401k Plan data: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN plan

OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 401k Plan overview

Plan Name	OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN
Plan identification number	001

OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met. Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.

401k Sponsoring company profile

OAK RIDGE ASSOCIATED UNIVERSITIES has sponsored the creation of one or more 401k plans.

Company Name: OAK RIDGE ASSOCIATED UNIVERSITIES

Employer identification number (EIN): 620476816

NAIC Classification: 611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 MEGHAN MILLWOOD 2023-10-12
001 2021-01-01 MEGHAN MILLWOOD 2022-08-30
001 2020-01-01 MEGHAN MILLWOOD 2021-07-29
001 2019-01-01 MEGHAN MILLWOOD 2020-07-23
001 2018-01-01
001 2017-01-01 MEGHAN MILLWOOD
001 2016-01-01 MEGHAN MILLWOOD
001 2015-01-01 MEGHAN MILLWOOD
001 2014-01-01 MEGHAN MILLWOOD D.W. STANDLEY 2015-07-10
001 2013-01-01 MEGHAN MILLWOOD D.W. STANDLEY 2014-07-29
001 2012-01-01 MEGHAN MILLWOOD D.W. STANDLEY 2013-08-21
001 2011-01-01 PHILIP H. SARTELL D.W. STANDLEY 2012-06-22
001 2009-01-01 PHILIP H. SARTELL D.W. STANDLEY 2010-09-10

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	MEGHAN MILLWOOD	2023-10-12
001	2021-01-01	MEGHAN MILLWOOD	2022-08-30
001	2020-01-01	MEGHAN MILLWOOD	2021-07-29
001	2019-01-01	MEGHAN MILLWOOD	2020-07-23
001	2018-01-01
001	2017-01-01	MEGHAN MILLWOOD
001	2016-01-01	MEGHAN MILLWOOD
001	2015-01-01	MEGHAN MILLWOOD
001	2014-01-01	MEGHAN MILLWOOD		D.W. STANDLEY	2015-07-10
001	2013-01-01	MEGHAN MILLWOOD		D.W. STANDLEY	2014-07-29
001	2012-01-01	MEGHAN MILLWOOD		D.W. STANDLEY	2013-08-21
001	2011-01-01	PHILIP H. SARTELL		D.W. STANDLEY	2012-06-22
001	2009-01-01	PHILIP H. SARTELL		D.W. STANDLEY	2010-09-10

Plan Statistics for OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN

401k plan membership statisitcs for OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN

