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CHAPTER 13 STANDING TRUSTEE SAFE HARBOR 401K AND PROFIT SHARING PLAN 401k Plan overview

Plan NameCHAPTER 13 STANDING TRUSTEE SAFE HARBOR 401K AND PROFIT SHARING PLAN
Plan identification number 001

CHAPTER 13 STANDING TRUSTEE SAFE HARBOR 401K AND PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

CHAPTER 13 STANDING TRUSTEE has sponsored the creation of one or more 401k plans.

Company Name:CHAPTER 13 STANDING TRUSTEE
Employer identification number (EIN):593217936
NAIC Classification:921000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CHAPTER 13 STANDING TRUSTEE SAFE HARBOR 401K AND PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-10-01LAURIE WEATHERFORD2023-11-06
0012021-10-01LAURIE WEATHERFORD2022-11-16
0012021-10-01LAURIE WEATHERFORD2022-11-16
0012020-10-01LAURIE WEATHERFORD2021-11-16
0012019-10-01LAURIE WEATHERFORD2020-10-30
0012017-10-01LAURIE WEATHERFORD2018-12-20
0012013-10-01LAURIE WEATHERFORD2014-12-01
0012012-10-01LAURIE WEATHERFORD2013-11-05
0012011-10-01LAURIE WEATHERFORD2012-11-05
0012010-10-01LAURIE WEATHERFORD2012-03-12
0012008-10-01LAURIE WEATHERFORD
0012008-10-01
0012007-10-01LAURIE WEATHERFORD
0012006-10-01LAURIE WEATHERFORD
0012005-10-01LAURIE WEATHERFORD
0012004-10-01LAURIE WEATHERFORD
0012003-10-01LAURIE WEATHERFORD
0012003-01-01LAURIE WEATHERFORD

Plan Statistics for CHAPTER 13 STANDING TRUSTEE SAFE HARBOR 401K AND PROFIT SHARING PLAN

401k plan membership statisitcs for CHAPTER 13 STANDING TRUSTEE SAFE HARBOR 401K AND PROFIT SHARING PLAN

