OAK RIDGE ASSOCIATED UNIVERSITIES has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2024 : OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2024 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2024-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2024-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2024-01-01 | $0 |
| Total income from all sources (including contributions) | 2024-01-01 | $50,789,799 |
| Total loss/gain on sale of assets | 2024-01-01 | $0 |
| Total of all expenses incurred | 2024-01-01 | $27,426,662 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2024-01-01 | $27,179,184 |
| Expenses. Certain deemed distributions of participant loans | 2024-01-01 | $156,990 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2024-01-01 | $15,074,183 |
| Value of total assets at end of year | 2024-01-01 | $359,239,994 |
| Value of total assets at beginning of year | 2024-01-01 | $335,876,857 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2024-01-01 | $90,488 |
| Total interest from all sources | 2024-01-01 | $4,823,380 |
| Total dividends received (eg from common stock, registered investment company shares) | 2024-01-01 | $6,710,979 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2024-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2024-01-01 | $6,710,979 |
| Was this plan covered by a fidelity bond | 2024-01-01 | Yes |
| Value of fidelity bond cover | 2024-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2024-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2024-01-01 | No |
| Contributions received from participants | 2024-01-01 | $7,186,347 |
| Participant contributions at end of year | 2024-01-01 | $1,050,260 |
| Participant contributions at beginning of year | 2024-01-01 | $1,073,744 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2024-01-01 | $1,587,775 |
| Other income not declared elsewhere | 2024-01-01 | $236,190 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2024-01-01 | No |
| Value of net income/loss | 2024-01-01 | $23,363,137 |
| Value of net assets at end of year (total assets less liabilities) | 2024-01-01 | $359,239,994 |
| Value of net assets at beginning of year (total assets less liabilities) | 2024-01-01 | $335,876,857 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2024-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2024-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2024-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2024-01-01 | $239,268,624 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2024-01-01 | $207,914,204 |
| Value of interest in pooled separate accounts at end of year | 2024-01-01 | $8,850,656 |
| Value of interest in pooled separate accounts at beginning of year | 2024-01-01 | $15,681,442 |
| Interest on participant loans | 2024-01-01 | $88,941 |
| Interest earned on other investments | 2024-01-01 | $4,734,439 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2024-01-01 | $101,183 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2024-01-01 | $109,969,271 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2024-01-01 | $111,102,354 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2024-01-01 | $24,351,674 |
| Net investment gain/loss from pooled separate accounts | 2024-01-01 | $-406,607 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2024-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2024-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2024-01-01 | No |
| Contributions received in cash from employer | 2024-01-01 | $6,300,061 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2024-01-01 | $27,179,184 |
| Did the plan have assets held for investment | 2024-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2024-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2024-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2024-01-01 | 1 |
| Accountancy firm name | 2024-01-01 | LBMC, PC |
| Accountancy firm EIN | 2024-01-01 | 621199757 |
| 2023 : OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $50,545,253 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $14,054,797 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $13,987,009 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $13,654,548 |
| Value of total assets at end of year | 2023-12-31 | $335,876,857 |
| Value of total assets at beginning of year | 2023-12-31 | $299,386,401 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $67,788 |
| Total interest from all sources | 2023-12-31 | $162,669 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $6,032,368 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $6,032,368 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $6,551,385 |
| Participant contributions at end of year | 2023-12-31 | $1,073,744 |
| Participant contributions at beginning of year | 2023-12-31 | $1,068,155 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $1,517,563 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $36,490,456 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $335,876,857 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $299,386,401 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $207,914,204 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $171,830,581 |
| Value of interest in pooled separate accounts at end of year | 2023-12-31 | $15,681,442 |
| Value of interest in pooled separate accounts at beginning of year | 2023-12-31 | $17,756,685 |
| Interest on participant loans | 2023-12-31 | $59,297 |
| Interest earned on other investments | 2023-12-31 | $103,372 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-12-31 | $105,113 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2023-12-31 | $48,359 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2023-12-31 | $48,359 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-12-31 | $111,102,354 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-12-31 | $108,682,621 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $32,375,313 |
| Net investment gain/loss from pooled separate accounts | 2023-12-31 | $-1,679,645 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $5,585,600 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $13,987,009 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | LBMC, PC |
| Accountancy firm EIN | 2023-12-31 | 621199757 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $50,545,253 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $14,054,797 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $13,987,009 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $13,654,548 |
| Value of total assets at end of year | 2023-01-01 | $335,876,857 |
| Value of total assets at beginning of year | 2023-01-01 | $299,386,401 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $67,788 |
