401k Plan data: EYE CENTERS OF LOUISVILLE, P.S.C. 401(K) PLAN plan

EYE CENTERS OF LOUISVILLE, P.S.C. 401(K) PLAN 401k Plan overview

Plan Name	EYE CENTERS OF LOUISVILLE, P.S.C. 401(K) PLAN
Plan identification number	001

EYE CENTERS OF LOUISVILLE, P.S.C. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

EYE CENTERS OF LOUISVILLE, P.S.C. has sponsored the creation of one or more 401k plans.

Company Name: EYE CENTERS OF LOUISVILLE, P.S.C.

Employer identification number (EIN): 611212775

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EYE CENTERS OF LOUISVILLE, P.S.C. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01 STEVEN M. BLOOM, MD 2020-07-13
001 2018-01-01
001 2018-01-01
001 2017-01-01 STEVEN M. BLOOM, MD
001 2016-01-01 STEVEN M. BLOOM, MD
001 2015-01-01 STEVEN M. BLOOM, MD
001 2014-01-01 STEVEN BLOOM STEVEN BLOOM 2015-10-14
001 2014-01-01 STEVEN M. BLOOM, MD
001 2013-01-01 STEVEN M. BLOOM 2014-07-28
001 2012-01-01 STEVEN M. BLOOM 2013-09-18
001 2011-01-01 STEVEN M. BLOOM 2012-07-20
001 2010-01-01 STEVEN M. BLOOM 2011-06-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2019-01-01	STEVEN M. BLOOM, MD	2020-07-13
001	2018-01-01
001	2018-01-01
001	2017-01-01	STEVEN M. BLOOM, MD
001	2016-01-01	STEVEN M. BLOOM, MD
001	2015-01-01	STEVEN M. BLOOM, MD
001	2014-01-01	STEVEN BLOOM		STEVEN BLOOM	2015-10-14
001	2014-01-01	STEVEN M. BLOOM, MD
001	2013-01-01	STEVEN M. BLOOM	2014-07-28
001	2012-01-01	STEVEN M. BLOOM	2013-09-18
001	2011-01-01	STEVEN M. BLOOM	2012-07-20
001	2010-01-01	STEVEN M. BLOOM	2011-06-01

Plan Statistics for EYE CENTERS OF LOUISVILLE, P.S.C. 401(K) PLAN

401k plan membership statisitcs for EYE CENTERS OF LOUISVILLE, P.S.C. 401(K) PLAN

Measure Date Value
2018: EYE CENTERS OF LOUISVILLE, P.S.C. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 210
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 172
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 53
Total of all active and inactive participants 2018-01-01 225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 1
Total participants 2018-01-01 226
Number of participants with account balances 2018-01-01 195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: EYE CENTERS OF LOUISVILLE, P.S.C. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 154
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 173
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 37
Total of all active and inactive participants 2017-01-01 210
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 210
Number of participants with account balances 2017-01-01 163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 4
2016: EYE CENTERS OF LOUISVILLE, P.S.C. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 129
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 122
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 32
Total of all active and inactive participants 2016-01-01 154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 154
Number of participants with account balances 2016-01-01 140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 3
2015: EYE CENTERS OF LOUISVILLE, P.S.C. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 172
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 103
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 26
Total of all active and inactive participants 2015-01-01 129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 129
Number of participants with account balances 2015-01-01 119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 1
2014: EYE CENTERS OF LOUISVILLE, P.S.C. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 125
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 138
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 34
Total of all active and inactive participants 2014-01-01 172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 172
Number of participants with account balances 2014-01-01 127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 3

Measure	Date	Value
2018: EYE CENTERS OF LOUISVILLE, P.S.C. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	210
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	172
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	53
Total of all active and inactive participants	2018-01-01	225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	1
Total participants	2018-01-01	226
Number of participants with account balances	2018-01-01	195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: EYE CENTERS OF LOUISVILLE, P.S.C. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	154
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	173
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	37
Total of all active and inactive participants	2017-01-01	210
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	210
Number of participants with account balances	2017-01-01	163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	4
2016: EYE CENTERS OF LOUISVILLE, P.S.C. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	129
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	122
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	32
Total of all active and inactive participants	2016-01-01	154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	154
Number of participants with account balances	2016-01-01	140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	3
2015: EYE CENTERS OF LOUISVILLE, P.S.C. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	172
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	103
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	26
Total of all active and inactive participants	2015-01-01	129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	129
Number of participants with account balances	2015-01-01	119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	1
2014: EYE CENTERS OF LOUISVILLE, P.S.C. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	125
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	138
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	34
Total of all active and inactive participants	2014-01-01	172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	172
Number of participants with account balances	2014-01-01	127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	3

