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ALLEN AND COMPANY EMPLOYEE STOCK OWNERSHIP AND RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameALLEN AND COMPANY EMPLOYEE STOCK OWNERSHIP AND RETIREMENT SAVINGS PLAN
Plan identification number 003

ALLEN AND COMPANY EMPLOYEE STOCK OWNERSHIP AND RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Stock bonus
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
  • The employer maintaining this ESOP is an S Corporation
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

MIDWEST FINANCIAL CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:MIDWEST FINANCIAL CORPORATION
Employer identification number (EIN):593716218
NAIC Classification:523120
NAIC Description:Securities Brokerage

Additional information about MIDWEST FINANCIAL CORPORATION

Jurisdiction of Incorporation: Florida Department of State Division of Corporations
Incorporation Date: 2001-02-27
Company Identification Number: P01000021967
Legal Registered Office Address: 1401 SOUTH FLORIDA AVENUE

LAKELAND

33803

More information about MIDWEST FINANCIAL CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALLEN AND COMPANY EMPLOYEE STOCK OWNERSHIP AND RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01MICHAEL WALKER
0032017-01-01MICHAEL WALKER
0032016-01-01MICHAEL WALKER
0032015-01-01MICHAEL WALKER
0032014-01-01MICHAEL WALKER
0032013-01-01MICHAEL WALKER
0032012-01-01MICHAEL WALKER