Measure Date Value
2025: CHAPTER 13 STANDING TRUSTEE SAFE HARBOR 401K AND PROFIT SHARING PLAN 2025 401k membership
Total number of particpants at beginning of year2025-02-1027
Total number of particpants at end of year2025-02-1027
Number of Participants With Account Balances2025-02-1027
2022: CHAPTER 13 STANDING TRUSTEE SAFE HARBOR 401K AND PROFIT SHARING PLAN 2022 401k membership
Total number of particpants at beginning of year2022-11-1630
Total number of particpants at end of year2022-11-1628
Number of Participants With Account Balances2022-11-1628
2008: CHAPTER 13 STANDING TRUSTEE SAFE HARBOR 401K AND PROFIT SHARING PLAN 2008 401k membership
Total participants, beginning-of-year2008-10-0119
Total number of active participants reported on line 7a of the Form 55002008-10-0118
Number of retired or separated participants receiving benefits2008-10-010
Number of other retired or separated participants entitled to future benefits2008-10-011
Total of all active and inactive participants2008-10-0119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2008-10-010
Total participants2008-10-0119
Number of participants with account balances2008-10-0119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-10-010
Number of employers contributing to the scheme2008-10-010
2007: CHAPTER 13 STANDING TRUSTEE SAFE HARBOR 401K AND PROFIT SHARING PLAN 2007 401k membership
Total participants, beginning-of-year2007-10-0121
Total number of active participants reported on line 7a of the Form 55002007-10-0119
Number of retired or separated participants receiving benefits2007-10-010
Number of other retired or separated participants entitled to future benefits2007-10-011
Total of all active and inactive participants2007-10-0120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2007-10-010
Total participants2007-10-0120
Number of participants with account balances2007-10-0119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2007-10-010
Number of employers contributing to the scheme2007-10-010
2006: CHAPTER 13 STANDING TRUSTEE SAFE HARBOR 401K AND PROFIT SHARING PLAN 2006 401k membership
Total participants, beginning-of-year2006-10-0123
Total number of active participants reported on line 7a of the Form 55002006-10-0119
Number of retired or separated participants receiving benefits2006-10-010
Number of other retired or separated participants entitled to future benefits2006-10-012
Total of all active and inactive participants2006-10-0121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2006-10-010
Total participants2006-10-0121
Number of participants with account balances2006-10-0121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2006-10-010
Number of employers contributing to the scheme2006-10-010
2005: CHAPTER 13 STANDING TRUSTEE SAFE HARBOR 401K AND PROFIT SHARING PLAN 2005 401k membership
Total participants, beginning-of-year2005-10-0125
Total number of active participants reported on line 7a of the Form 55002005-10-0118
Number of retired or separated participants receiving benefits2005-10-010
Number of other retired or separated participants entitled to future benefits2005-10-015
Total of all active and inactive participants2005-10-0123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2005-10-010
Total participants2005-10-0123
Number of participants with account balances2005-10-0123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2005-10-010
Number of employers contributing to the scheme2005-10-010
2004: CHAPTER 13 STANDING TRUSTEE SAFE HARBOR 401K AND PROFIT SHARING PLAN 2004 401k membership
Total participants, beginning-of-year2004-10-0123
Total number of active participants reported on line 7a of the Form 55002004-10-0124
Number of retired or separated participants receiving benefits2004-10-010
Number of other retired or separated participants entitled to future benefits2004-10-011
Total of all active and inactive participants2004-10-0125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2004-10-010
Total participants2004-10-0125
Number of participants with account balances2004-10-0125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2004-10-010
Number of employers contributing to the scheme2004-10-010
2003: CHAPTER 13 STANDING TRUSTEE SAFE HARBOR 401K AND PROFIT SHARING PLAN 2003 401k membership
Total participants, beginning-of-year2003-10-0124
Total number of active participants reported on line 7a of the Form 55002003-10-0123
Number of retired or separated participants receiving benefits2003-10-010
Number of other retired or separated participants entitled to future benefits2003-10-010
Total of all active and inactive participants2003-10-0123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2003-10-010
Total participants2003-10-0123
Number of participants with account balances2003-10-0123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2003-10-010
Number of employers contributing to the scheme2003-10-010
Total participants, beginning-of-year2003-01-0116
Total number of active participants reported on line 7a of the Form 55002003-01-0116
Number of retired or separated participants receiving benefits2003-01-010
Number of other retired or separated participants entitled to future benefits2003-01-010
Total of all active and inactive participants2003-01-0116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2003-01-010
Total participants2003-01-0116
Number of participants with account balances2003-01-0115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2003-01-010
Number of employers contributing to the scheme2003-01-010