Financial Data on EYE CENTERS OF LOUISVILLE, P.S.C. 401(K) PLAN

Measure	Date	Value
2018 : EYE CENTERS OF LOUISVILLE, P.S.C. 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$-412
Total unrealized appreciation/depreciation of assets	2018-12-31	$-412
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$15,004
Total income from all sources (including contributions)	2018-12-31	$439,729
Total loss/gain on sale of assets	2018-12-31	$-297,239
Total of all expenses incurred	2018-12-31	$11,856,627
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$11,832,923
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$669,130
Value of total assets at end of year	2018-12-31	$21,239
Value of total assets at beginning of year	2018-12-31	$11,423,133
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$23,704
Total interest from all sources	2018-12-31	$8,741
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$41,971
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2018-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$41,971
Administrative expenses professional fees incurred	2018-12-31	$8,700
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$258,538
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$222,921
Participant contributions at beginning of year	2018-12-31	$89,050
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$17,196
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$15,004
Other income not declared elsewhere	2018-12-31	$17,297
Administrative expenses (other) incurred	2018-12-31	$15,004
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-11,416,898
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$6,235
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$11,423,133
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$5,647
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$10,399,470
Interest on participant loans	2018-12-31	$8,741
Value of interest in common/collective trusts at end of year	2018-12-31	$15,592
Value of interest in common/collective trusts at beginning of year	2018-12-31	$263,941
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$52
Net investment gain or loss from common/collective trusts	2018-12-31	$189
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$393,396
Employer contributions (assets) at beginning of year	2018-12-31	$447,751
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$11,832,923
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Aggregate proceeds on sale of assets	2018-12-31	$13,619,879
Aggregate carrying amount (costs) on sale of assets	2018-12-31	$13,917,118
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	LOUIS T. ROTH & CO., PLLC
Accountancy firm EIN	2018-12-31	610480236
2017 : EYE CENTERS OF LOUISVILLE, P.S.C. 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$2,828,757
Total loss/gain on sale of assets	2017-12-31	$46,721
Total of all expenses incurred	2017-12-31	$50,048
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$46,235
Value of total corrective distributions	2017-12-31	$88
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,264,105
Value of total assets at end of year	2017-12-31	$11,423,133
Value of total assets at beginning of year	2017-12-31	$8,644,424
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$3,725
Total interest from all sources	2017-12-31	$9,882
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$423,764
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$423,764
Administrative expenses professional fees incurred	2017-12-31	$3,725
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$391,976
Participant contributions at end of year	2017-12-31	$222,921
Participant contributions at beginning of year	2017-12-31	$203,897
Participant contributions at end of year	2017-12-31	$89,050
Participant contributions at beginning of year	2017-12-31	$58,909
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$322,465
Other income not declared elsewhere	2017-12-31	$12,451
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$2,778,709
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$11,423,133
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$8,644,424
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$10,399,470
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$7,774,205
Income. Interest from loans (other than to participants)	2017-12-31	$9,882
Value of interest in common/collective trusts at end of year	2017-12-31	$263,941
Value of interest in common/collective trusts at beginning of year	2017-12-31	$234,331
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,067,960
Net investment gain or loss from common/collective trusts	2017-12-31	$3,874
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$549,664
Employer contributions (assets) at end of year	2017-12-31	$447,751
Employer contributions (assets) at beginning of year	2017-12-31	$373,082
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$46,235
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$557,812
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$511,091
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	LOUIS T. ROTH & CO., PLLC
Accountancy firm EIN	2017-12-31	610480236
2016 : EYE CENTERS OF LOUISVILLE, P.S.C. 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$1,397,931
Total loss/gain on sale of assets	2016-12-31	$7,799
Total of all expenses incurred	2016-12-31	$121,167
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$118,342
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$827,087
Value of total assets at end of year	2016-12-31	$8,644,424
Value of total assets at beginning of year	2016-12-31	$7,367,660
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$2,825
Total interest from all sources	2016-12-31	$4,736
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$290,998
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$290,998
Administrative expenses professional fees incurred	2016-12-31	$2,825
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$317,007
Participant contributions at end of year	2016-12-31	$203,897
Participant contributions at beginning of year	2016-12-31	$118,403
Participant contributions at end of year	2016-12-31	$58,909
Participant contributions at beginning of year	2016-12-31	$56,701
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$11,304
Other income not declared elsewhere	2016-12-31	$9,791
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,276,764
