| Plan Name | THE PROFESSIONAL ALLIANCE, INC. 401(K) PS PLAN |
| Plan identification number | 001 |
| 401k Plan Type | Defined Contribution Pension |
| Plan Features/Benefits |
|
| Company Name: | THE PROFESSIONAL ALLIANCE, INC. |
| Employer identification number (EIN): | 611444805 |
| NAIC Classification: | 523110 |
| NAIC Description: | Investment Banking and Securities Dealing |
| Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
|---|---|---|---|---|---|
| 001 | 2018-01-01 | ||||
| 001 | 2017-01-01 | ||||
| 001 | 2016-01-01 | ||||
| 001 | 2015-01-01 | DOUGLAS TARELLA | 2016-03-29 | ||
| 001 | 2013-01-01 | DOUGLAS TARELLA | 2014-05-01 | ||
| 001 | 2012-01-01 | DOUGLAS TARELLA | 2013-04-23 | ||
| 001 | 2010-01-01 | DOUGLAS TARELLA | 2011-03-16 |