| Total interest from all sources | 2023-01-01 | $162,669 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $6,032,368 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $6,032,368 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $6,551,385 |
| Participant contributions at end of year | 2023-01-01 | $1,073,744 |
| Participant contributions at beginning of year | 2023-01-01 | $1,068,155 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $1,517,563 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $36,490,456 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $335,876,857 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $299,386,401 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $207,914,204 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $171,830,581 |
| Value of interest in pooled separate accounts at end of year | 2023-01-01 | $15,681,442 |
| Value of interest in pooled separate accounts at beginning of year | 2023-01-01 | $17,756,685 |
| Interest on participant loans | 2023-01-01 | $59,297 |
| Interest earned on other investments | 2023-01-01 | $103,372 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-01-01 | $105,113 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-01-01 | $111,102,354 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-01-01 | $108,682,621 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $32,375,313 |
| Net investment gain/loss from pooled separate accounts | 2023-01-01 | $-1,679,645 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $5,585,600 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $13,987,009 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | LBMC, PC |
| Accountancy firm EIN | 2023-01-01 | 621199757 |
| 2022 : OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2022 401k financial data |
|---|
| Total income from all sources (including contributions) | 2022-12-31 | $-24,331,872 |
| Total of all expenses incurred | 2022-12-31 | $23,115,991 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $22,981,282 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $11,856,487 |
| Value of total assets at end of year | 2022-12-31 | $299,386,401 |
| Value of total assets at beginning of year | 2022-12-31 | $346,834,264 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $134,709 |
| Total interest from all sources | 2022-12-31 | $4,147,257 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $1,233,220 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $1,233,220 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $5,889,704 |
| Participant contributions at end of year | 2022-12-31 | $1,068,155 |
| Participant contributions at beginning of year | 2022-12-31 | $865,433 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $1,088,894 |
| Other income not declared elsewhere | 2022-12-31 | $163,788 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-47,447,863 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $299,386,401 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $346,834,264 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Investment advisory and management fees | 2022-12-31 | $11,046 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $171,830,581 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $236,962,016 |
| Value of interest in pooled separate accounts at end of year | 2022-12-31 | $17,756,685 |
| Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $19,154,074 |
| Interest on participant loans | 2022-12-31 | $43,238 |
| Interest earned on other investments | 2022-12-31 | $4,104,019 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $48,359 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $76,834 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $76,834 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $108,682,621 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $89,775,907 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2022-12-31 | $2,868,359 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-42,793,817 |
| Net investment gain/loss from pooled separate accounts | 2022-12-31 | $1,061,193 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | Yes |
| Contributions received in cash from employer | 2022-12-31 | $4,877,889 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $20,112,923 |
| Contract administrator fees | 2022-12-31 | $123,663 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-12-31 | No |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | LBMC, PC |
| Accountancy firm EIN | 2022-12-31 | 621199757 |
| Total income from all sources (including contributions) | 2022-01-01 | $-24,331,872 |
| Total of all expenses incurred | 2022-01-01 | $23,115,991 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $22,981,282 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $11,856,487 |
| Value of total assets at end of year | 2022-01-01 | $299,386,401 |
| Value of total assets at beginning of year | 2022-01-01 | $346,834,264 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $134,709 |
| Total interest from all sources | 2022-01-01 | $4,147,257 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $1,233,220 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $1,233,220 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $5,889,704 |
| Participant contributions at end of year | 2022-01-01 | $1,068,155 |
| Participant contributions at beginning of year | 2022-01-01 | $865,433 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $1,088,894 |
| Other income not declared elsewhere | 2022-01-01 | $163,788 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-47,447,863 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $299,386,401 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $346,834,264 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Investment advisory and management fees | 2022-01-01 | $11,046 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $171,830,581 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $236,962,016 |
| Value of interest in pooled separate accounts at end of year | 2022-01-01 | $17,756,685 |
| Value of interest in pooled separate accounts at beginning of year | 2022-01-01 | $19,154,074 |
| Interest on participant loans | 2022-01-01 | $43,238 |
| Interest earned on other investments | 2022-01-01 | $4,104,019 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-01-01 | $48,359 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-01-01 | $108,682,621 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-01-01 | $89,775,907 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2022-01-01 | $2,868,359 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-42,793,817 |
| Net investment gain/loss from pooled separate accounts | 2022-01-01 | $1,061,193 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | Yes |
