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FIRST FINANCIAL SERVICE CORPORATION 401K/EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameFIRST FINANCIAL SERVICE CORPORATION 401K/EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 003

FIRST FINANCIAL SERVICE CORPORATION 401K/EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

FIRST FINANCIAL SERVICE CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:FIRST FINANCIAL SERVICE CORPORATION
Employer identification number (EIN):611168311
NAIC Classification:551111
NAIC Description:Offices of Bank Holding Companies

Additional information about FIRST FINANCIAL SERVICE CORPORATION

Jurisdiction of Incorporation: Florida Department of State Division of Corporations
Incorporation Date: 1974-02-07
Company Identification Number: 445986
Legal Registered Office Address: 1119 MILAN AVE.

CORAL GABLES


More information about FIRST FINANCIAL SERVICE CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FIRST FINANCIAL SERVICE CORPORATION 401K/EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032015-01-01LISA MORLEY
0032014-01-01LISA MORLEY LISA MORLEY2015-10-09
0032013-01-01SUSAN SIMMONS SUSAN SIMMONS2014-11-12
0032012-01-01SUSAN SIMMONS SUSAN SIMMONS2014-08-07
0032011-01-01SUSAN SIMMONS SUSAN SIMMONS2014-08-07
0032010-01-01SUSAN SIMMONS SUSAN SIMMONS2011-07-06
0032009-01-01SUSAN SIMMONS SUSAN SIMMONS2010-07-28
0032009-01-01SUSAN SIMMONS SUSAN SIMMONS2010-07-28

