receiving benefits2014-01-013
Number of other retired or separated participants entitled to future benefits2014-01-0111
Total of all active and inactive participants2014-01-0133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0133
Number of participants with account balances2014-01-0133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: THE ROOT THRIFT PLUS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0135
Total number of active participants reported on line 7a of the Form 55002013-01-0118
Number of retired or separated participants receiving benefits2013-01-013
Number of other retired or separated participants entitled to future benefits2013-01-0112
Total of all active and inactive participants2013-01-0133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0133
Number of participants with account balances2013-01-0133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THE ROOT THRIFT PLUS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0139
Total number of active participants reported on line 7a of the Form 55002012-01-0119
Number of retired or separated participants receiving benefits2012-01-013
Number of other retired or separated participants entitled to future benefits2012-01-0113
Total of all active and inactive participants2012-01-0135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0135
Number of participants with account balances2012-01-0135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: THE ROOT THRIFT PLUS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0138
Total number of active participants reported on line 7a of the Form 55002011-01-0121
Number of other retired or separated participants entitled to future benefits2011-01-0119
Total of all active and inactive participants2011-01-0140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0140
Number of participants with account balances2011-01-0139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: THE ROOT THRIFT PLUS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0140
Total number of active participants reported on line 7a of the Form 55002010-01-0120
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0118
Total of all active and inactive participants2010-01-0138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0138
Number of participants with account balances2010-01-0138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: THE ROOT THRIFT PLUS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0142
Total number of active participants reported on line 7a of the Form 55002009-01-0120
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0120
Total of all active and inactive participants2009-01-0140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0140
Number of participants with account balances2009-01-0140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on THE ROOT THRIFT PLUS PLAN