| Contributions received in cash from employer | 2022-01-01 | $4,877,889 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $20,112,923 |
| Contract administrator fees | 2022-01-01 | $123,663 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-01-01 | No |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | LBMC, PC |
| Accountancy firm EIN | 2022-01-01 | 621199757 |
| 2021 : OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2021 401k financial data |
|---|
| Total income from all sources (including contributions) | 2021-12-31 | $49,779,244 |
| Total of all expenses incurred | 2021-12-31 | $20,231,005 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $20,178,022 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $11,866,823 |
| Value of total assets at end of year | 2021-12-31 | $346,834,264 |
| Value of total assets at beginning of year | 2021-12-31 | $317,286,025 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $52,983 |
| Total interest from all sources | 2021-12-31 | $3,099,249 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $5,810,117 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $5,810,117 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $5,268,621 |
| Participant contributions at end of year | 2021-12-31 | $865,433 |
| Participant contributions at beginning of year | 2021-12-31 | $619,419 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $1,902,599 |
| Other income not declared elsewhere | 2021-12-31 | $216,225 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $29,548,239 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $346,834,264 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $317,286,025 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Investment advisory and management fees | 2021-12-31 | $17,522 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $236,962,016 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $210,504,007 |
| Value of interest in pooled separate accounts at end of year | 2021-12-31 | $19,154,074 |
| Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $16,869,588 |
| Interest on participant loans | 2021-12-31 | $37,188 |
| Interest earned on other investments | 2021-12-31 | $3,062,061 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $76,834 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $125,183 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $125,183 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $89,775,907 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $89,167,828 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2021-12-31 | $805,313 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $26,809,198 |
| Net investment gain/loss from pooled separate accounts | 2021-12-31 | $1,977,632 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | Yes |
| Contributions received in cash from employer | 2021-12-31 | $4,695,603 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $19,372,709 |
| Contract administrator fees | 2021-12-31 | $35,461 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | No |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | LBMC, PC |
| Accountancy firm EIN | 2021-12-31 | 621199757 |
| 2020 : OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2020 401k financial data |
|---|
| Total income from all sources (including contributions) | 2020-12-31 | $50,834,695 |
| Total of all expenses incurred | 2020-12-31 | $22,527,780 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $22,509,804 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $14,010,239 |
| Value of total assets at end of year | 2020-12-31 | $317,286,025 |
| Value of total assets at beginning of year | 2020-12-31 | $288,979,110 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $17,976 |
| Total interest from all sources | 2020-12-31 | $3,395,254 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $1,397,699 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $1,397,699 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $5,630,117 |
| Participant contributions at end of year | 2020-12-31 | $619,419 |
| Participant contributions at beginning of year | 2020-12-31 | $265,784 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $3,391,751 |
| Other income not declared elsewhere | 2020-12-31 | $206,561 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $28,306,915 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $317,286,025 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $288,979,110 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Investment advisory and management fees | 2020-12-31 | $12,604 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $210,504,007 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $181,170,898 |
| Value of interest in pooled separate accounts at end of year | 2020-12-31 | $16,869,588 |
| Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $17,293,544 |
| Interest on participant loans | 2020-12-31 | $21,447 |
| Interest earned on other investments | 2020-12-31 | $3,373,807 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $125,183 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $99,315 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $99,315 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $89,167,828 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $90,149,569 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2020-12-31 | $3,219,761 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $31,920,154 |
| Net investment gain/loss from pooled separate accounts | 2020-12-31 | $-95,212 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $4,988,371 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $19,290,043 |
| Contract administrator fees | 2020-12-31 | $5,372 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-12-31 | No |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | LBMC, PC |
| Accountancy firm EIN | 2020-12-31 | 621199757 |
| 2019 : OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2019 401k financial data |
|---|
| Total transfer of assets to this plan | 2019-12-31 | $97,531,245 |
| Total income from all sources (including contributions) | 2019-12-31 | $54,118,707 |
| Total of all expenses incurred | 2019-12-31 | $20,984,579 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $20,974,540 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $12,308,375 |
| Value of total assets at end of year | 2019-12-31 | $288,979,110 |
| Value of total assets at beginning of year | 2019-12-31 | $158,313,737 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $10,039 |
| Total interest from all sources | 2019-12-31 | $3,446,376 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $1,095,646 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $1,095,646 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $5,242,295 |
| Participant contributions at end of year | 2019-12-31 | $265,784 |