Plan Statistics for FIRST FINANCIAL SERVICE CORPORATION 401K/EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for FIRST FINANCIAL SERVICE CORPORATION 401K/EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2015: FIRST FINANCIAL SERVICE CORPORATION 401K/EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01214
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-010
Number of participants with account balances2015-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: FIRST FINANCIAL SERVICE CORPORATION 401K/EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01259
Total number of active participants reported on line 7a of the Form 55002014-01-01188
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0125
Total of all active and inactive participants2014-01-01213
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01214
Number of participants with account balances2014-01-01206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011
2013: FIRST FINANCIAL SERVICE CORPORATION 401K/EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01260
Total number of active participants reported on line 7a of the Form 55002013-01-01221
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0125
Total of all active and inactive participants2013-01-01246
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01246
Number of participants with account balances2013-01-01238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: FIRST FINANCIAL SERVICE CORPORATION 401K/EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01306
Total number of active participants reported on line 7a of the Form 55002012-01-01237
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0122
Total of all active and inactive participants2012-01-01259
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01259
Number of participants with account balances2012-01-01244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: FIRST FINANCIAL SERVICE CORPORATION 401K/EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01314
Total number of active participants reported on line 7a of the Form 55002011-01-01283
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0121
Total of all active and inactive participants2011-01-01304
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01304
Number of participants with account balances2011-01-01304
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: FIRST FINANCIAL SERVICE CORPORATION 401K/EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01334
Total number of active participants reported on line 7a of the Form 55002010-01-01300
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0111
Total of all active and inactive participants2010-01-01311
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01311
Number of participants with account balances2010-01-01310
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: FIRST FINANCIAL SERVICE CORPORATION 401K/EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01302
Total number of active participants reported on line 7a of the Form 55002009-01-01331
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-017
Total of all active and inactive participants2009-01-01338
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01338
Number of participants with account balances2009-01-01307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on FIRST FINANCIAL SERVICE CORPORATION 401K/EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2015 : FIRST FINANCIAL SERVICE CORPORATION 401K/EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-04-23$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-04-23$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-04-23$0
Total income from all sources (including contributions)2015-04-23$154,543
Total loss/gain on sale of assets2015-04-23$0
Total of all expenses incurred2015-04-23$13,478,106
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-04-23$13,441,087
Value of total corrective distributions2015-04-23$10,964
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-04-23$0
Value of total assets at end of year2015-04-23$0
Value of total assets at beginning of year2015-04-23$13,323,563
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-04-23$26,055
Total interest from all sources2015-04-23$0
Total dividends received (eg from common stock, registered investment company shares)2015-04-23$6,480
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-04-23Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2015-04-23$0
Total dividends received from registered investment company shares (eg mutual funds)2015-04-23$6,480
Administrative expenses professional fees incurred2015-04-23$18,980
Was this plan covered by a fidelity bond2015-04-23Yes
Value of fidelity bond cover2015-04-23$2,500,000
If this is an individual account plan, was there a blackout period2015-04-23No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-04-23$0
Were there any nonexempt tranactions with any party-in-interest2015-04-23No
Participant contributions at end of year2015-04-23$0
Participant contributions at beginning of year2015-04-23$302,510
Assets. Other investments not covered elsewhere at end of year2015-04-23$0
Assets. Other investments not covered elsewhere at beginning of year2015-04-23$677,437
Other income not declared elsewhere2015-04-23$23,613
Administrative expenses (other) incurred2015-04-23$617
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-04-23No
Value of net income/loss2015-04-23$-13,323,563
Value of net assets at end of year (total assets less liabilities)2015-04-23$0
Value of net assets at beginning of year (total assets less liabilities)2015-04-23$13,323,563
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-04-23No
Were any loans by the plan or fixed income obligations due to the plan in default2015-04-23No
Were any leases to which the plan was party in default or uncollectible2015-04-23No
Investment advisory and management fees2015-04-23$6,458
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-04-23$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-04-23$9,587,270
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-04-23$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-04-23$2,258,620
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-04-23$2,258,620
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-04-23$124,450
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-04-23No
Was there a failure to transmit to the plan any participant contributions2015-04-23No
Has the plan failed to provide any benefit when due under the plan2015-04-23No
Assets. Invements in employer securities at end of year2015-04-23$0
Assets. Invements in employer securities at beginning of year2015-04-23$497,726
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-04-23$13,441,087
Did the plan have assets held for investment2015-04-23No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-04-23No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-04-23Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-04-23Yes
Opinion of an independent qualified public accountant for this plan2015-04-23Disclaimer
Accountancy firm name2015-04-23CROWE HORWATH LLP
Accountancy firm EIN2015-04-23350921680
2014 : FIRST FINANCIAL SERVICE CORPORATION 401K/EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,227,273
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,312,675
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,282,555
Value of total corrective distributions2014-12-31$4,380
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$790,383
Value of total assets at end of year2014-12-31$13,323,563
Value of total assets at beginning of year2014-12-31$14,408,965
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$25,740
Total interest from all sources2014-12-31$15,737
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$482,117
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$482,117
Administrative expenses professional fees incurred2014-12-31$18,302
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$501,710
Participant contributions at end of year2014-12-31$302,510
Participant contributions at beginning of year2014-12-31$401,728
Assets. Other investments not covered elsewhere at end of year2014-12-31$677,437
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$645,936
Other income not declared elsewhere2014-12-31$61,541
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-1,085,402
Value of net assets at end of year (total assets less liabilities)2014-12-31$13,323,563
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$14,408,965
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$7,438
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$9,587,270
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$10,344,821
Interest on participant loans2014-12-31$15,737
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$2,258,620
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$2,256,667
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$2,256,667
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-122,505
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$497,726
Assets. Invements in employer securities at beginning of year2014-12-31$759,813
Contributions received in cash from employer2014-12-31$288,673
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,282,555
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
2013 : FIRST FINANCIAL SERVICE CORPORATION 401K/EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$3,277,659
Total loss/gain on sale of assets2013-12-31$57,616
Total of all expenses incurred2013-12-31$842,673
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$810,002
Value of total corrective distributions2013-12-31$4,305
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$819,527
Value of total assets at end of year2013-12-31$14,408,965
Value of total assets at beginning of year2013-12-31$11,973,979
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$28,366
Total interest from all sources2013-12-31$16,661
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$354,691
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$354,691