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$8,644,424
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$7,367,660
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$7,774,205
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$6,697,180
Interest on participant loans	2016-12-31	$4,736
Value of interest in common/collective trusts at end of year	2016-12-31	$234,331
Value of interest in common/collective trusts at beginning of year	2016-12-31	$213,355
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$254,265
Net investment gain or loss from common/collective trusts	2016-12-31	$3,255
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$498,776
Employer contributions (assets) at end of year	2016-12-31	$373,082
Employer contributions (assets) at beginning of year	2016-12-31	$282,021
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$118,342
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$399,295
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$391,496
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	LOUIS T ROTH & ASSOCIATES
Accountancy firm EIN	2016-12-31	610480236
2015 : EYE CENTERS OF LOUISVILLE, P.S.C. 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$1,207,854
Total loss/gain on sale of assets	2015-12-31	$36,576
Total of all expenses incurred	2015-12-31	$809,556
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$807,731
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,203,380
Value of total assets at end of year	2015-12-31	$7,367,660
Value of total assets at beginning of year	2015-12-31	$6,969,362
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$1,825
Total interest from all sources	2015-12-31	$4,364
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$307,492
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$307,492
Administrative expenses professional fees incurred	2015-12-31	$1,825
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$281,383
Participant contributions at end of year	2015-12-31	$118,403
Participant contributions at beginning of year	2015-12-31	$149,887
Participant contributions at end of year	2015-12-31	$56,701
Participant contributions at beginning of year	2015-12-31	$67,644
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$642,276
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$155
Other income not declared elsewhere	2015-12-31	$2,281
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$398,298
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$7,367,660
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$6,969,362
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$6,697,180
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$6,368,176
Interest on participant loans	2015-12-31	$4,364
Value of interest in common/collective trusts at end of year	2015-12-31	$213,355
Value of interest in common/collective trusts at beginning of year	2015-12-31	$137,386
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-348,772
Net investment gain or loss from common/collective trusts	2015-12-31	$2,533
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$279,721
Employer contributions (assets) at end of year	2015-12-31	$282,021
Employer contributions (assets) at beginning of year	2015-12-31	$246,114
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$807,731
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$1,634,927
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$1,598,351
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	LOUIS T ROTH & ASSOCIATES
Accountancy firm EIN	2015-12-31	610480236
2014 : EYE CENTERS OF LOUISVILLE, P.S.C. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$623,131
Total loss/gain on sale of assets	2014-12-31	$1,198
Total of all expenses incurred	2014-12-31	$666,572
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$658,261
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$375,456
Value of total assets at end of year	2014-12-31	$6,908,196
Value of total assets at beginning of year	2014-12-31	$6,951,637
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$8,311
Total interest from all sources	2014-12-31	$7,628
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$248,519
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$248,519
Administrative expenses professional fees incurred	2014-12-31	$8,311
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$129,342
Participant contributions at end of year	2014-12-31	$149,887
Participant contributions at beginning of year	2014-12-31	$147,143
Participant contributions at end of year	2014-12-31	$6,478
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$155
Other income not declared elsewhere	2014-12-31	$6,797
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-43,441
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$6,908,196
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$6,951,637
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$6,368,176
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$6,804,494
Interest on participant loans	2014-12-31	$3,832
Interest earned on other investments	2014-12-31	$3,796
Value of interest in common/collective trusts at end of year	2014-12-31	$137,386
Value of interest in common/collective trusts at beginning of year	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-16,870
Net investment gain or loss from common/collective trusts	2014-12-31	$403
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$246,114
Employer contributions (assets) at end of year	2014-12-31	$246,114
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$658,261
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$6,868,796
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$6,867,598
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	LOUIS T ROTH & ASSOCIATES
Accountancy firm EIN	2014-12-31	610480236

Form 5500 Responses for EYE CENTERS OF LOUISVILLE, P.S.C. 401(K) PLAN

2018: EYE CENTERS OF LOUISVILLE, P.S.C. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: EYE CENTERS OF LOUISVILLE, P.S.C. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: EYE CENTERS OF LOUISVILLE, P.S.C. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: EYE CENTERS OF LOUISVILLE, P.S.C. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: EYE CENTERS OF LOUISVILLE, P.S.C. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	EYE CENTERS OF LOUISVILLE, P.S.C.
Employer identification number (EIN):	611212775
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)