| Participant contributions at beginning of year | 2019-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $2,530,859 |
| Other income not declared elsewhere | 2019-12-31 | $155,386 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $33,134,128 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $288,979,110 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $158,313,737 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Investment advisory and management fees | 2019-12-31 | $9,796 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $181,170,898 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $85,790,637 |
| Value of interest in pooled separate accounts at end of year | 2019-12-31 | $17,293,544 |
| Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $6,068,940 |
| Interest on participant loans | 2019-12-31 | $2,184 |
| Interest earned on other investments | 2019-12-31 | $3,444,192 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $99,315 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $90,149,569 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $66,454,160 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2019-12-31 | $1,276,752 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $36,540,405 |
| Net investment gain/loss from pooled separate accounts | 2019-12-31 | $572,519 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $4,535,221 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $19,697,788 |
| Contract administrator fees | 2019-12-31 | $243 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | No |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | LBMC, PC |
| Accountancy firm EIN | 2019-12-31 | 621199757 |
| 2018 : OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2018 401k financial data |
|---|
| Total income from all sources (including contributions) | 2018-12-31 | $1,663,643 |
| Total of all expenses incurred | 2018-12-31 | $11,958,657 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $11,957,092 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $5,241,140 |
| Value of total assets at end of year | 2018-12-31 | $158,313,737 |
| Value of total assets at beginning of year | 2018-12-31 | $168,608,751 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $1,565 |
| Total interest from all sources | 2018-12-31 | $2,816,564 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $2,322,958 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $2,322,958 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $1,475,926 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $300,475 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2018-12-31 | $15,211 |
| Other income not declared elsewhere | 2018-12-31 | $62,622 |
| Administrative expenses (other) incurred | 2018-12-31 | $1,449 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-10,295,014 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $158,313,737 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $168,608,751 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Investment advisory and management fees | 2018-12-31 | $116 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $85,790,637 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $95,327,232 |
| Value of interest in pooled separate accounts at end of year | 2018-12-31 | $6,068,940 |
| Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $5,977,241 |
| Interest on participant loans | 2018-12-31 | $0 |
| Interest earned on other investments | 2018-12-31 | $2,816,564 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $66,454,160 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $67,304,278 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2018-12-31 | $1,487,335 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-9,065,972 |
| Net investment gain/loss from pooled separate accounts | 2018-12-31 | $286,331 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $3,464,739 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $10,454,546 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | LBMC, PC |
| Accountancy firm EIN | 2018-12-31 | 621199757 |
| 2017 : OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2017 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $69,625 |
| Total income from all sources (including contributions) | 2017-12-31 | $24,220,789 |
| Total of all expenses incurred | 2017-12-31 | $10,011,358 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $10,011,358 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $5,417,394 |
| Value of total assets at end of year | 2017-12-31 | $168,608,751 |
| Value of total assets at beginning of year | 2017-12-31 | $154,468,945 |
| Total interest from all sources | 2017-12-31 | $2,737,252 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $1,694,688 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $1,694,688 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $1,376,453 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $619,312 |
| Liabilities. Value of operating payables at end of year | 2017-12-31 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $69,625 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $14,209,431 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $168,608,751 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $154,399,320 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $95,327,232 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $81,081,756 |
| Value of interest in pooled separate accounts at end of year | 2017-12-31 | $5,977,241 |
| Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $5,920,347 |
| Interest on participant loans | 2017-12-31 | $10 |
| Interest earned on other investments | 2017-12-31 | $2,737,242 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $67,304,278 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $67,466,842 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $14,121,049 |
| Net investment gain/loss from pooled separate accounts | 2017-12-31 | $250,406 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $3,421,629 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $10,011,358 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | LBMC, PC |
| Accountancy firm EIN | 2017-12-31 | 621199757 |
| 2016 : OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2016 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $69,625 |
| Total income from all sources (including contributions) | 2016-12-31 | $14,056,563 |
| Total of all expenses incurred | 2016-12-31 | $8,895,253 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $8,895,253 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $4,852,195 |
| Value of total assets at end of year | 2016-12-31 | $154,468,945 |
| Value of total assets at beginning of year | 2016-12-31 | $149,238,010 |