Financial Data on CHAPTER 13 STANDING TRUSTEE SAFE HARBOR 401K AND PROFIT SHARING PLAN

Measure Date Value
2025 : CHAPTER 13 STANDING TRUSTEE SAFE HARBOR 401K AND PROFIT SHARING PLAN 2025 401k financial data
Total liabilities as of the end of the plan year2025-02-100
Total liabilities as of the beginning of the plan year2025-02-100
Total expenses incurred by plan in this plan year2025-02-10137198
Net assets as of the end of the plan year2025-02-103198792
Total assets as of the beginning of the plan year2025-02-102474576
Value of plan covered by a fidelity bond2025-02-10500000
Participant contributions to plan in this plan year2025-02-10169561
Value of participant loans at end of plan year2025-02-10102882
Other contributions to plan in this plan year2025-02-100
Other income to plan in this plan year2025-02-10571617
Plan net income in this plan year2025-02-10724216
Net assets as of the end of the plan year2025-02-103198792
Net assets as of the beginning of the plan year2025-02-102474576
Employer contributions to plan in this plan year2025-02-10120236
2022 : CHAPTER 13 STANDING TRUSTEE SAFE HARBOR 401K AND PROFIT SHARING PLAN 2022 401k financial data
Total liabilities as of the end of the plan year2022-11-160
Total liabilities as of the beginning of the plan year2022-11-160
Total expenses incurred by plan in this plan year2022-11-161364051
Net assets as of the end of the plan year2022-11-162289854
Total assets as of the beginning of the plan year2022-11-164078580
Value of plan covered by a fidelity bond2022-11-16500000
Participant contributions to plan in this plan year2022-11-16126827
Value of participant loans at end of plan year2022-11-1697150
Other income to plan in this plan year2022-11-16-664243
Plan net income in this plan year2022-11-16-1788726
Net assets as of the end of the plan year2022-11-162289854
Net assets as of the beginning of the plan year2022-11-164078580
Employer contributions to plan in this plan year2022-11-16112741
Fees paid to broker by Benefit Provider2022-11-1613174
2009 : CHAPTER 13 STANDING TRUSTEE SAFE HARBOR 401K AND PROFIT SHARING PLAN 2009 401k financial data
Total income from all sources2009-09-30$68,861
Total plan assets at end of year2009-09-30$709,679
Total plan assets at beginning of year2009-09-30$640,818
Value of fidelity bond covering the plan2009-09-30$90,000
Total contributions received or receivable from participants2009-09-30$55,480
Other income received2009-09-30$-42,484
Net income (gross income less expenses)2009-09-30$68,861
Net plan assets at end of year (total assets less liabilities)2009-09-30$709,679
Net plan assets at beginning of year (total assets less liabilities)2009-09-30$640,818
Assets. Value of participant loans2009-09-30$83,504
Total contributions received or receivable from employer(s)2009-09-30$55,865
2008 : CHAPTER 13 STANDING TRUSTEE SAFE HARBOR 401K AND PROFIT SHARING PLAN 2008 401k financial data
Total income from all sources2008-09-30$-41,841
Expenses. Total of all expenses incurred2008-09-30$15,793
Benefits paid (including direct rollovers)2008-09-30$12,672
Total plan assets at end of year2008-09-30$640,818
Total plan assets at beginning of year2008-09-30$698,452
Value of fidelity bond covering the plan2008-09-30$90,000
Total contributions received or receivable from participants2008-09-30$55,834
Other income received2008-09-30$-151,954
Net income (gross income less expenses)2008-09-30$-57,634
Net plan assets at end of year (total assets less liabilities)2008-09-30$640,818
Net plan assets at beginning of year (total assets less liabilities)2008-09-30$698,452
Assets. Value of participant loans2008-09-30$23,817
Total contributions received or receivable from employer(s)2008-09-30$54,279
Value of certain deemed distributions of participant loans2008-09-30$3,121
2007 : CHAPTER 13 STANDING TRUSTEE SAFE HARBOR 401K AND PROFIT SHARING PLAN 2007 401k financial data
Total income from all sources2007-09-30$189,470
Expenses. Total of all expenses incurred2007-09-30$52,307
Benefits paid (including direct rollovers)2007-09-30$52,307