Measure Date Value
2022: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 1,801
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 799
Number of other retired or separated participants entitled to future benefits 2022-01-01 1,052
Total of all active and inactive participants 2022-01-01 1,851
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 46
Total participants 2022-01-01 1,897
Number of participants with account balances 2022-01-01 1,839
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 4
2021: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 1,855
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 764
Number of other retired or separated participants entitled to future benefits 2021-01-01 1,036
Total of all active and inactive participants 2021-01-01 1,800
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 41
Total participants 2021-01-01 1,841
Number of participants with account balances 2021-01-01 1,777
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 10
2020: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 1,891
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 785
Number of other retired or separated participants entitled to future benefits 2020-01-01 1,076
Total of all active and inactive participants 2020-01-01 1,861
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 10
Total participants 2020-01-01 1,871
Number of participants with account balances 2020-01-01 1,839
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 8
2019: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1,856
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 845
Number of other retired or separated participants entitled to future benefits 2019-01-01 1,040
Total of all active and inactive participants 2019-01-01 1,885
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 6
Total participants 2019-01-01 1,891
Number of participants with account balances 2019-01-01 1,858
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 6
2018: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 1,773
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 759
Number of other retired or separated participants entitled to future benefits 2018-01-01 961
Total of all active and inactive participants 2018-01-01 1,720
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 6
Total participants 2018-01-01 1,726
Number of participants with account balances 2018-01-01 1,703
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 58
2017: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1,778
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 889
Number of other retired or separated participants entitled to future benefits 2017-01-01 879
Total of all active and inactive participants 2017-01-01 1,768
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 5
Total participants 2017-01-01 1,773
Number of participants with account balances 2017-01-01 1,747
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 5
2016: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1,786
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 905
Number of other retired or separated participants entitled to future benefits 2016-01-01 873
Total of all active and inactive participants 2016-01-01 1,778
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 5
Total participants 2016-01-01 1,783
Number of participants with account balances 2016-01-01 1,760
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 9
2015: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,790
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 918
Number of other retired or separated participants entitled to future benefits 2015-01-01 863
Total of all active and inactive participants 2015-01-01 1,781
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 5
Total participants 2015-01-01 1,786
Number of participants with account balances 2015-01-01 1,770
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 5
2014: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,832
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 951
Number of other retired or separated participants entitled to future benefits 2014-01-01 835
Total of all active and inactive participants 2014-01-01 1,786
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 4
Total participants 2014-01-01 1,790
Number of participants with account balances 2014-01-01 1,781
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 44
2013: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,835
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,084
Number of other retired or separated participants entitled to future benefits 2013-01-01 743
Total of all active and inactive participants 2013-01-01 1,827
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 5
Total participants 2013-01-01 1,832
Number of participants with account balances 2013-01-01 1,816
2012: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,817
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,095
Number of other retired or separated participants entitled to future benefits 2012-01-01 735
Total of all active and inactive participants 2012-01-01 1,830
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 5
Total participants 2012-01-01 1,835
Number of participants with account balances 2012-01-01 1,811
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1
2011: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,927
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,090
Number of other retired or separated participants entitled to future benefits 2011-01-01 723
Total of all active and inactive participants 2011-01-01 1,813
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 4
Total participants 2011-01-01 1,817
Number of participants with account balances 2011-01-01 1,796
2009: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,744
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,512
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 284
Total of all active and inactive participants 2009-01-01 1,796
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 3
Total participants 2009-01-01 1,799
Number of participants with account balances 2009-01-01 1,723
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2022: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	1,801
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	799
Number of other retired or separated participants entitled to future benefits	2022-01-01	1,052
Total of all active and inactive participants	2022-01-01	1,851
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	46
Total participants	2022-01-01	1,897
Number of participants with account balances	2022-01-01	1,839
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	4
2021: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	1,855
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	764
Number of other retired or separated participants entitled to future benefits	2021-01-01	1,036
Total of all active and inactive participants	2021-01-01	1,800
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	41
Total participants	2021-01-01	1,841
Number of participants with account balances	2021-01-01	1,777
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	10
2020: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	1,891
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	785
Number of other retired or separated participants entitled to future benefits	2020-01-01	1,076
Total of all active and inactive participants	2020-01-01	1,861
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	10
Total participants	2020-01-01	1,871
Number of participants with account balances	2020-01-01	1,839
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	8
2019: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1,856
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	845
Number of other retired or separated participants entitled to future benefits	2019-01-01	1,040
Total of all active and inactive participants	2019-01-01	1,885
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	6
Total participants	2019-01-01	1,891
Number of participants with account balances	2019-01-01	1,858
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	6
2018: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	1,773
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	759
Number of other retired or separated participants entitled to future benefits	2018-01-01	961
Total of all active and inactive participants	2018-01-01	1,720
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	6
Total participants	2018-01-01	1,726
Number of participants with account balances	2018-01-01	1,703
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	58
2017: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1,778
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	889
Number of other retired or separated participants entitled to future benefits	2017-01-01	879
Total of all active and inactive participants	2017-01-01	1,768
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	5
Total participants	2017-01-01	1,773
Number of participants with account balances	2017-01-01	1,747
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	5
2016: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1,786
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	905
Number of other retired or separated participants entitled to future benefits	2016-01-01	873
Total of all active and inactive participants	2016-01-01	1,778
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	5
Total participants	2016-01-01	1,783
Number of participants with account balances	2016-01-01	1,760
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	9
2015: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,790
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	918
Number of other retired or separated participants entitled to future benefits	2015-01-01	863
Total of all active and inactive participants	2015-01-01	1,781
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	5
Total participants	2015-01-01	1,786
Number of participants with account balances	2015-01-01	1,770
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	5
2014: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,832
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	951
Number of other retired or separated participants entitled to future benefits	2014-01-01	835
Total of all active and inactive participants	2014-01-01	1,786
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	4
Total participants	2014-01-01	1,790
Number of participants with account balances	2014-01-01	1,781
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	44
2013: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,835
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,084
Number of other retired or separated participants entitled to future benefits	2013-01-01	743
Total of all active and inactive participants	2013-01-01	1,827
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	5
Total participants	2013-01-01	1,832
Number of participants with account balances	2013-01-01	1,816
2012: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,817
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,095
Number of other retired or separated participants entitled to future benefits	2012-01-01	735
Total of all active and inactive participants	2012-01-01	1,830
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	5
Total participants	2012-01-01	1,835
Number of participants with account balances	2012-01-01	1,811
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,927
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,090
Number of other retired or separated participants entitled to future benefits	2011-01-01	723
Total of all active and inactive participants	2011-01-01	1,813
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	4
Total participants	2011-01-01	1,817
Number of participants with account balances	2011-01-01	1,796
2009: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,744
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,512
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	284
Total of all active and inactive participants	2009-01-01	1,796
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	3
Total participants	2009-01-01	1,799
Number of participants with account balances	2009-01-01	1,723
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN

Measure	Date	Value
2022 : OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2022 401k financial data
Total income from all sources (including contributions)	2022-12-31	$-24,331,872
Total of all expenses incurred	2022-12-31	$23,115,991
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$22,981,282
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$11,856,487
Value of total assets at end of year	2022-12-31	$299,386,401
Value of total assets at beginning of year	2022-12-31	$346,834,264
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$134,709
Total interest from all sources	2022-12-31	$4,147,257
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$1,233,220
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$1,233,220
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$5,889,704
Participant contributions at end of year	2022-12-31	$1,068,155
Participant contributions at beginning of year	2022-12-31	$865,433
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$1,088,894
Other income not declared elsewhere	2022-12-31	$163,788
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-47,447,863
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$299,386,401
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$346,834,264
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$11,046
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$171,830,581
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$236,962,016
Value of interest in pooled separate accounts at end of year	2022-12-31	$17,756,685
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$19,154,074
Interest on participant loans	2022-12-31	$43,238
Interest earned on other investments	2022-12-31	$4,104,019
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$48,359
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$76,834
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$76,834
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$108,682,621
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$89,775,907
Expenses. Payments to insurance carriers foe the provision of benefits	2022-12-31	$2,868,359
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-42,793,817
Net investment gain/loss from pooled separate accounts	2022-12-31	$1,061,193
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	Yes
Contributions received in cash from employer	2022-12-31	$4,877,889
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$20,112,923
Contract administrator fees	2022-12-31	$123,663
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2022-12-31	No
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	LBMC, PC
Accountancy firm EIN	2022-12-31	621199757
2021 : OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2021 401k financial data
Total income from all sources (including contributions)	2021-12-31	$49,779,244
Total of all expenses incurred	2021-12-31	$20,231,005
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$20,178,022
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$11,866,823
Value of total assets at end of year	2021-12-31	$346,834,264
Value of total assets at beginning of year	2021-12-31	$317,286,025
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$52,983
Total interest from all sources	2021-12-31	$3,099,249
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$5,810,117
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$5,810,117
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$5,268,621
Participant contributions at end of year	2021-12-31	$865,433
Participant contributions at beginning of year	2021-12-31	$619,419
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$1,902,599
Other income not declared elsewhere	2021-12-31	$216,225
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$29,548,239
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$346,834,264
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$317,286,025
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$17,522
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$236,962,016
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$210,504,007
Value of interest in pooled separate accounts at end of year	2021-12-31	$19,154,074
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$16,869,588
Interest on participant loans	2021-12-31	$37,188
Interest earned on other investments	2021-12-31	$3,062,061
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$76,834
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$125,183
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$125,183
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$89,775,907
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$89,167,828
Expenses. Payments to insurance carriers foe the provision of benefits	2021-12-31	$805,313
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$26,809,198
Net investment gain/loss from pooled separate accounts	2021-12-31	$1,977,632
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	Yes
Contributions received in cash from employer	2021-12-31	$4,695,603
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$19,372,709
Contract administrator fees	2021-12-31	$35,461
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	No
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	LBMC, PC
Accountancy firm EIN	2021-12-31	621199757
2020 : OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2020 401k financial data
Total income from all sources (including contributions)	2020-12-31	$50,834,695
Total of all expenses incurred	2020-12-31	$22,527,780
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$22,509,804
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$14,010,239
Value of total assets at end of year	2020-12-31	$317,286,025
Value of total assets at beginning of year	2020-12-31	$288,979,110
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$17,976
Total interest from all sources	2020-12-31	$3,395,254
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$1,397,699
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$1,397,699
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$5,630,117
Participant contributions at end of year	2020-12-31	$619,419
Participant contributions at beginning of year	2020-12-31	$265,784
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$3,391,751
Other income not declared elsewhere	2020-12-31	$206,561
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$28,306,915
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$317,286,025
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$288,979,110
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$12,604
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$210,504,007
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$181,170,898
Value of interest in pooled separate accounts at end of year	2020-12-31	$16,869,588
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$17,293,544
Interest on participant loans	2020-12-31	$21,447
Interest earned on other investments	2020-12-31	$3,373,807
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$125,183
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$99,315
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$99,315
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$89,167,828
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$90,149,569
Expenses. Payments to insurance carriers foe the provision of benefits	2020-12-31	$3,219,761
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$31,920,154