Financial Data on ALLEN AND COMPANY EMPLOYEE STOCK OWNERSHIP AND RETIREMENT SAVINGS PLAN

Measure Date Value
2021 : ALLEN AND COMPANY EMPLOYEE STOCK OWNERSHIP AND RETIREMENT SAVINGS PLAN 2021 401k financial data
Total plan liabilities at end of year2021-06-11$0
Total plan liabilities at beginning of year2021-06-11$0
Total income from all sources2021-06-11$98,713
Expenses. Total of all expenses incurred2021-06-11$1,254,963
Benefits paid (including direct rollovers)2021-06-11$1,254,963
Total plan assets at end of year2021-06-11$0
Total plan assets at beginning of year2021-06-11$1,156,250
Value of fidelity bond covering the plan2021-06-11$2,000,000
Other income received2021-06-11$98,713
Net income (gross income less expenses)2021-06-11$-1,156,250
Net plan assets at end of year (total assets less liabilities)2021-06-11$0
Net plan assets at beginning of year (total assets less liabilities)2021-06-11$1,156,250
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-06-11$0
2020 : ALLEN AND COMPANY EMPLOYEE STOCK OWNERSHIP AND RETIREMENT SAVINGS PLAN 2020 401k financial data
Total plan liabilities at end of year2020-12-31$0
Total plan liabilities at beginning of year2020-12-31$0
Total income from all sources2020-12-31$793,224
Expenses. Total of all expenses incurred2020-12-31$3,267,402
Benefits paid (including direct rollovers)2020-12-31$3,267,385
Total plan assets at end of year2020-12-31$1,156,250
Total plan assets at beginning of year2020-12-31$3,630,428
Value of fidelity bond covering the plan2020-12-31$2,000,000
Other income received2020-12-31$793,224
Net income (gross income less expenses)2020-12-31$-2,474,178
Net plan assets at end of year (total assets less liabilities)2020-12-31$1,156,250
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$3,630,428
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$17
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
2019 : ALLEN AND COMPANY EMPLOYEE STOCK OWNERSHIP AND RETIREMENT SAVINGS PLAN 2019 401k financial data
Total plan liabilities at end of year2019-12-31$0
Total plan liabilities at beginning of year2019-12-31$750,822
Total income from all sources2019-12-31$3,938,531
Expenses. Total of all expenses incurred2019-12-31$5,638,050
Benefits paid (including direct rollovers)2019-12-31$5,624,971
Total plan assets at end of year2019-12-31$3,630,428
Total plan assets at beginning of year2019-12-31$6,080,769
Value of fidelity bond covering the plan2019-12-31$2,000,000
Expenses. Other expenses not covered elsewhere2019-12-31$13,021
Other income received2019-12-31$3,775,929
Net income (gross income less expenses)2019-12-31$-1,699,519
Net plan assets at end of year (total assets less liabilities)2019-12-31$3,630,428
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$5,329,947
Assets. Value of employer securities2019-12-31$0
Total contributions received or receivable from employer(s)2019-12-31$162,602
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$58
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : ALLEN AND COMPANY EMPLOYEE STOCK OWNERSHIP AND RETIREMENT SAVINGS PLAN 2018 401k financial data
Total plan liabilities at end of year2018-12-31$750,822
Total plan liabilities at beginning of year2018-12-31$1,046,730
Total income from all sources2018-12-31$958,848
Expenses. Total of all expenses incurred2018-12-31$126,926
Benefits paid (including direct rollovers)2018-12-31$97,630
Total plan assets at end of year2018-12-31$6,080,769
Total plan assets at beginning of year2018-12-31$5,544,755
Value of fidelity bond covering the plan2018-12-31$2,000,000
Expenses. Other expenses not covered elsewhere2018-12-31$29,296
Other income received2018-12-31$633,644
Net income (gross income less expenses)2018-12-31$831,922
Net plan assets at end of year (total assets less liabilities)2018-12-31$5,329,947
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$4,498,025
Assets. Value of employer securities2018-12-31$5,401,069
Total contributions received or receivable from employer(s)2018-12-31$325,204
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : ALLEN AND COMPANY EMPLOYEE STOCK OWNERSHIP AND RETIREMENT SAVINGS PLAN 2017 401k financial data
Total plan liabilities at end of year2017-12-31$1,046,730
Total plan liabilities at beginning of year2017-12-31$1,430,035
Total income from all sources2017-12-31$2,279,385
Expenses. Total of all expenses incurred2017-12-31$148,675
Benefits paid (including direct rollovers)2017-12-31$106,776
Total plan assets at end of year2017-12-31$5,544,755
Total plan assets at beginning of year2017-12-31$3,797,350
Value of fidelity bond covering the plan2017-12-31$2,000,000
Expenses. Other expenses not covered elsewhere2017-12-31$41,899
Other income received2017-12-31$1,854,181
Net income (gross income less expenses)2017-12-31$2,130,710
Net plan assets at end of year (total assets less liabilities)2017-12-31$4,498,025
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$2,367,315
Assets. Value of employer securities2017-12-31$5,211,254
Total contributions received or receivable from employer(s)2017-12-31$425,204
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : ALLEN AND COMPANY EMPLOYEE STOCK OWNERSHIP AND RETIREMENT SAVINGS PLAN 2016 401k financial data
Total plan liabilities at end of year2016-12-31$1,430,035
Total plan liabilities at beginning of year2016-12-31$312,252
Total income from all sources2016-12-31$370,279
Expenses. Total of all expenses incurred2016-12-31$19,555
Benefits paid (including direct rollovers)2016-12-31$3,014
Total plan assets at end of year2016-12-31$3,797,350
Total plan assets at beginning of year2016-12-31$2,328,843
Value of fidelity bond covering the plan2016-12-31$2,000,000