Total plan assets at end of year2007-09-30$698,452
Total plan assets at beginning of year2007-09-30$561,289
Value of fidelity bond covering the plan2007-09-30$70,000
Total contributions received or receivable from participants2007-09-30$47,488
Other income received2007-09-30$90,163
Net income (gross income less expenses)2007-09-30$137,163
Net plan assets at end of year (total assets less liabilities)2007-09-30$698,452
Net plan assets at beginning of year (total assets less liabilities)2007-09-30$561,289
Assets. Value of participant loans2007-09-30$21,502
Total contributions received or receivable from employer(s)2007-09-30$51,819
2006 : CHAPTER 13 STANDING TRUSTEE SAFE HARBOR 401K AND PROFIT SHARING PLAN 2006 401k financial data
Total income from all sources2006-09-30$162,287
Expenses. Total of all expenses incurred2006-09-30$13,836
Benefits paid (including direct rollovers)2006-09-30$13,836
Total plan assets at end of year2006-09-30$561,289
Total plan assets at beginning of year2006-09-30$412,838
Value of fidelity bond covering the plan2006-09-30$70,000
Total contributions received or receivable from participants2006-09-30$54,733
Contributions received from other sources (not participants or employers)2006-09-30$15,215
Other income received2006-09-30$32,960
Net income (gross income less expenses)2006-09-30$148,451
Net plan assets at end of year (total assets less liabilities)2006-09-30$561,289
Net plan assets at beginning of year (total assets less liabilities)2006-09-30$412,838
Assets. Value of participant loans2006-09-30$24,214
Total contributions received or receivable from employer(s)2006-09-30$59,379
2005 : CHAPTER 13 STANDING TRUSTEE SAFE HARBOR 401K AND PROFIT SHARING PLAN 2005 401k financial data
Total income from all sources2005-09-30$158,114
Expenses. Total of all expenses incurred2005-09-30$19,981
Benefits paid (including direct rollovers)2005-09-30$19,981
Total plan assets at end of year2005-09-30$412,838
Total plan assets at beginning of year2005-09-30$274,705
Value of fidelity bond covering the plan2005-09-30$20,000
Total contributions received or receivable from participants2005-09-30$55,222
Other income received2005-09-30$42,921
Net income (gross income less expenses)2005-09-30$138,133
Net plan assets at end of year (total assets less liabilities)2005-09-30$412,838
Net plan assets at beginning of year (total assets less liabilities)2005-09-30$274,705
Assets. Value of participant loans2005-09-30$30,732
Total contributions received or receivable from employer(s)2005-09-30$59,971
2004 : CHAPTER 13 STANDING TRUSTEE SAFE HARBOR 401K AND PROFIT SHARING PLAN 2004 401k financial data
Total income from all sources2004-09-30$97,856
Total plan assets at end of year2004-09-30$274,705
Total plan assets at beginning of year2004-09-30$176,849
Value of fidelity bond covering the plan2004-09-30$20,000
Total contributions received or receivable from participants2004-09-30$45,079
Other income received2004-09-30$5,382
Net income (gross income less expenses)2004-09-30$97,856
Net plan assets at end of year (total assets less liabilities)2004-09-30$274,705
Net plan assets at beginning of year (total assets less liabilities)2004-09-30$176,849
Assets. Value of participant loans2004-09-30$8,864
Total contributions received or receivable from employer(s)2004-09-30$47,395
2003 : CHAPTER 13 STANDING TRUSTEE SAFE HARBOR 401K AND PROFIT SHARING PLAN 2003 401k financial data
Total income from all sources2003-09-30$75,928
Total plan assets at end of year2003-09-30$176,849
Total plan assets at beginning of year2003-09-30$100,921
Value of fidelity bond covering the plan2003-09-30$20,000
Total contributions received or receivable from participants2003-09-30$34,063
Other income received2003-09-30$24,843
Net income (gross income less expenses)2003-09-30$75,928
Net plan assets at end of year (total assets less liabilities)2003-09-30$176,849
Net plan assets at beginning of year (total assets less liabilities)2003-09-30$100,921
Assets. Value of participant loans2003-09-30$8,599
Total contributions received or receivable from employer(s)2003-09-30$17,022