| Total interest from all sources | 2016-12-31 | $3,003,763 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $989,958 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $989,958 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $1,386,252 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $51,201 |
| Other income not declared elsewhere | 2016-12-31 | $4 |
| Liabilities. Value of operating payables at end of year | 2016-12-31 | $69,625 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $5,161,310 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $154,399,320 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $149,238,010 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $81,081,756 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $76,676,801 |
| Value of interest in pooled separate accounts at end of year | 2016-12-31 | $5,920,347 |
| Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $5,080,784 |
| Interest on participant loans | 2016-12-31 | $6 |
| Interest earned on other investments | 2016-12-31 | $3,003,757 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $67,466,842 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $67,480,425 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $4,937,739 |
| Net investment gain/loss from pooled separate accounts | 2016-12-31 | $272,904 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $3,414,742 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $8,895,253 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | LBMC, PC |
| Accountancy firm EIN | 2016-12-31 | 621199757 |
| 2015 : OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2015 401k financial data |
|---|
| Total income from all sources (including contributions) | 2015-12-31 | $8,080,497 |
| Total of all expenses incurred | 2015-12-31 | $8,031,576 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $8,031,576 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $5,081,264 |
| Value of total assets at end of year | 2015-12-31 | $149,238,010 |
| Value of total assets at beginning of year | 2015-12-31 | $149,189,089 |
| Total interest from all sources | 2015-12-31 | $726,183 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $1,158,400 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $1,158,400 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $1,581,943 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $18,652 |
| Other income not declared elsewhere | 2015-12-31 | $2,116,693 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $48,921 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $149,238,010 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $149,189,089 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $76,676,801 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $77,229,966 |
| Value of interest in pooled separate accounts at end of year | 2015-12-31 | $5,080,784 |
| Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $4,275,958 |
| Interest earned on other investments | 2015-12-31 | $726,183 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $67,480,425 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $67,683,165 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-1,359,281 |
| Net investment gain/loss from pooled separate accounts | 2015-12-31 | $357,238 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $3,480,669 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $8,031,576 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | LBMC, PC |
| Accountancy firm EIN | 2015-12-31 | 621199757 |
| 2014 : OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2014 401k financial data |
|---|
| Total income from all sources (including contributions) | 2014-12-31 | $13,617,785 |
| Total of all expenses incurred | 2014-12-31 | $13,037,594 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $13,037,594 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $5,215,594 |
| Value of total assets at end of year | 2014-12-31 | $149,189,089 |
| Value of total assets at beginning of year | 2014-12-31 | $148,608,898 |
| Total interest from all sources | 2014-12-31 | $797,275 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $1,123,830 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $1,123,830 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $1,547,192 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $28,659 |
| Other income not declared elsewhere | 2014-12-31 | $2,093,295 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $580,191 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $149,189,089 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $148,608,898 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $77,229,966 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $77,698,517 |
| Value of interest in pooled separate accounts at end of year | 2014-12-31 | $4,275,958 |
| Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $4,347,277 |
| Interest earned on other investments | 2014-12-31 | $797,275 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $67,683,165 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $66,563,104 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $3,912,462 |
| Net investment gain/loss from pooled separate accounts | 2014-12-31 | $475,329 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $3,639,743 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $13,037,594 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | LATTIMORE BLACK MORGAN & CAIN PC |
| Accountancy firm EIN | 2014-12-31 | 621199757 |
| 2013 : OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2013 401k financial data |
|---|
| Total income from all sources (including contributions) | 2013-12-31 | $23,117,070 |
| Total of all expenses incurred | 2013-12-31 | $6,892,327 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $6,892,327 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $5,534,717 |
| Value of total assets at end of year | 2013-12-31 | $148,608,898 |
| Value of total assets at beginning of year | 2013-12-31 | $132,384,155 |
| Total interest from all sources | 2013-12-31 | $693,180 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $742,996 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $742,996 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $1,626,503 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $271,515 |
| Other income not declared elsewhere | 2013-12-31 | $2,042,887 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $16,224,743 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $148,608,898 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $132,384,155 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $77,698,517 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $63,886,829 |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $4,347,277 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $3,837,901 |