Net investment gain/loss from pooled separate accounts	2020-12-31	$-95,212
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$4,988,371
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$19,290,043
Contract administrator fees	2020-12-31	$5,372
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-12-31	No
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	LBMC, PC
Accountancy firm EIN	2020-12-31	621199757
2019 : OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2019 401k financial data
Total transfer of assets to this plan	2019-12-31	$97,531,245
Total income from all sources (including contributions)	2019-12-31	$54,118,707
Total of all expenses incurred	2019-12-31	$20,984,579
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$20,974,540
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$12,308,375
Value of total assets at end of year	2019-12-31	$288,979,110
Value of total assets at beginning of year	2019-12-31	$158,313,737
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$10,039
Total interest from all sources	2019-12-31	$3,446,376
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$1,095,646
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$1,095,646
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$5,242,295
Participant contributions at end of year	2019-12-31	$265,784
Participant contributions at beginning of year	2019-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$2,530,859
Other income not declared elsewhere	2019-12-31	$155,386
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$33,134,128
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$288,979,110
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$158,313,737
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$9,796
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$181,170,898
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$85,790,637
Value of interest in pooled separate accounts at end of year	2019-12-31	$17,293,544
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$6,068,940
Interest on participant loans	2019-12-31	$2,184
Interest earned on other investments	2019-12-31	$3,444,192
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$99,315
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$90,149,569
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$66,454,160
Expenses. Payments to insurance carriers foe the provision of benefits	2019-12-31	$1,276,752
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$36,540,405
Net investment gain/loss from pooled separate accounts	2019-12-31	$572,519
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$4,535,221
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$19,697,788
Contract administrator fees	2019-12-31	$243
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	LBMC, PC
Accountancy firm EIN	2019-12-31	621199757
2018 : OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$1,663,643
Total of all expenses incurred	2018-12-31	$11,958,657
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$11,957,092
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$5,241,140
Value of total assets at end of year	2018-12-31	$158,313,737
Value of total assets at beginning of year	2018-12-31	$168,608,751
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$1,565
Total interest from all sources	2018-12-31	$2,816,564
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$2,322,958
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$2,322,958
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,475,926
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$300,475
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2018-12-31	$15,211
Other income not declared elsewhere	2018-12-31	$62,622
Administrative expenses (other) incurred	2018-12-31	$1,449
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-10,295,014
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$158,313,737
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$168,608,751
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$116
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$85,790,637
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$95,327,232
Value of interest in pooled separate accounts at end of year	2018-12-31	$6,068,940
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$5,977,241
Interest on participant loans	2018-12-31	$0
Interest earned on other investments	2018-12-31	$2,816,564
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$66,454,160
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$67,304,278
Expenses. Payments to insurance carriers foe the provision of benefits	2018-12-31	$1,487,335
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-9,065,972
Net investment gain/loss from pooled separate accounts	2018-12-31	$286,331
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$3,464,739
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$10,454,546
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	No
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	LBMC, PC
Accountancy firm EIN	2018-12-31	621199757
2017 : OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$69,625
Total income from all sources (including contributions)	2017-12-31	$24,220,789
Total of all expenses incurred	2017-12-31	$10,011,358
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$10,011,358
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$5,417,394
Value of total assets at end of year	2017-12-31	$168,608,751
Value of total assets at beginning of year	2017-12-31	$154,468,945
Total interest from all sources	2017-12-31	$2,737,252
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$1,694,688
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$1,694,688
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,376,453
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$619,312
Liabilities. Value of operating payables at end of year	2017-12-31	$0
Liabilities. Value of operating payables at beginning of year	2017-12-31	$69,625
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$14,209,431
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$168,608,751
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$154,399,320
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$95,327,232
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$81,081,756
Value of interest in pooled separate accounts at end of year	2017-12-31	$5,977,241
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$5,920,347
Interest on participant loans	2017-12-31	$10
Interest earned on other investments	2017-12-31	$2,737,242
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$67,304,278
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$67,466,842
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$14,121,049
Net investment gain/loss from pooled separate accounts	2017-12-31	$250,406
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$3,421,629
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$10,011,358
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	No
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	LBMC, PC
Accountancy firm EIN	2017-12-31	621199757
2016 : OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$69,625
Total income from all sources (including contributions)	2016-12-31	$14,056,563
Total of all expenses incurred	2016-12-31	$8,895,253
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$8,895,253
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$4,852,195
Value of total assets at end of year	2016-12-31	$154,468,945
