401k Plan data: ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN plan

ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 401k Plan overview

Plan Name	ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN
Plan identification number	001

ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ROCKCASTLE HOSPITAL & SUBSIDIARIES has sponsored the creation of one or more 401k plans.

Company Name: ROCKCASTLE HOSPITAL & SUBSIDIARIES

Employer identification number (EIN): 611064744

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 CHRISTOPHER N. BASTIN CHRISTOPHER N. BASTIN 2018-10-11
001 2016-01-01 CHRISTOPHER N. BASTIN CHRISTOPHER N. BASTIN 2017-07-27
001 2015-01-01 CHRISTOPHER N. BASTIN CHRISTOPHER N. BASTIN 2016-07-27
001 2014-01-01 CHRISTOPHER N. BASTIN CHRISTOPHER N. BASTIN 2015-07-20
001 2013-01-01 CHRISTOPHER N. BASTIN CHRISTOPHER N. BASTIN 2014-07-31
001 2012-01-01 CHRISTOPHER N. BASTIN CHRISTOPHER N. BASTIN 2013-07-31
001 2011-01-01 CHARLES D. BLACK JR. CHARLES D. BLACK JR. 2012-09-28
001 2010-01-01 CHARLES D. BLACK JR. CHARLES D. BLACK JR. 2011-09-07
001 2009-01-01 CHARLES D. BLACK JR. CHARLES D. BLACK JR. 2010-10-08

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2017-01-01	CHRISTOPHER N. BASTIN	CHRISTOPHER N. BASTIN	2018-10-11
001	2016-01-01	CHRISTOPHER N. BASTIN	CHRISTOPHER N. BASTIN	2017-07-27
001	2015-01-01	CHRISTOPHER N. BASTIN	CHRISTOPHER N. BASTIN	2016-07-27
001	2014-01-01	CHRISTOPHER N. BASTIN	CHRISTOPHER N. BASTIN	2015-07-20
001	2013-01-01	CHRISTOPHER N. BASTIN	CHRISTOPHER N. BASTIN	2014-07-31
001	2012-01-01	CHRISTOPHER N. BASTIN	CHRISTOPHER N. BASTIN	2013-07-31
001	2011-01-01	CHARLES D. BLACK JR.	CHARLES D. BLACK JR.	2012-09-28
001	2010-01-01	CHARLES D. BLACK JR.	CHARLES D. BLACK JR.	2011-09-07
001	2009-01-01	CHARLES D. BLACK JR.	CHARLES D. BLACK JR.	2010-10-08

Plan Statistics for ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN

401k plan membership statisitcs for ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN

Measure Date Value
2017: ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 568
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 516
Number of retired or separated participants receiving benefits 2017-01-01 39
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 555
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 555
Number of participants with account balances 2017-01-01 348
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 10
2016: ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 540
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 512
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 24
Total of all active and inactive participants 2016-01-01 536
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 536
Number of participants with account balances 2016-01-01 323
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 542
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 494
Number of retired or separated participants receiving benefits 2015-01-01 26
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 520
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 520
Number of participants with account balances 2015-01-01 317
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 8
2014: ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 521
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 480
Number of retired or separated participants receiving benefits 2014-01-01 23
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 503
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 503
Number of participants with account balances 2014-01-01 305
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 9
2013: ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 490
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 471
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 17
Total of all active and inactive participants 2013-01-01 488
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 488
Number of participants with account balances 2013-01-01 297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 3
2012: ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 488
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 456
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 29
Total of all active and inactive participants 2012-01-01 485
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 485
Number of participants with account balances 2012-01-01 310
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 6
2011: ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 461
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 446
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 17
Total of all active and inactive participants 2011-01-01 463
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 463
Number of participants with account balances 2011-01-01 282
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 5
2010: ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 477
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 427
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 21
Total of all active and inactive participants 2010-01-01 448
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 448
Number of participants with account balances 2010-01-01 266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 9
2009: ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 512
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 425
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 124
Total of all active and inactive participants 2009-01-01 549
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 549
Number of participants with account balances 2009-01-01 249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 3

Measure	Date	Value
2017: ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	568
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	516
Number of retired or separated participants receiving benefits	2017-01-01	39
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	555
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	555
Number of participants with account balances	2017-01-01	348
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	10
2016: ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	540
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	512
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	24
Total of all active and inactive participants	2016-01-01	536
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	536
Number of participants with account balances	2016-01-01	323
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	542
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	494
Number of retired or separated participants receiving benefits	2015-01-01	26
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	520
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	520
Number of participants with account balances	2015-01-01	317
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	8
2014: ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	521
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	480
Number of retired or separated participants receiving benefits	2014-01-01	23
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	503
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	503
Number of participants with account balances	2014-01-01	305
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	9
2013: ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	490
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	471
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	17
Total of all active and inactive participants	2013-01-01	488
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	488
Number of participants with account balances	2013-01-01	297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	3
2012: ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	488
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	456
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	29
Total of all active and inactive participants	2012-01-01	485
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	485
Number of participants with account balances	2012-01-01	310
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	6
2011: ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	461
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	446
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	17
Total of all active and inactive participants	2011-01-01	463
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	463
Number of participants with account balances	2011-01-01	282
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	5
2010: ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	477
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	427
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	21
Total of all active and inactive participants	2010-01-01	448
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	448
Number of participants with account balances	2010-01-01	266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	9
2009: ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	512
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	425
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	124
Total of all active and inactive participants	2009-01-01	549
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	549
Number of participants with account balances	2009-01-01	249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	3