| Interest earned on other investments | 2013-12-31 | $693,180 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $66,563,104 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $64,659,425 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $13,729,263 |
| Net investment gain/loss from pooled separate accounts | 2013-12-31 | $374,027 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $3,636,699 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $6,892,327 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | LATTIMORE BLACK MORGAN & CAIN, PC |
| Accountancy firm EIN | 2013-12-31 | 621199757 |
| 2012 : OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2012 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $58,910 |
| Total income from all sources (including contributions) | 2012-12-31 | $17,230,778 |
| Total of all expenses incurred | 2012-12-31 | $7,258,491 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $7,258,491 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $6,218,574 |
| Value of total assets at end of year | 2012-12-31 | $132,384,155 |
| Value of total assets at beginning of year | 2012-12-31 | $122,470,778 |
| Total interest from all sources | 2012-12-31 | $599,742 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $344,142 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $344,142 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $1,767,619 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $280,628 |
| Other income not declared elsewhere | 2012-12-31 | $1,996,266 |
| Liabilities. Value of operating payables at end of year | 2012-12-31 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2012-12-31 | $58,910 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $9,972,287 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $132,384,155 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $122,411,868 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $63,886,829 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $55,771,695 |
| Value of interest in pooled separate accounts at end of year | 2012-12-31 | $3,837,901 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $3,348,591 |
| Interest earned on other investments | 2012-12-31 | $599,742 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $64,659,425 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $63,350,492 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $7,726,081 |
| Net investment gain/loss from pooled separate accounts | 2012-12-31 | $345,973 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $4,170,327 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $7,258,491 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | LATTIMORE BLACK MORGAN & CAIN PC |
| Accountancy firm EIN | 2012-12-31 | 621199757 |
| 2011 : OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2011 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $58,910 |
| Total income from all sources (including contributions) | 2011-12-31 | $7,279,853 |
| Total of all expenses incurred | 2011-12-31 | $6,651,508 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $6,651,508 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $5,962,799 |
| Value of total assets at end of year | 2011-12-31 | $122,470,778 |
| Value of total assets at beginning of year | 2011-12-31 | $121,783,523 |
| Total interest from all sources | 2011-12-31 | $591,998 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $233,160 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $233,160 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $1,752,727 |
| Other income not declared elsewhere | 2011-12-31 | $1,945,332 |
| Liabilities. Value of operating payables at end of year | 2011-12-31 | $58,910 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $628,345 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $122,411,868 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $121,783,523 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $55,771,695 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $57,029,787 |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $3,348,591 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $2,729,199 |
| Interest earned on other investments | 2011-12-31 | $591,998 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $63,350,492 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $62,024,537 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-1,816,329 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $362,893 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $4,210,072 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $6,651,508 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | LATTIMORE BLACK MORGAN & CAIN, PC |
| Accountancy firm EIN | 2011-12-31 | 621199757 |
| 2010 : OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2010 401k financial data |
|---|
| Total income from all sources (including contributions) | 2010-12-31 | $15,196,491 |
| Total of all expenses incurred | 2010-12-31 | $5,667,582 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $5,667,215 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $5,730,596 |
| Value of total assets at end of year | 2010-12-31 | $121,783,523 |
| Value of total assets at beginning of year | 2010-12-31 | $112,254,614 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $367 |
| Total interest from all sources | 2010-12-31 | $454,350 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $77,380 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $77,380 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $1,803,914 |
| Other income not declared elsewhere | 2010-12-31 | $1,897,245 |
| Administrative expenses (other) incurred | 2010-12-31 | $367 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $9,528,909 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $121,783,523 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $112,254,614 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $57,029,787 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $49,399,088 |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $2,729,199 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $2,036,284 |
| Interest earned on other investments | 2010-12-31 | $454,350 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $62,024,537 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $60,819,242 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $6,738,046 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $298,874 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $3,926,682 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $5,667,215 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | LATTIMORE BLACK MORGAN & CAIN, PC |
| Accountancy firm EIN | 2010-12-31 | 621199757 |
| 2009 : OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
