401k Plan data: UNIVERSITY SURGICAL ASSOCIATES, PSC PROFIT SHARING PLAN plan

UNIVERSITY SURGICAL ASSOCIATES, PSC PROFIT SHARING PLAN 401k Plan overview

Plan Name	UNIVERSITY SURGICAL ASSOCIATES, PSC PROFIT SHARING PLAN
Plan identification number	002

UNIVERSITY SURGICAL ASSOCIATES, PSC PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UNIVERSITY SURGICAL ASSOCIATES has sponsored the creation of one or more 401k plans.

Company Name: UNIVERSITY SURGICAL ASSOCIATES

Employer identification number (EIN): 611287050

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSITY SURGICAL ASSOCIATES, PSC PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2014-01-01 KELLY M. MCMASTERS KELLY M. MCMASTERS 2014-07-25
002 2013-01-01 KELLY M. MCMASTERS KELLY M. MCMASTERS 2014-07-25
002 2012-01-01 KELLY M. MCMASTERS KELLY M. MCMASTERS 2013-10-13
002 2011-01-01 KELLY M. MCMASTERS KELLY M. MCMASTERS 2012-08-27
002 2009-01-01 KELLY M MCMASTERS KELLY M MCMASTERS 2010-08-19

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2014-01-01	KELLY M. MCMASTERS	KELLY M. MCMASTERS	2014-07-25
002	2013-01-01	KELLY M. MCMASTERS	KELLY M. MCMASTERS	2014-07-25
002	2012-01-01	KELLY M. MCMASTERS	KELLY M. MCMASTERS	2013-10-13
002	2011-01-01	KELLY M. MCMASTERS	KELLY M. MCMASTERS	2012-08-27
002	2009-01-01	KELLY M MCMASTERS	KELLY M MCMASTERS	2010-08-19

Plan Statistics for UNIVERSITY SURGICAL ASSOCIATES, PSC PROFIT SHARING PLAN

401k plan membership statisitcs for UNIVERSITY SURGICAL ASSOCIATES, PSC PROFIT SHARING PLAN

Measure Date Value
2014: UNIVERSITY SURGICAL ASSOCIATES, PSC PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: UNIVERSITY SURGICAL ASSOCIATES, PSC PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 140
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 2
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 1
Total of all active and inactive participants 2013-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 4
Number of participants with account balances 2013-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: UNIVERSITY SURGICAL ASSOCIATES, PSC PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 185
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 2
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 137
Total of all active and inactive participants 2012-01-01 139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 140
Number of participants with account balances 2012-01-01 137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1
2011: UNIVERSITY SURGICAL ASSOCIATES, PSC PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 183
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 131
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 34
Total of all active and inactive participants 2011-01-01 166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 167
Number of participants with account balances 2011-01-01 144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: UNIVERSITY SURGICAL ASSOCIATES, PSC PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 171
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 123
Number of retired or separated participants receiving benefits 2009-01-01 1
Number of other retired or separated participants entitled to future benefits 2009-01-01 30
Total of all active and inactive participants 2009-01-01 154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 155
Number of participants with account balances 2009-01-01 136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: UNIVERSITY SURGICAL ASSOCIATES, PSC PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: UNIVERSITY SURGICAL ASSOCIATES, PSC PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	140
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	2
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	1
Total of all active and inactive participants	2013-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	4
Number of participants with account balances	2013-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: UNIVERSITY SURGICAL ASSOCIATES, PSC PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	185
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	2
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	137
Total of all active and inactive participants	2012-01-01	139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	140
Number of participants with account balances	2012-01-01	137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: UNIVERSITY SURGICAL ASSOCIATES, PSC PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	183
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	131
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	34
Total of all active and inactive participants	2011-01-01	166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	167
Number of participants with account balances	2011-01-01	144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: UNIVERSITY SURGICAL ASSOCIATES, PSC PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	171
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	123
Number of retired or separated participants receiving benefits	2009-01-01	1
Number of other retired or separated participants entitled to future benefits	2009-01-01	30
Total of all active and inactive participants	2009-01-01	154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	155
Number of participants with account balances	2009-01-01	136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on UNIVERSITY SURGICAL ASSOCIATES, PSC PROFIT SHARING PLAN