Measure Date Value
2016 : THE ROOT THRIFT PLUS PLAN 2016 401k financial data
Total income from all sources2016-12-31$711,571
Expenses. Total of all expenses incurred2016-12-31$230,310
Benefits paid (including direct rollovers)2016-12-31$195,193
Total plan assets at end of year2016-12-31$9,165,591
Total plan assets at beginning of year2016-12-31$8,684,330
Value of fidelity bond covering the plan2016-12-31$1,000,000
Total contributions received or receivable from participants2016-12-31$176,641
Other income received2016-12-31$436,256
Net income (gross income less expenses)2016-12-31$481,261
Net plan assets at end of year (total assets less liabilities)2016-12-31$9,165,591
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$8,684,330
Total contributions received or receivable from employer(s)2016-12-31$98,674
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$35,117
2015 : THE ROOT THRIFT PLUS PLAN 2015 401k financial data
Total income from all sources2015-12-31$269,265
Expenses. Total of all expenses incurred2015-12-31$682,198
Benefits paid (including direct rollovers)2015-12-31$621,859
Total plan assets at end of year2015-12-31$8,684,330
Total plan assets at beginning of year2015-12-31$9,097,263
Value of fidelity bond covering the plan2015-12-31$1,000,000
Total contributions received or receivable from participants2015-12-31$171,483
Expenses. Other expenses not covered elsewhere2015-12-31$29,073
Contributions received from other sources (not participants or employers)2015-12-31$0
Net income (gross income less expenses)2015-12-31$-412,933
Net plan assets at end of year (total assets less liabilities)2015-12-31$8,684,330
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$9,097,263
Total contributions received or receivable from employer(s)2015-12-31$97,782
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$31,266
2014 : THE ROOT THRIFT PLUS PLAN 2014 401k financial data
Total income from all sources2014-12-31$746,024
Expenses. Total of all expenses incurred2014-12-31$201,293
Benefits paid (including direct rollovers)2014-12-31$164,319
Total plan assets at end of year2014-12-31$9,097,263
Total plan assets at beginning of year2014-12-31$8,552,532
Value of fidelity bond covering the plan2014-12-31$1,000,000
Total contributions received or receivable from participants2014-12-31$192,374
Other income received2014-12-31$445,020
Net income (gross income less expenses)2014-12-31$544,731
Net plan assets at end of year (total assets less liabilities)2014-12-31$9,097,263
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$8,552,532
Total contributions received or receivable from employer(s)2014-12-31$108,630
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$36,974
2013 : THE ROOT THRIFT PLUS PLAN 2013 401k financial data
Total income from all sources2013-12-31$1,268,201
Expenses. Total of all expenses incurred2013-12-31$688,730
Benefits paid (including direct rollovers)2013-12-31$651,933
Total plan assets at end of year2013-12-31$8,552,532
Total plan assets at beginning of year2013-12-31$7,973,061
Value of fidelity bond covering the plan2013-12-31$1,000,000
Total contributions received or receivable from participants2013-12-31$170,689
Expenses. Other expenses not covered elsewhere2013-12-31$10
Contributions received from other sources (not participants or employers)2013-12-31$4,103
Other income received2013-12-31$996,397
Net income (gross income less expenses)2013-12-31$579,471
Net plan assets at end of year (total assets less liabilities)2013-12-31$8,552,532
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$7,973,061
Total contributions received or receivable from employer(s)2013-12-31$97,012
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$36,787
2012 : THE ROOT THRIFT PLUS PLAN 2012 401k financial data
Total income from all sources2012-12-31$1,040,444
Expenses. Total of all expenses incurred2012-12-31$671,008
Benefits paid (including direct rollovers)2012-12-31$628,628
Total plan assets at end of year2012-12-31$7,973,061
Total plan assets at beginning of year2012-12-31$7,603,625
Value of fidelity bond covering the plan2012-12-31$1,000,000
Total contributions received or receivable from participants2012-12-31$173,432
Other income received2012-12-31$770,338
Net income (gross income less expenses)2012-12-31$369,436
Net plan assets at end of year (total assets less liabilities)2012-12-31$7,973,061
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$7,603,625
Total contributions received or receivable from employer(s)2012-12-31$96,674
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$42,380
2011 : THE ROOT THRIFT PLUS PLAN 2011 401k financial data
Total income from all sources2011-12-31$405,247
Expenses. Total of all expenses incurred2011-12-31$1,003,742
Benefits paid (including direct rollovers)2011-12-31$974,900
Total plan assets at end of year2011-12-31$7,603,625
Total plan assets at beginning of year2011-12-31$8,202,120
Value of fidelity bond covering the plan2011-12-31$1,000,000
Total contributions received or receivable from participants2011-12-31$155,473
Expenses. Other expenses not covered elsewhere2011-12-31$658
Other income received2011-12-31$150,708
Net income (gross income less expenses)2011-12-31$-598,495
Net plan assets at end of year (total assets less liabilities)2011-12-31$7,603,625
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$8,202,120
Total contributions received or receivable from employer(s)2011-12-31$99,066
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$28,184
2010 : THE ROOT THRIFT PLUS PLAN 2010 401k financial data
Total income from all sources2010-12-31$933,597
Expenses. Total of all expenses incurred2010-12-31$88,816
Benefits paid (including direct rollovers)2010-12-31$88,516
Total plan assets at end of year2010-12-31$8,202,120
Total plan assets at beginning of year2010-12-31$7,357,339
Value of fidelity bond covering the plan2010-12-31$1,000,000
Total contributions received or receivable from participants2010-12-31$149,308
Other income received2010-12-31$689,421
Net income (gross income less expenses)2010-12-31$844,781
Net plan assets at end of year (total assets less liabilities)2010-12-31$8,202,120
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$7,357,339
Total contributions received or receivable from employer(s)2010-12-31$94,868
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$300

Form 5500 Responses for THE ROOT THRIFT PLUS PLAN

2016: THE ROOT THRIFT PLUS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE ROOT THRIFT PLUS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE ROOT THRIFT PLUS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE ROOT THRIFT PLUS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE ROOT THRIFT PLUS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE ROOT THRIFT PLUS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE ROOT THRIFT PLUS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE ROOT THRIFT PLUS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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