Expenses. Other expenses not covered elsewhere2016-12-31$16,541
Other income received2016-12-31$-4,918
Net income (gross income less expenses)2016-12-31$350,724
Net plan assets at end of year (total assets less liabilities)2016-12-31$2,367,315
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$2,016,591
Assets. Value of employer securities2016-12-31$3,537,441
Total contributions received or receivable from employer(s)2016-12-31$375,197
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : ALLEN AND COMPANY EMPLOYEE STOCK OWNERSHIP AND RETIREMENT SAVINGS PLAN 2015 401k financial data
Total plan liabilities at end of year2015-12-31$312,252
Total plan liabilities at beginning of year2015-12-31$903,734
Total income from all sources2015-12-31$659,149
Expenses. Total of all expenses incurred2015-12-31$23,855
Benefits paid (including direct rollovers)2015-12-31$2,016
Total plan assets at end of year2015-12-31$2,328,843
Total plan assets at beginning of year2015-12-31$2,285,031
Value of fidelity bond covering the plan2015-12-31$2,000,000
Expenses. Other expenses not covered elsewhere2015-12-31$21,839
Other income received2015-12-31$136,320
Net income (gross income less expenses)2015-12-31$635,294
Net plan assets at end of year (total assets less liabilities)2015-12-31$2,016,591
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,381,297
Assets. Value of employer securities2015-12-31$2,181,564
Total contributions received or receivable from employer(s)2015-12-31$522,829
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : ALLEN AND COMPANY EMPLOYEE STOCK OWNERSHIP AND RETIREMENT SAVINGS PLAN 2014 401k financial data
Total plan liabilities at end of year2014-12-31$903,734
Total plan liabilities at beginning of year2014-12-31$1,531,307
Total income from all sources2014-12-31$1,016,043
Expenses. Total of all expenses incurred2014-12-31$42,464
Benefits paid (including direct rollovers)2014-12-31$839
Total plan assets at end of year2014-12-31$2,285,031
Total plan assets at beginning of year2014-12-31$1,939,025
Value of fidelity bond covering the plan2014-12-31$2,000,000
Expenses. Other expenses not covered elsewhere2014-12-31$41,625
Other income received2014-12-31$409,642
Net income (gross income less expenses)2014-12-31$973,579
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,381,297
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$407,718
Assets. Value of employer securities2014-12-31$2,201,858
Total contributions received or receivable from employer(s)2014-12-31$606,401
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : ALLEN AND COMPANY EMPLOYEE STOCK OWNERSHIP AND RETIREMENT SAVINGS PLAN 2013 401k financial data
Total plan liabilities at end of year2013-12-31$1,531,307
Total plan liabilities at beginning of year2013-12-31$2,100,390
Total income from all sources2013-12-31$794,734
Expenses. Total of all expenses incurred2013-12-31$62,318
Total plan assets at end of year2013-12-31$1,939,025
Total plan assets at beginning of year2013-12-31$1,775,692
Value of fidelity bond covering the plan2013-12-31$2,000,000
Expenses. Other expenses not covered elsewhere2013-12-31$62,318
Other income received2013-12-31$203,968
Net income (gross income less expenses)2013-12-31$732,416
Net plan assets at end of year (total assets less liabilities)2013-12-31$407,718
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$-324,698
Assets. Value of employer securities2013-12-31$1,927,894
Total contributions received or receivable from employer(s)2013-12-31$590,766
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : ALLEN AND COMPANY EMPLOYEE STOCK OWNERSHIP AND RETIREMENT SAVINGS PLAN 2012 401k financial data
Total plan liabilities at end of year2012-12-31$2,100,390
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$-324,698
Expenses. Total of all expenses incurred2012-12-31$0
Total plan assets at end of year2012-12-31$1,775,692
Total plan assets at beginning of year2012-12-31$0
Value of fidelity bond covering the plan2012-12-31$2,000,000
Other income received2012-12-31$-324,698
Net income (gross income less expenses)2012-12-31$-324,698
Net plan assets at end of year (total assets less liabilities)2012-12-31$-324,698
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$0
Assets. Value of employer securities2012-12-31$1,775,692
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0

Form 5500 Responses for ALLEN AND COMPANY EMPLOYEE STOCK OWNERSHIP AND RETIREMENT SAVINGS PLAN

2021: ALLEN AND COMPANY EMPLOYEE STOCK OWNERSHIP AND RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ALLEN AND COMPANY EMPLOYEE STOCK OWNERSHIP AND RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ALLEN AND COMPANY EMPLOYEE STOCK OWNERSHIP AND RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ALLEN AND COMPANY EMPLOYEE STOCK OWNERSHIP AND RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ALLEN AND COMPANY EMPLOYEE STOCK OWNERSHIP AND RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ALLEN AND COMPANY EMPLOYEE STOCK OWNERSHIP AND RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ALLEN AND COMPANY EMPLOYEE STOCK OWNERSHIP AND RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ALLEN AND COMPANY EMPLOYEE STOCK OWNERSHIP AND RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ALLEN AND COMPANY EMPLOYEE STOCK OWNERSHIP AND RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ALLEN AND COMPANY EMPLOYEE STOCK OWNERSHIP AND RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01First time form 5500 has been submittedYes
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes

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