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DANIEL S. SLAYBAUGH, D.M.D., 401(K) PLAN 401k Plan overview

Plan NameDANIEL S. SLAYBAUGH, D.M.D., 401(K) PLAN
Plan identification number 001

DANIEL S. SLAYBAUGH, D.M.D., 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

DANIEL S. SLAYBAUGH, D.M.D. has sponsored the creation of one or more 401k plans.

Company Name:DANIEL S. SLAYBAUGH, D.M.D.
Employer identification number (EIN):593740544
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DANIEL S. SLAYBAUGH, D.M.D., 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01DANIEL SLAYBAUGH2017-03-20 DANIEL SLAYBAUGH2017-03-20
0012015-01-01DANIEL SLAYBAUGH2016-05-02 DANIEL SLAYBAUGH2016-05-02
0012014-01-01DANIEL SLAYBAUGH2015-05-11 DANIEL SLAYBAUGH2015-05-11
0012013-01-01DANIEL SLAYBAUGH2014-07-07 DANIEL SLAYBAUGH2014-07-07
0012012-01-01DANIEL SLAYBAUGH2013-06-03 DANIEL SLAYBAUGH2013-06-03
0012011-01-01DANIEL SLAYBAUGH
0012010-01-01DANIEL SLAYBAUGH
0012009-01-01DANIEL SLAYBAUGH

Plan Statistics for DANIEL S. SLAYBAUGH, D.M.D., 401(K) PLAN

401k plan membership statisitcs for DANIEL S. SLAYBAUGH, D.M.D., 401(K) PLAN

Measure Date Value
2011: DANIEL S. SLAYBAUGH, D.M.D., 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-014
Total number of active participants reported on line 7a of the Form 55002011-01-014
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-014
Number of participants with account balances2011-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: DANIEL S. SLAYBAUGH, D.M.D., 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-015
Total number of active participants reported on line 7a of the Form 55002010-01-014
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-010
Total of all active and inactive participants2010-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-014
Number of participants with account balances2010-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: DANIEL S. SLAYBAUGH, D.M.D., 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-015
Total number of active participants reported on line 7a of the Form 55002009-01-014
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-014
Number of participants with account balances2009-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on DANIEL S. SLAYBAUGH, D.M.D., 401(K) PLAN

Measure Date Value
2011 : DANIEL S. SLAYBAUGH, D.M.D., 401(K) PLAN 2011 401k financial data
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$9,374
Expenses. Total of all expenses incurred2011-12-31$8,800
Benefits paid (including direct rollovers)2011-12-31$8,692
Total plan assets at end of year2011-12-31$51,509
Total plan assets at beginning of year2011-12-31$50,935
Value of fidelity bond covering the plan2011-12-31$1,300
Total contributions received or receivable from participants2011-12-31$7,775
Other income received2011-12-31$-2,474
Net income (gross income less expenses)2011-12-31$574
Net plan assets at end of year (total assets less liabilities)2011-12-31$51,509
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$50,935
Assets. Value of participant loans2011-12-31$1,686
Total contributions received or receivable from employer(s)2011-12-31$4,073
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$108
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : DANIEL S. SLAYBAUGH, D.M.D., 401(K) PLAN 2010 401k financial data
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$19,622
Expenses. Total of all expenses incurred2010-12-31$136
Total plan assets at end of year2010-12-31$48,796
Total plan assets at beginning of year2010-12-31$31,371
Value of fidelity bond covering the plan2010-12-31$1,300
Total contributions received or receivable from participants2010-12-31$7,387
Other income received2010-12-31$7,675
Net income (gross income less expenses)2010-12-31$19,486
Net plan assets at end of year (total assets less liabilities)2010-12-31$48,796
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$31,371
Assets. Value of participant loans2010-12-31$2,139
Total contributions received or receivable from employer(s)2010-12-31$4,560
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$136

Form 5500 Responses for DANIEL S. SLAYBAUGH, D.M.D., 401(K) PLAN

2011: DANIEL S. SLAYBAUGH, D.M.D., 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: DANIEL S. SLAYBAUGH, D.M.D., 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: DANIEL S. SLAYBAUGH, D.M.D., 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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