Value of total assets at beginning of year	2016-12-31	$149,238,010
Total interest from all sources	2016-12-31	$3,003,763
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$989,958
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$989,958
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,386,252
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$51,201
Other income not declared elsewhere	2016-12-31	$4
Liabilities. Value of operating payables at end of year	2016-12-31	$69,625
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$5,161,310
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$154,399,320
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$149,238,010
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$81,081,756
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$76,676,801
Value of interest in pooled separate accounts at end of year	2016-12-31	$5,920,347
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$5,080,784
Interest on participant loans	2016-12-31	$6
Interest earned on other investments	2016-12-31	$3,003,757
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$67,466,842
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$67,480,425
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$4,937,739
Net investment gain/loss from pooled separate accounts	2016-12-31	$272,904
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$3,414,742
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$8,895,253
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	No
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	LBMC, PC
Accountancy firm EIN	2016-12-31	621199757
2015 : OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$8,080,497
Total of all expenses incurred	2015-12-31	$8,031,576
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$8,031,576
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$5,081,264
Value of total assets at end of year	2015-12-31	$149,238,010
Value of total assets at beginning of year	2015-12-31	$149,189,089
Total interest from all sources	2015-12-31	$726,183
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$1,158,400
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$1,158,400
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,581,943
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$18,652
Other income not declared elsewhere	2015-12-31	$2,116,693
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$48,921
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$149,238,010
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$149,189,089
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$76,676,801
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$77,229,966
Value of interest in pooled separate accounts at end of year	2015-12-31	$5,080,784
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$4,275,958
Interest earned on other investments	2015-12-31	$726,183
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$67,480,425
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$67,683,165
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-1,359,281
Net investment gain/loss from pooled separate accounts	2015-12-31	$357,238
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$3,480,669
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$8,031,576
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	LBMC, PC
Accountancy firm EIN	2015-12-31	621199757
2014 : OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$13,617,785
Total of all expenses incurred	2014-12-31	$13,037,594
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$13,037,594
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$5,215,594
Value of total assets at end of year	2014-12-31	$149,189,089
Value of total assets at beginning of year	2014-12-31	$148,608,898
Total interest from all sources	2014-12-31	$797,275
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$1,123,830
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$1,123,830
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,547,192
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$28,659
Other income not declared elsewhere	2014-12-31	$2,093,295
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$580,191
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$149,189,089
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$148,608,898
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$77,229,966
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$77,698,517
Value of interest in pooled separate accounts at end of year	2014-12-31	$4,275,958
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$4,347,277
Interest earned on other investments	2014-12-31	$797,275
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$67,683,165
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$66,563,104
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$3,912,462
Net investment gain/loss from pooled separate accounts	2014-12-31	$475,329
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$3,639,743
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$13,037,594
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	LATTIMORE BLACK MORGAN & CAIN PC
Accountancy firm EIN	2014-12-31	621199757
2013 : OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$23,117,070
Total of all expenses incurred	2013-12-31	$6,892,327
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$6,892,327
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$5,534,717
Value of total assets at end of year	2013-12-31	$148,608,898
Value of total assets at beginning of year	2013-12-31	$132,384,155
Total interest from all sources	2013-12-31	$693,180
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$742,996
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$742,996
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,626,503
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$271,515
Other income not declared elsewhere	2013-12-31	$2,042,887
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$16,224,743
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$148,608,898
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$132,384,155
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$77,698,517
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$63,886,829
Value of interest in pooled separate accounts at end of year	2013-12-31	$4,347,277
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$3,837,901
Interest earned on other investments	2013-12-31	$693,180
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$66,563,104
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$64,659,425
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$13,729,263
Net investment gain/loss from pooled separate accounts	2013-12-31	$374,027
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$3,636,699
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$6,892,327
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	LATTIMORE BLACK MORGAN & CAIN, PC
Accountancy firm EIN	2013-12-31	621199757
2012 : OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$58,910
Total income from all sources (including contributions)	2012-12-31	$17,230,778
Total of all expenses incurred	2012-12-31	$7,258,491
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$7,258,491
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$6,218,574
Value of total assets at end of year	2012-12-31	$132,384,155
Value of total assets at beginning of year	2012-12-31	$122,470,778
