BLUEGRASS ORTHOPAEDICS & HAND CARE, PSC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan BLUEGRASS ORTHOPAEDICS 401K PSP
| Measure | Date | Value |
|---|
| 2015: BLUEGRASS ORTHOPAEDICS 401K PSP 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 97 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 71 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 1 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 0 |
| Total of all active and inactive participants | 2015-01-01 | 72 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 72 |
| Number of participants with account balances | 2015-01-01 | 65 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
| 2014: BLUEGRASS ORTHOPAEDICS 401K PSP 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 92 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 73 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 30 |
| Total of all active and inactive participants | 2014-01-01 | 103 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 103 |
| Number of participants with account balances | 2014-01-01 | 73 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
| 2013: BLUEGRASS ORTHOPAEDICS 401K PSP 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 90 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 74 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 4 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 11 |
| Total of all active and inactive participants | 2013-01-01 | 89 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 89 |
| Number of participants with account balances | 2013-01-01 | 75 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 3 |
| 2012: BLUEGRASS ORTHOPAEDICS 401K PSP 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 105 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 73 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 15 |
| Total of all active and inactive participants | 2012-01-01 | 88 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 88 |
| Number of participants with account balances | 2012-01-01 | 74 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
| 2011: BLUEGRASS ORTHOPAEDICS 401K PSP 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 85 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 88 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 13 |
| Total of all active and inactive participants | 2011-01-01 | 101 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 101 |
| Number of participants with account balances | 2011-01-01 | 72 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 1 |
| Measure | Date | Value |
|---|
| 2015 : BLUEGRASS ORTHOPAEDICS 401K PSP 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $472,353 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $464,041 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $464,041 |
| Total plan assets at end of year | 2015-12-31 | $6,453,112 |
| Total plan assets at beginning of year | 2015-12-31 | $6,444,800 |
| Value of fidelity bond covering the plan | 2015-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $381,371 |
| Contributions received from other sources (not participants or employers) | 2015-12-31 | $450 |
| Other income received | 2015-12-31 | $-151,147 |
| Net income (gross income less expenses) | 2015-12-31 | $8,312 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $6,453,112 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $6,444,800 |
| Assets. Value of participant loans | 2015-12-31 | $126,439 |
| Assets. Value of assets in partnership/joint-venture interests | 2015-12-31 | $351,488 |
| Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102 | 2015-12-31 | $185,643 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $241,679 |
| 2014 : BLUEGRASS ORTHOPAEDICS 401K PSP 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $695,504 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $414,801 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $401,283 |
| Total plan assets at end of year | 2014-12-31 | $6,589,984 |
| Total plan assets at beginning of year | 2014-12-31 | $6,309,281 |
| Value of fidelity bond covering the plan | 2014-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $298,770 |
| Contributions received from other sources (not participants or employers) | 2014-12-31 | $21,676 |
| Other income received | 2014-12-31 | $248,751 |
| Net income (gross income less expenses) | 2014-12-31 | $280,703 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $6,589,984 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $6,309,281 |
| Assets. Value of participant loans | 2014-12-31 | $299,345 |
| Assets. Value of assets in partnership/joint-venture interests | 2014-12-31 | $497,000 |
| Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102 | 2014-12-31 | $298,770 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $126,307 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $13,518 |
| 2013 : BLUEGRASS ORTHOPAEDICS 401K PSP 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $1,167,368 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $169,962 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $169,962 |
| Total plan assets at end of year | 2013-12-31 | $6,309,281 |
| Total plan assets at beginning of year | 2013-12-31 | $5,311,875 |
| Value of fidelity bond covering the plan | 2013-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $323,532 |
| Contributions received from other sources (not participants or employers) | 2013-12-31 | $5,697 |
| Other income received | 2013-12-31 | $676,779 |
| Net income (gross income less expenses) | 2013-12-31 | $997,406 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $6,309,281 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $5,311,875 |
| Assets. Value of participant loans | 2013-12-31 | $354,029 |
| Assets. Value of assets in partnership/joint-venture interests | 2013-12-31 | $497,000 |
| Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102 | 2013-12-31 | $323,532 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $161,360 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| 2012 : BLUEGRASS ORTHOPAEDICS 401K PSP 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $715,181 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $75,554 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $75,554 |