Administrative expenses professional fees incurred2013-12-31$21,529
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$482,719
Participant contributions at end of year2013-12-31$401,728
Participant contributions at beginning of year2013-12-31$432,812
Assets. Other investments not covered elsewhere at end of year2013-12-31$645,936
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$213,406
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$50,983
Other income not declared elsewhere2013-12-31$37,613
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,434,986
Value of net assets at end of year (total assets less liabilities)2013-12-31$14,408,965
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$11,973,979
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$6,837
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$10,344,821
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$8,097,448
Interest on participant loans2013-12-31$16,661
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$2,256,667
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$2,910,751
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$2,910,751
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,991,551
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$759,813
Assets. Invements in employer securities at beginning of year2013-12-31$319,562
Contributions received in cash from employer2013-12-31$285,825
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$810,002
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$135,699
Aggregate carrying amount (costs) on sale of assets2013-12-31$78,083
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31CROWE HORWATH AND COMPANY LLP
Accountancy firm EIN2013-12-31350921680
2012 : FIRST FINANCIAL SERVICE CORPORATION 401K/EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$867,186
Total unrealized appreciation/depreciation of assets2012-12-31$867,186
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,208,800
Total loss/gain on sale of assets2012-12-31$107,429
Total of all expenses incurred2012-12-31$2,092,030
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,055,928
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$812,665
Value of total assets at end of year2012-12-31$11,973,979
Value of total assets at beginning of year2012-12-31$11,857,209
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$36,102
Total interest from all sources2012-12-31$19,177
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$210,634
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$210,634
Administrative expenses professional fees incurred2012-12-31$26,764
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$507,967
Participant contributions at end of year2012-12-31$432,812
Participant contributions at beginning of year2012-12-31$474,442
Assets. Other investments not covered elsewhere at end of year2012-12-31$213,406
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$80,705
Other income not declared elsewhere2012-12-31$-5,396
Administrative expenses (other) incurred2012-12-31$9,338
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$116,770
Value of net assets at end of year (total assets less liabilities)2012-12-31$11,973,979
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$11,857,209
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$8,097,448
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$8,261,607
Interest on participant loans2012-12-31$19,177
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$2,910,751
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$2,693,884
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$2,693,884
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$197,105
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$319,562
Assets. Invements in employer securities at beginning of year2012-12-31$346,571
Contributions received in cash from employer2012-12-31$304,698
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,055,928
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$228,709
Aggregate carrying amount (costs) on sale of assets2012-12-31$121,280
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31CROWE HORWATH AND COMPANY LLP
Accountancy firm EIN2012-12-31350921680
2011 : FIRST FINANCIAL SERVICE CORPORATION 401K/EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-1,134,077
Total unrealized appreciation/depreciation of assets2011-12-31$-1,134,077
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$74,620
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,208,235
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,189,421
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,112,860
Value of total assets at end of year2011-12-31$11,857,209
Value of total assets at beginning of year2011-12-31$12,990,824
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$18,814
Total interest from all sources2011-12-31$19,016
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$145,872
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$145,872
Administrative expenses professional fees incurred2011-12-31$16,950
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$593,431
Participant contributions at end of year2011-12-31$474,442
Participant contributions at beginning of year2011-12-31$374,026
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Assets. Other investments not covered elsewhere at end of year2011-12-31$80,705
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$73,436
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$13,995
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$45,000
Administrative expenses (other) incurred2011-12-31$1,864
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,133,615
Value of net assets at end of year (total assets less liabilities)2011-12-31$11,857,209
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$12,990,824
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$8,261,607
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$9,489,974
Interest on participant loans2011-12-31$19,016
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$2,693,884
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$2,090,324
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$2,090,324
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-114,051
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$346,571
Assets. Invements in employer securities at beginning of year2011-12-31$963,064
Contributions received in cash from employer2011-12-31$505,434
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,189,421
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31CROWE HORWATH AND COMPANY LLP
Accountancy firm EIN2011-12-31350921680
2010 : FIRST FINANCIAL SERVICE CORPORATION 401K/EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$-305,945
Total unrealized appreciation/depreciation of assets2010-12-31$-305,945
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,245,259
Total loss/gain on sale of assets2010-12-31$2,370
Total of all expenses incurred2010-12-31$342,891
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$334,253
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,170,160
Value of total assets at end of year2010-12-31$12,990,824
Value of total assets at beginning of year2010-12-31$12,088,456
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$8,638
Total interest from all sources2010-12-31$19,348
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$179,663
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$179,663
Administrative expenses professional fees incurred2010-12-31$8,638
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$631,724
Participant contributions at end of year2010-12-31$374,026
Participant contributions at beginning of year2010-12-31$355,915
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Assets. Other investments not covered elsewhere at end of year2010-12-31$73,436
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$69,435
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$5,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$902,368
Value of net assets at end of year (total assets less liabilities)2010-12-31$12,990,824
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$12,088,456
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$9,489,974
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$7,784,128
Interest on participant loans2010-12-31$19,346
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$2,090,324
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$2,020,129
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$2,020,129
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$2
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$179,663
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$963,064
Assets. Invements in employer securities at beginning of year2010-12-31$1,858,849
Contributions received in cash from employer2010-12-31$533,436
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$334,253
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$2,162,972
Aggregate carrying amount (costs) on sale of assets2010-12-31$2,160,602
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31CROWE HORWATH AND COMPANY LLP
Accountancy firm EIN2010-12-31350921680

Form 5500 Responses for FIRST FINANCIAL SERVICE CORPORATION 401K/EMPLOYEE STOCK OWNERSHIP PLAN

2015: FIRST FINANCIAL SERVICE CORPORATION 401K/EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingYes
2015-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: FIRST FINANCIAL SERVICE CORPORATION 401K/EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: FIRST FINANCIAL SERVICE CORPORATION 401K/EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: FIRST FINANCIAL SERVICE CORPORATION 401K/EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: FIRST FINANCIAL SERVICE CORPORATION 401K/EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: FIRST FINANCIAL SERVICE CORPORATION 401K/EMPLOYEE STOCK OWNERSHIP PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: FIRST FINANCIAL SERVICE CORPORATION 401K/EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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