Total interest from all sources	2012-12-31	$599,742
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$344,142
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$344,142
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,767,619
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$280,628
Other income not declared elsewhere	2012-12-31	$1,996,266
Liabilities. Value of operating payables at end of year	2012-12-31	$0
Liabilities. Value of operating payables at beginning of year	2012-12-31	$58,910
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$9,972,287
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$132,384,155
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$122,411,868
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$63,886,829
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$55,771,695
Value of interest in pooled separate accounts at end of year	2012-12-31	$3,837,901
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$3,348,591
Interest earned on other investments	2012-12-31	$599,742
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$64,659,425
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$63,350,492
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$7,726,081
Net investment gain/loss from pooled separate accounts	2012-12-31	$345,973
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$4,170,327
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$7,258,491
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	LATTIMORE BLACK MORGAN & CAIN PC
Accountancy firm EIN	2012-12-31	621199757
2011 : OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$58,910
Total income from all sources (including contributions)	2011-12-31	$7,279,853
Total of all expenses incurred	2011-12-31	$6,651,508
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$6,651,508
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$5,962,799
Value of total assets at end of year	2011-12-31	$122,470,778
Value of total assets at beginning of year	2011-12-31	$121,783,523
Total interest from all sources	2011-12-31	$591,998
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$233,160
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$233,160
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,752,727
Other income not declared elsewhere	2011-12-31	$1,945,332
Liabilities. Value of operating payables at end of year	2011-12-31	$58,910
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$628,345
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$122,411,868
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$121,783,523
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$55,771,695
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$57,029,787
Value of interest in pooled separate accounts at end of year	2011-12-31	$3,348,591
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$2,729,199
Interest earned on other investments	2011-12-31	$591,998
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$63,350,492
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$62,024,537
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,816,329
Net investment gain/loss from pooled separate accounts	2011-12-31	$362,893
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$4,210,072
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$6,651,508
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	LATTIMORE BLACK MORGAN & CAIN, PC
Accountancy firm EIN	2011-12-31	621199757
2010 : OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$15,196,491
Total of all expenses incurred	2010-12-31	$5,667,582
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$5,667,215
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$5,730,596
Value of total assets at end of year	2010-12-31	$121,783,523
Value of total assets at beginning of year	2010-12-31	$112,254,614
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$367
Total interest from all sources	2010-12-31	$454,350
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$77,380
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$77,380
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,803,914
Other income not declared elsewhere	2010-12-31	$1,897,245
Administrative expenses (other) incurred	2010-12-31	$367
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$9,528,909
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$121,783,523
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$112,254,614
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$57,029,787
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$49,399,088
Value of interest in pooled separate accounts at end of year	2010-12-31	$2,729,199
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$2,036,284
Interest earned on other investments	2010-12-31	$454,350
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$62,024,537
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$60,819,242
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$6,738,046
Net investment gain/loss from pooled separate accounts	2010-12-31	$298,874
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$3,926,682
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$5,667,215
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	LATTIMORE BLACK MORGAN & CAIN, PC
Accountancy firm EIN	2010-12-31	621199757
2009 : OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN

2022: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: OAK RIDGE ASSOCIATED UNIVERSITIES BASIC RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

101360

Policy instance

Insurance contract or identification number	101360
Number of Individuals Covered	1878
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

41075

Policy instance

Insurance contract or identification number	41075
Number of Individuals Covered	141
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Insurance broker organization code?	3

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

101360

Policy instance

Insurance contract or identification number	101360
Number of Individuals Covered	1236
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

41075

Policy instance

Insurance contract or identification number	41075
Number of Individuals Covered	145
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Insurance broker organization code?	3

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

101360

Policy instance

Insurance contract or identification number	101360
Number of Individuals Covered	1274
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

41075

Policy instance

Insurance contract or identification number	41075
Number of Individuals Covered	154
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Insurance broker organization code?	3

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

101360

Policy instance

Insurance contract or identification number	101360
Number of Individuals Covered	1322
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

41075

Policy instance

Insurance contract or identification number	41075
Number of Individuals Covered	162
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Insurance broker organization code?	3

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

101360

Policy instance

Insurance contract or identification number	101360
Number of Individuals Covered	1258
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	OAK RIDGE ASSOCIATED UNIVERSITIES
Employer identification number (EIN):	620476816
NAIC Classification:	611000