401k Plan data: OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN plan

OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 401k Plan overview

Plan Name	OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN
Plan identification number	002

OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met. Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.

401k Sponsoring company profile

OAK RIDGE ASSOCIATED UNIVERSITIES has sponsored the creation of one or more 401k plans.

Company Name: OAK RIDGE ASSOCIATED UNIVERSITIES

Employer identification number (EIN): 620476816

NAIC Classification: 611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2019-01-01
002 2018-01-01
002 2017-01-01 MEGHAN MILLWOOD
002 2016-01-01 MEGHAN MILLWOOD
002 2015-01-01 MEGHAN MILLWOOD
002 2014-01-01 MEGHAN MILLWOOD D.W. STANDLEY 2015-07-10
002 2013-01-01 MEGHAN MILLWOOD D.W. STANDLEY 2014-07-29
002 2012-01-01 MEGHAN MILLWOOD D.W. STANDLEY 2013-08-21
002 2011-01-01 PHILIP H. SARTELL D.W. STANDLEY 2012-06-22
002 2010-01-01 PHILIP H. SARTELL D.W. STANDLEY 2011-07-22
002 2009-01-01 PHILIP H. SARTELL D.W. STANDLEY 2010-09-10

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2019-01-01
002	2018-01-01
002	2017-01-01	MEGHAN MILLWOOD
002	2016-01-01	MEGHAN MILLWOOD
002	2015-01-01	MEGHAN MILLWOOD
002	2014-01-01	MEGHAN MILLWOOD	D.W. STANDLEY	2015-07-10
002	2013-01-01	MEGHAN MILLWOOD	D.W. STANDLEY	2014-07-29
002	2012-01-01	MEGHAN MILLWOOD	D.W. STANDLEY	2013-08-21
002	2011-01-01	PHILIP H. SARTELL	D.W. STANDLEY	2012-06-22
002	2010-01-01	PHILIP H. SARTELL	D.W. STANDLEY	2011-07-22
002	2009-01-01	PHILIP H. SARTELL	D.W. STANDLEY	2010-09-10

Plan Statistics for OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN

401k plan membership statisitcs for OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN

Measure Date Value
2019: OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 939
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 0
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 0
Number of participants with account balances 2019-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 919
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 565
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 374
Total of all active and inactive participants 2018-01-01 939
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 939
Number of participants with account balances 2018-01-01 900
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 897
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 606
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 313
Total of all active and inactive participants 2017-01-01 919
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 919
Number of participants with account balances 2017-01-01 883
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 871
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 596
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 306
Total of all active and inactive participants 2016-01-01 902
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 903
Number of participants with account balances 2016-01-01 871
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 837
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 583
Number of other retired or separated participants entitled to future benefits 2015-01-01 288
Total of all active and inactive participants 2015-01-01 871
Total participants 2015-01-01 871
Number of participants with account balances 2015-01-01 850
2014: OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 866
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 583
Number of retired or separated participants receiving benefits 2014-01-01 254
Total of all active and inactive participants 2014-01-01 837
Total participants 2014-01-01 837
Number of participants with account balances 2014-01-01 823
2013: OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 853
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 657
Number of retired or separated participants receiving benefits 2013-01-01 209
Total of all active and inactive participants 2013-01-01 866
Total participants 2013-01-01 866
Number of participants with account balances 2013-01-01 829
2012: OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 815
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 655
Number of retired or separated participants receiving benefits 2012-01-01 199
Total of all active and inactive participants 2012-01-01 854
Total participants 2012-01-01 854
Number of participants with account balances 2012-01-01 820
2011: OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 654
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 628
Number of retired or separated participants receiving benefits 2011-01-01 187
Total of all active and inactive participants 2011-01-01 815
Total participants 2011-01-01 815
Number of participants with account balances 2011-01-01 776
2010: OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 633
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 622
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 31
Total of all active and inactive participants 2010-01-01 653
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 1
Total participants 2010-01-01 654
Number of participants with account balances 2010-01-01 497
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 637
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 591
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 31
Total of all active and inactive participants 2009-01-01 622
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 622
Number of participants with account balances 2009-01-01 476
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2019: OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	939
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	0
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	0
Number of participants with account balances	2019-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	919
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	565
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	374
Total of all active and inactive participants	2018-01-01	939
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	939
Number of participants with account balances	2018-01-01	900
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	897
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	606
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	313
Total of all active and inactive participants	2017-01-01	919
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	919
Number of participants with account balances	2017-01-01	883
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	871
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	596
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	306
Total of all active and inactive participants	2016-01-01	902
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	903
Number of participants with account balances	2016-01-01	871
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	837
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	583
Number of other retired or separated participants entitled to future benefits	2015-01-01	288
Total of all active and inactive participants	2015-01-01	871
Total participants	2015-01-01	871
Number of participants with account balances	2015-01-01	850
2014: OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	866
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	583
Number of retired or separated participants receiving benefits	2014-01-01	254
Total of all active and inactive participants	2014-01-01	837
Total participants	2014-01-01	837
Number of participants with account balances	2014-01-01	823
2013: OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	853
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	657
Number of retired or separated participants receiving benefits	2013-01-01	209
Total of all active and inactive participants	2013-01-01	866
Total participants	2013-01-01	866
Number of participants with account balances	2013-01-01	829
2012: OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	815
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	655
Number of retired or separated participants receiving benefits	2012-01-01	199
Total of all active and inactive participants	2012-01-01	854
Total participants	2012-01-01	854
Number of participants with account balances	2012-01-01	820
2011: OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	654
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	628
Number of retired or separated participants receiving benefits	2011-01-01	187
Total of all active and inactive participants	2011-01-01	815
Total participants	2011-01-01	815
Number of participants with account balances	2011-01-01	776
2010: OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	633
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	622
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	31
Total of all active and inactive participants	2010-01-01	653
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	1
Total participants	2010-01-01	654
Number of participants with account balances	2010-01-01	497
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	637
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	591
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	31
Total of all active and inactive participants	2009-01-01	622
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	622
Number of participants with account balances	2009-01-01	476
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN

Measure	Date	Value
2018 : OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$2,193,520
Total of all expenses incurred	2018-12-31	$7,784,258
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$7,775,197
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$6,208,559
Value of total assets at end of year	2018-12-31	$97,531,245
Value of total assets at beginning of year	2018-12-31	$103,121,983
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$9,061
Total interest from all sources	2018-12-31	$122,147
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$2,836,880
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$2,836,880
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$3,648,867
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$1,513,126
Other income not declared elsewhere	2018-12-31	$600,666
Administrative expenses (other) incurred	2018-12-31	$9,061
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-5,590,738
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$97,531,245
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$103,121,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$64,576,799
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$70,611,002
Value of interest in pooled separate accounts at end of year	2018-12-31	$8,878,840
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$9,656,727
Interest earned on other investments	2018-12-31	$122,147
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$141,939
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$120,474
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$120,474
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$23,933,667
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$22,733,780
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-7,750,375
Net investment gain/loss from pooled separate accounts	2018-12-31	$175,643
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$1,046,566
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$7,775,197
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	No
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	LBMC, PC
Accountancy firm EIN	2018-12-31	621199757
2017 : OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$19,003,656
Total of all expenses incurred	2017-12-31	$6,428,435
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$6,421,486
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$5,753,684
Value of total assets at end of year	2017-12-31	$103,121,983
Value of total assets at beginning of year	2017-12-31	$90,546,762
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$6,949
Total interest from all sources	2017-12-31	$175,666
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$2,125,915
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$2,125,915
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$3,498,535
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$1,252,894
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$69,625
Other income not declared elsewhere	2017-12-31	$580,998
Administrative expenses (other) incurred	2017-12-31	$6,949
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$12,575,221
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$103,121,983
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$90,546,762
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$70,611,002
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$58,334,223
Value of interest in pooled separate accounts at end of year	2017-12-31	$9,656,727
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$9,034,071
Interest earned on other investments	2017-12-31	$175,666
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$120,474
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$485,732
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$485,732
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$22,733,780
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$22,623,111
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$10,214,699
Net investment gain/loss from pooled separate accounts	2017-12-31	$152,694
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$1,002,255
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$6,421,486
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	LBMC, PC
Accountancy firm EIN	2017-12-31	621199757
2016 : OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$0
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$11,677,199
Total of all expenses incurred	2016-12-31	$3,977,165
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$3,971,024
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$6,171,673
Value of total assets at end of year	2016-12-31	$90,546,762
Value of total assets at beginning of year	2016-12-31	$82,846,728
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$6,141
Total interest from all sources	2016-12-31	$172,823
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$1,240,959
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$1,240,959
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$3,498,553
Participant contributions at end of year	2016-12-31	$69,625
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$1,680,776
Other income not declared elsewhere	2016-12-31	$536,765
Administrative expenses (other) incurred	2016-12-31	$6,141
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$7,700,034
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$90,546,762
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$82,846,728
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$58,334,223
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$53,720,214
Value of interest in pooled separate accounts at end of year	2016-12-31	$9,034,071
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$8,488,316
Interest earned on other investments	2016-12-31	$172,823
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$485,732
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$93,862
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$93,862
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$22,623,111
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$20,544,336
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$3,401,842
Net investment gain/loss from pooled separate accounts	2016-12-31	$153,137
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$992,344
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$3,971,024
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	LBMC, PC
Accountancy firm EIN	2016-12-31	621199757
2015 : OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$7,565,167
Total of all expenses incurred	2015-12-31	$4,376,174
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$4,369,561
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$6,754,695
Value of total assets at end of year	2015-12-31	$82,846,728
Value of total assets at beginning of year	2015-12-31	$79,657,735
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$6,613
Total interest from all sources	2015-12-31	$138,720
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$1,528,596
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$1,528,596