Measure	Date	Value
2014 : UNIVERSITY SURGICAL ASSOCIATES, PSC PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-03-07	$2
Expenses. Total of all expenses incurred	2014-03-07	$1,259
Benefits paid (including direct rollovers)	2014-03-07	$1,259
Total plan assets at end of year	2014-03-07	$0
Total plan assets at beginning of year	2014-03-07	$1,257
Value of fidelity bond covering the plan	2014-03-07	$500,000
Other income received	2014-03-07	$2
Net income (gross income less expenses)	2014-03-07	$-1,257
Net plan assets at end of year (total assets less liabilities)	2014-03-07	$0
Net plan assets at beginning of year (total assets less liabilities)	2014-03-07	$1,257
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-03-07	$0
2013 : UNIVERSITY SURGICAL ASSOCIATES, PSC PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,874,415
Total loss/gain on sale of assets	2013-12-31	$25,908
Total of all expenses incurred	2013-12-31	$16,391,187
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$16,391,187
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$0
Value of total assets at end of year	2013-12-31	$1,257
Value of total assets at beginning of year	2013-12-31	$14,518,029
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$0
Total interest from all sources	2013-12-31	$201
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$137,576
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$125,550
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Other income not declared elsewhere	2013-12-31	$1,524
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-14,516,772
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$1,257
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$14,518,029
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$11,665,908
Value of interest in common/collective trusts at end of year	2013-12-31	$1,234
Value of interest in common/collective trusts at beginning of year	2013-12-31	$697,168
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$23
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$1,826,766
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$1,826,766
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$201
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$107,674
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,724,680
Net investment gain or loss from common/collective trusts	2013-12-31	$-15,474
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Income. Dividends from common stock	2013-12-31	$12,026
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$16,391,187
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$220,513
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$340,120
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$314,212
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BLUE & CO., LLC
Accountancy firm EIN	2013-12-31	351178661
2012 : UNIVERSITY SURGICAL ASSOCIATES, PSC PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$23,731
Total unrealized appreciation/depreciation of assets	2012-12-31	$23,731
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$2,726,887
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$5,730,467
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$5,711,645
Value of total corrective distributions	2012-12-31	$18,722
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$692,828
Value of total assets at end of year	2012-12-31	$14,518,029
Value of total assets at beginning of year	2012-12-31	$17,521,609
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$100
Total interest from all sources	2012-12-31	$5,366
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$342,327
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$334,696
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$57,523
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$239,018
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$744
Other income not declared elsewhere	2012-12-31	$4,008
Administrative expenses (other) incurred	2012-12-31	$100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-3,003,580
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$14,518,029
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$17,521,609
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$11,665,908
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$14,164,799
Interest on participant loans	2012-12-31	$5,366
Value of interest in common/collective trusts at end of year	2012-12-31	$697,168
Value of interest in common/collective trusts at beginning of year	2012-12-31	$994,968
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$1,826,766
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$1,830,547
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$1,830,547
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$107,674
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$189,357
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,648,319
Net investment gain or loss from common/collective trusts	2012-12-31	$10,308
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$635,305
Income. Dividends from common stock	2012-12-31	$7,631
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$5,711,645
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$220,513
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$102,176
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BLUE & CO., LLC
Accountancy firm EIN	2012-12-31	351178661
2011 : UNIVERSITY SURGICAL ASSOCIATES, PSC PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-2,917
Total unrealized appreciation/depreciation of assets	2011-12-31	$-2,917
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$530,994
Total loss/gain on sale of assets	2011-12-31	$-914
Total of all expenses incurred	2011-12-31	$316,784
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$315,984
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$787,838
Value of total assets at end of year	2011-12-31	$17,521,609
Value of total assets at beginning of year	2011-12-31	$17,307,399
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$800
Total interest from all sources	2011-12-31	$9,937
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$334,478
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$331,592
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$216,729
Participant contributions at end of year	2011-12-31	$239,018
Participant contributions at beginning of year	2011-12-31	$239,673
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$744
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$858
Other income not declared elsewhere	2011-12-31	$4,677
Administrative expenses (other) incurred	2011-12-31	$800
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$214,210
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$17,521,609
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$17,307,399
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$14,164,799
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$14,626,352
Interest on participant loans	2011-12-31	$9,718
Value of interest in common/collective trusts at end of year	2011-12-31	$994,968
Value of interest in common/collective trusts at beginning of year	2011-12-31	$355,861
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$1,830,547
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$1,802,536
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$1,802,536
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$219
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$189,357
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$184,680
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-641,561
Net investment gain or loss from common/collective trusts	2011-12-31	$39,456
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$571,109
Income. Dividends from common stock	2011-12-31	$2,886
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$315,984
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$102,176
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$97,439
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$20,111
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$21,025
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BLUE & CO., LLC
Accountancy firm EIN	2011-12-31	351178661
2010 : UNIVERSITY SURGICAL ASSOCIATES, PSC PROFIT SHARING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$22,163
Total unrealized appreciation/depreciation of assets	2010-12-31	$22,163
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$2,743,784
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$503,125
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$501,772
Value of total corrective distributions	2010-12-31	$503
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$829,656
Value of total assets at end of year	2010-12-31	$17,307,399
Value of total assets at beginning of year	2010-12-31	$15,066,740
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$850
Total interest from all sources	2010-12-31	$13,871
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$295,399
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$294,806
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$241,787
Participant contributions at end of year	2010-12-31	$239,673
Participant contributions at beginning of year	2010-12-31	$274,197
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$858
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$358
Other income not declared elsewhere	2010-12-31	$4,298
Administrative expenses (other) incurred	2010-12-31	$850
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$2,240,659
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$17,307,399
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$15,066,740
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$14,626,352
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$12,371,480
Interest on participant loans	2010-12-31	$13,652
Value of interest in common/collective trusts at end of year	2010-12-31	$355,861
Value of interest in common/collective trusts at beginning of year	2010-12-31	$409,571
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$1,802,536
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$1,790,607
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$1,790,607
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$219
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$184,680
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$180,382
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,560,030
Net investment gain or loss from common/collective trusts	2010-12-31	$18,367
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$587,869
Income. Dividends from common stock	2010-12-31	$593
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$501,772
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$97,439
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$40,145
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	BLUE & CO., LLC
Accountancy firm EIN	2010-12-31	351178661
2009 : UNIVERSITY SURGICAL ASSOCIATES, PSC PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for UNIVERSITY SURGICAL ASSOCIATES, PSC PROFIT SHARING PLAN

2014: UNIVERSITY SURGICAL ASSOCIATES, PSC PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: UNIVERSITY SURGICAL ASSOCIATES, PSC PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: UNIVERSITY SURGICAL ASSOCIATES, PSC PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: UNIVERSITY SURGICAL ASSOCIATES, PSC PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: UNIVERSITY SURGICAL ASSOCIATES, PSC PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	UNIVERSITY SURGICAL ASSOCIATES
Employer identification number (EIN):	611287050
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)