| Total plan assets at end of year | 2012-12-31 | $5,036,429 |
| Total plan assets at beginning of year | 2012-12-31 | $4,396,802 |
| Value of fidelity bond covering the plan | 2012-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2012-12-31 | $318,185 |
| Other income received | 2012-12-31 | $242,400 |
| Net income (gross income less expenses) | 2012-12-31 | $639,627 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $5,036,429 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $4,396,802 |
| Assets. Value of assets in partnership/joint-venture interests | 2012-12-31 | $433,029 |
| Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102 | 2012-12-31 | $223,945 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $154,596 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| 2011 : BLUEGRASS ORTHOPAEDICS 401K PSP 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $723,843 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $367,862 |
| Total plan assets at end of year | 2011-12-31 | $4,392,182 |
| Total plan assets at beginning of year | 2011-12-31 | $4,036,201 |
| Value of fidelity bond covering the plan | 2011-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $312,934 |
| Contributions received from other sources (not participants or employers) | 2011-12-31 | $1,697 |
| Other income received | 2011-12-31 | $247,255 |
| Net income (gross income less expenses) | 2011-12-31 | $355,981 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $4,392,182 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $4,036,201 |
| Assets. Value of assets in partnership/joint-venture interests | 2011-12-31 | $952,015 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $161,957 |
| Value of corrective distributions | 2011-12-31 | $367,862 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| 2010 : BLUEGRASS ORTHOPAEDICS 401K PSP 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $830,623 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $195,500 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $195,500 |
| Total plan assets at end of year | 2010-12-31 | $4,036,201 |
| Total plan assets at beginning of year | 2010-12-31 | $3,401,078 |
| Value of fidelity bond covering the plan | 2010-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2010-12-31 | $296,684 |
| Other income received | 2010-12-31 | $381,361 |
| Net income (gross income less expenses) | 2010-12-31 | $635,123 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $4,036,201 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $3,401,078 |
| Assets. Value of assets in partnership/joint-venture interests | 2010-12-31 | $507,000 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $152,578 |
| 2015: BLUEGRASS ORTHOPAEDICS 401K PSP 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Submission has been amended | Yes |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: BLUEGRASS ORTHOPAEDICS 401K PSP 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Submission has been amended | Yes |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: BLUEGRASS ORTHOPAEDICS 401K PSP 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Submission has been amended | Yes |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: BLUEGRASS ORTHOPAEDICS 401K PSP 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | Yes |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: BLUEGRASS ORTHOPAEDICS 401K PSP 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 ) |
| Policy contract number | 999729-000 |
| Policy instance | 1 |
| Insurance contract or identification number | 999729-000 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $13,618 | | Total amount of fees paid to insurance company | USD $5,351 | | Commission paid to Insurance Broker | USD $13,618 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 5351 | | Insurance broker name | MCGREGOR & ASSOCIATES, INC. |
|
| TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 ) |
| Policy contract number | 999729-000 |
| Policy instance | 1 |
| Insurance contract or identification number | 999729-000 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $12,784 | | Total amount of fees paid to insurance company | USD $5,119 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Commission paid to Insurance Broker | USD $12,784 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 5119 | | Insurance broker name | MCGREGOR & ASSOCIATES, INC. |
|
| TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 ) |
| Policy contract number | 999729-000 |
| Policy instance | 1 |
| Insurance contract or identification number | 999729-000 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $15,722 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Commission paid to Insurance Broker | USD $11,315 | | Insurance broker organization code? | 3 | | Insurance broker name | MCGREGOR & ASSOCIATES, INC. |
|
| TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 ) |
| Policy contract number | 999729-000 |
| Policy instance | 1 |
| Insurance contract or identification number | 999729-000 | | Number of Individuals Covered | 74 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $9,560 | | Total amount of fees paid to insurance company | USD $3,751 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No |
|
| TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 ) |
| Policy contract number | 999729-000 |
| Policy instance | 1 |
| Insurance contract or identification number | 999729-000 | | Number of Individuals Covered | 101 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $8,862 | | Total amount of fees paid to insurance company | USD $3,547 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No |
|
| TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 ) |
| Policy contract number | 999729-000 |
| Policy instance | 1 |
| Insurance contract or identification number | 999729-000 | | Number of Individuals Covered | 85 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $7,808 | | Total amount of fees paid to insurance company | USD $3,005 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No |
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