Financial Data on ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN

Measure	Date	Value
2017 : ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$800
Total income from all sources (including contributions)	2017-12-31	$3,453,228
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$778,952
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$737,794
Value of total corrective distributions	2017-12-31	$27,479
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,116,408
Value of total assets at end of year	2017-12-31	$16,271,147
Value of total assets at beginning of year	2017-12-31	$13,597,671
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$13,679
Total interest from all sources	2017-12-31	$3,345
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$335,969
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$335,969
Administrative expenses professional fees incurred	2017-12-31	$13,679
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$774,871
Participant contributions at end of year	2017-12-31	$28,961
Participant contributions at beginning of year	2017-12-31	$27,298
Total non interest bearing cash at end of year	2017-12-31	$340
Total non interest bearing cash at beginning of year	2017-12-31	$800
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$2,674,276
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$16,271,147
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$13,596,871
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$15,719,382
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$13,085,549
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$484,843
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$451,121
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$451,121
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$3,345
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,997,506
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$341,537
Employer contributions (assets) at end of year	2017-12-31	$37,621
Employer contributions (assets) at beginning of year	2017-12-31	$32,903
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$737,794
Liabilities. Value of benefit claims payable at beginning of year	2017-12-31	$800
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	No
Opinion of an independent qualified public accountant for this plan	2017-12-31	Unqualified
Accountancy firm name	2017-12-31	DEAN DORTON ALLEN FORD, PLLC
Accountancy firm EIN	2017-12-31	273858252
2016 : ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$800
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$2,050,544
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,182,041
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,140,859
Value of total corrective distributions	2016-12-31	$26,049
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,067,391
Value of total assets at end of year	2016-12-31	$13,597,671
Value of total assets at beginning of year	2016-12-31	$12,728,368
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$15,133
Total interest from all sources	2016-12-31	$1,322
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$239,506
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$239,506
Administrative expenses professional fees incurred	2016-12-31	$15,133
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$764,478
Participant contributions at end of year	2016-12-31	$27,298
Participant contributions at beginning of year	2016-12-31	$7,860
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$287
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$0
Total non interest bearing cash at end of year	2016-12-31	$800
Total non interest bearing cash at beginning of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$868,503
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$13,596,871
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$12,728,368
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$13,085,549
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$12,124,800
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$451,121
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$567,968
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$567,968
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$1,322
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$742,325
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$302,626
Employer contributions (assets) at end of year	2016-12-31	$32,903
Employer contributions (assets) at beginning of year	2016-12-31	$27,740
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,140,859
Liabilities. Value of benefit claims payable at end of year	2016-12-31	$800
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	No
Opinion of an independent qualified public accountant for this plan	2016-12-31	Unqualified
Accountancy firm name	2016-12-31	DEAN DORTON ALLEN FORD, PLLC
Accountancy firm EIN	2016-12-31	273858252
2015 : ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$973,770
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$449,609
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$401,444
Value of total corrective distributions	2015-12-31	$36,960
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,125,502
Value of total assets at end of year	2015-12-31	$12,728,368
Value of total assets at beginning of year	2015-12-31	$12,204,207
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$11,205
Total interest from all sources	2015-12-31	$82
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$208,267
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$208,267
Administrative expenses professional fees incurred	2015-12-31	$11,205
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$790,211
Participant contributions at end of year	2015-12-31	$7,860
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$37,032
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$-28,313
Total non interest bearing cash at end of year	2015-12-31	$0
Total non interest bearing cash at beginning of year	2015-12-31	$808
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$524,161
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$12,728,368
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$12,204,207
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$12,124,800
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$11,487,078
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$567,968
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$723,295
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$723,295
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$82
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-360,081
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$298,259
Employer contributions (assets) at end of year	2015-12-31	$27,740
Employer contributions (assets) at beginning of year	2015-12-31	$21,339
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$401,444
Liabilities. Value of benefit claims payable at beginning of year	2015-12-31	$0
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	DEAN DORTON ALLEN FORD, PLLC
Accountancy firm EIN	2015-12-31	273858252
2014 : ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$18,928
Total income from all sources (including contributions)	2014-12-31	$1,667,089
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$510,685
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$476,723
Value of total corrective distributions	2014-12-31	$31,762
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$943,491
Value of total assets at end of year	2014-12-31	$12,204,207
Value of total assets at beginning of year	2014-12-31	$11,066,731
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$2,200
Total interest from all sources	2014-12-31	$43
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$186,505
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$186,505
Administrative expenses professional fees incurred	2014-12-31	$2,200
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$682,986
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$-28,313
Total non interest bearing cash at end of year	2014-12-31	$808
Total non interest bearing cash at beginning of year	2014-12-31	$799
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,156,404
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$12,204,207
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$11,047,803
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$11,487,078
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$10,367,505
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$723,295
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$675,472
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$675,472
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$43
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$537,050