Form 5500 Responses for CHAPTER 13 STANDING TRUSTEE SAFE HARBOR 401K AND PROFIT SHARING PLAN

2008: CHAPTER 13 STANDING TRUSTEE SAFE HARBOR 401K AND PROFIT SHARING PLAN 2008 form 5500 responses
2008-10-01Type of plan entitySingle employer plan
2008-10-01Submission has been amendedNo
2008-10-01This submission is the final filingNo
2008-10-01This return/report is a short plan year return/report (less than 12 months)No
2008-10-01Plan is a collectively bargained planNo
2008-10-01Plan funding arrangement – InsuranceYes
2008-10-01Plan funding arrangement – TrustYes
2008-10-01Plan benefit arrangement – InsuranceYes
2008-10-01Plan benefit arrangement - TrustYes
2007: CHAPTER 13 STANDING TRUSTEE SAFE HARBOR 401K AND PROFIT SHARING PLAN 2007 form 5500 responses
2007-10-01Type of plan entitySingle employer plan
2007-10-01Submission has been amendedNo
2007-10-01This submission is the final filingNo
2007-10-01This return/report is a short plan year return/report (less than 12 months)No
2007-10-01Plan is a collectively bargained planNo
2007-10-01Plan funding arrangement – InsuranceYes
2007-10-01Plan funding arrangement – TrustYes
2007-10-01Plan benefit arrangement – InsuranceYes
2007-10-01Plan benefit arrangement - TrustYes
2006: CHAPTER 13 STANDING TRUSTEE SAFE HARBOR 401K AND PROFIT SHARING PLAN 2006 form 5500 responses
2006-10-01Type of plan entitySingle employer plan
2006-10-01Submission has been amendedNo
2006-10-01This submission is the final filingNo
2006-10-01This return/report is a short plan year return/report (less than 12 months)No
2006-10-01Plan is a collectively bargained planNo
2006-10-01Plan funding arrangement – InsuranceYes
2006-10-01Plan funding arrangement – TrustYes
2006-10-01Plan benefit arrangement – InsuranceYes
2006-10-01Plan benefit arrangement - TrustYes
2005: CHAPTER 13 STANDING TRUSTEE SAFE HARBOR 401K AND PROFIT SHARING PLAN 2005 form 5500 responses
2005-10-01Type of plan entitySingle employer plan
2005-10-01Submission has been amendedNo
2005-10-01This submission is the final filingNo
2005-10-01This return/report is a short plan year return/report (less than 12 months)No
2005-10-01Plan is a collectively bargained planNo
2005-10-01Plan funding arrangement – InsuranceYes
2005-10-01Plan funding arrangement – TrustYes
2005-10-01Plan benefit arrangement – InsuranceYes
2005-10-01Plan benefit arrangement - TrustYes
2004: CHAPTER 13 STANDING TRUSTEE SAFE HARBOR 401K AND PROFIT SHARING PLAN 2004 form 5500 responses
2004-10-01Type of plan entitySingle employer plan
2004-10-01Submission has been amendedNo
2004-10-01This submission is the final filingNo
2004-10-01This return/report is a short plan year return/report (less than 12 months)No
2004-10-01Plan is a collectively bargained planNo
2004-10-01Plan funding arrangement – InsuranceYes
2004-10-01Plan funding arrangement – TrustYes
2004-10-01Plan benefit arrangement – InsuranceYes
2004-10-01Plan benefit arrangement - TrustYes
2003: CHAPTER 13 STANDING TRUSTEE SAFE HARBOR 401K AND PROFIT SHARING PLAN 2003 form 5500 responses
2003-10-01Type of plan entitySingle employer plan
2003-10-01Submission has been amendedNo
2003-10-01This submission is the final filingNo
2003-10-01This return/report is a short plan year return/report (less than 12 months)No
2003-10-01Plan is a collectively bargained planNo
2003-10-01Plan funding arrangement – InsuranceYes
2003-10-01Plan funding arrangement – TrustYes
2003-10-01Plan benefit arrangement – InsuranceYes
2003-10-01Plan benefit arrangement - TrustYes
2003-01-01Type of plan entitySingle employer plan
2003-01-01Submission has been amendedNo
2003-01-01This submission is the final filingNo
2003-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2003-01-01Plan is a collectively bargained planNo
2003-01-01Plan funding arrangement – TrustYes
2003-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHP506
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHP506
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHP506
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHP506
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHP506
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHP506
Policy instance 1

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