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$260,505
Employer contributions (assets) at end of year	2014-12-31	$21,339
Employer contributions (assets) at beginning of year	2014-12-31	$22,955
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$476,723
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$18,928
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	DEAN DORTON ALLEN FORD, PLLC
Accountancy firm EIN	2014-12-31	273858252
2013 : ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$18,928
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$93,975
Total income from all sources (including contributions)	2013-12-31	$2,752,714
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$783,599
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$746,572
Value of total corrective distributions	2013-12-31	$34,837
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$992,577
Value of total assets at end of year	2013-12-31	$11,066,731
Value of total assets at beginning of year	2013-12-31	$9,172,663
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$2,190
Total interest from all sources	2013-12-31	$70
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$150,903
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$150,903
Administrative expenses professional fees incurred	2013-12-31	$2,190
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$704,064
Total non interest bearing cash at end of year	2013-12-31	$799
Total non interest bearing cash at beginning of year	2013-12-31	$867
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,969,115
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$11,047,803
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$9,078,688
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$10,367,505
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$8,659,822
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$675,472
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$491,087
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$491,087
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$70
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,609,164
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$288,513
Employer contributions (assets) at end of year	2013-12-31	$22,955
Employer contributions (assets) at beginning of year	2013-12-31	$20,887
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$746,572
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$18,928
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$93,975
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	DEAN DORTON ALLEN FORD, PLLC
Accountancy firm EIN	2013-12-31	273858252
2012 : ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$93,975
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,955,379
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$804,984
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$764,469
Value of total corrective distributions	2012-12-31	$39,168
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$954,100
Value of total assets at end of year	2012-12-31	$9,172,663
Value of total assets at beginning of year	2012-12-31	$7,928,293
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,347
Total interest from all sources	2012-12-31	$212
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$148,533
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$148,533
Administrative expenses professional fees incurred	2012-12-31	$1,347
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$688,501
Total non interest bearing cash at end of year	2012-12-31	$867
Total non interest bearing cash at beginning of year	2012-12-31	$496
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,150,395
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$9,078,688
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$7,928,293
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$8,659,822
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$7,399,229
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$491,087
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$510,184
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$510,184
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$212
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$852,534
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$265,599
Employer contributions (assets) at end of year	2012-12-31	$20,887
Employer contributions (assets) at beginning of year	2012-12-31	$18,384
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$764,469
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	Yes
Liabilities. Value of benefit claims payable at end of year	2012-12-31	$93,975
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	DEAN DORTON ALLEN FORD, PLLC
Accountancy firm EIN	2012-12-31	273858252
2011 : ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$878,432
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$242,262
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$214,004
Value of total corrective distributions	2011-12-31	$28,258
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$916,287
Value of total assets at end of year	2011-12-31	$7,928,293
Value of total assets at beginning of year	2011-12-31	$7,292,123
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$0
Total interest from all sources	2011-12-31	$116
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$659,151
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$0
Total non interest bearing cash at end of year	2011-12-31	$496
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$636,170
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$7,928,293
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$7,292,123
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$7,399,229
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$6,797,952
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$510,184
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$477,319
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$477,319
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$116
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-37,971
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$257,136
Employer contributions (assets) at end of year	2011-12-31	$18,384
Employer contributions (assets) at beginning of year	2011-12-31	$16,852
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$214,004
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	DEAN DORTON ALLEN FORD, PLLC
Accountancy firm EIN	2011-12-31	273858252
2010 : ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,738,320
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$195,835
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$185,160
Value of total corrective distributions	2010-12-31	$10,675
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$840,552
Value of total assets at end of year	2010-12-31	$7,292,123
Value of total assets at beginning of year	2010-12-31	$5,749,638
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$0
Total interest from all sources	2010-12-31	$354
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$589,611
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$11,334
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,542,485
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$7,292,123
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$5,749,638
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$6,797,952
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$5,330,426
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$477,319
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$401,864
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$401,864
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$354
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$897,414
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$239,607
Employer contributions (assets) at end of year	2010-12-31	$16,852
Employer contributions (assets) at beginning of year	2010-12-31	$17,348
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$185,160
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	DEAN DORTON ALLEN FORD, PLLC
Accountancy firm EIN	2010-12-31	273858252
2009 : ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN

2017: ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Mulitple employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Mulitple employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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ROCKCASTLE HOSPITAL AND SUBSIDIARIES RETIREMENT PLAN [EIN = 610523304]

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Company Name:	ROCKCASTLE HOSPITAL & SUBSIDIARIES
Employer identification number (EIN):	611064744
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)