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$3,463,253
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$2,277,445
Other income not declared elsewhere	2015-12-31	$497,703
Administrative expenses (other) incurred	2015-12-31	$6,613
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$3,188,993
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$82,846,728
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$79,657,735
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$53,720,214
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$51,990,659
Value of interest in pooled separate accounts at end of year	2015-12-31	$8,488,316
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$8,705,130
Interest earned on other investments	2015-12-31	$138,720
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$93,862
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$107,220
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$107,220
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$20,544,336
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$18,854,726
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-1,549,600
Net investment gain/loss from pooled separate accounts	2015-12-31	$195,053
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$1,013,997
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$4,369,561
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	LBMC, PC
Accountancy firm EIN	2015-12-31	621199757
2014 : OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$10,438,938
Total of all expenses incurred	2014-12-31	$8,877,637
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$8,870,182
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$5,397,214
Value of total assets at end of year	2014-12-31	$79,657,735
Value of total assets at beginning of year	2014-12-31	$78,096,434
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$7,455
Total interest from all sources	2014-12-31	$173,824
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$1,534,343
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$1,534,343
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$3,430,982
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$956,111
Other income not declared elsewhere	2014-12-31	$457,352
Administrative expenses (other) incurred	2014-12-31	$7,455
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,561,301
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$79,657,735
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$78,096,434
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$51,990,659
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$51,011,722
Value of interest in pooled separate accounts at end of year	2014-12-31	$8,705,130
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$8,876,222
Interest earned on other investments	2014-12-31	$173,824
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$107,220
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$197,614
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$197,614
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$18,854,726
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$18,010,876
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$2,631,706
Net investment gain/loss from pooled separate accounts	2014-12-31	$244,499
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$1,010,121
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$8,870,182
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	LATTIMORE BLACK MORGAN & CAIN PC
Accountancy firm EIN	2014-12-31	621199757
2013 : OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$17,416,358
Total of all expenses incurred	2013-12-31	$5,203,909
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$5,195,353
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$6,046,278
Value of total assets at end of year	2013-12-31	$78,096,434
Value of total assets at beginning of year	2013-12-31	$65,883,985
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$8,556
Total interest from all sources	2013-12-31	$204,672
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$1,126,307
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$1,126,307
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$3,809,544
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$1,180,226
Other income not declared elsewhere	2013-12-31	$425,290
Administrative expenses (other) incurred	2013-12-31	$8,556
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$12,212,449
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$78,096,434
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$65,883,985
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$51,011,722
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$40,658,172
Value of interest in pooled separate accounts at end of year	2013-12-31	$8,876,222
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$7,978,519
Interest earned on other investments	2013-12-31	$204,672
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$197,614
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$321,871
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$321,871
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$18,010,876
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$16,925,423
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$9,447,122
Net investment gain/loss from pooled separate accounts	2013-12-31	$166,689
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$1,056,508
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$5,195,353
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	LATTIMORE BLACK MORGAN & CAIN PC
Accountancy firm EIN	2013-12-31	621199757
2012 : OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$12,910,330
Total of all expenses incurred	2012-12-31	$5,426,631
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$5,417,877
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$6,381,388
Value of total assets at end of year	2012-12-31	$65,883,985
Value of total assets at beginning of year	2012-12-31	$58,400,286
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$8,754
Total interest from all sources	2012-12-31	$161,896
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$574,138
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$574,138
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$4,127,935
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$1,150,125
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$58,910
Other income not declared elsewhere	2012-12-31	$401,934
Administrative expenses (other) incurred	2012-12-31	$8,754
Total non interest bearing cash at end of year	2012-12-31	$0
Total non interest bearing cash at beginning of year	2012-12-31	$73,144
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$7,483,699
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$65,883,985
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$58,400,286
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$40,658,172
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$33,623,700
Value of interest in pooled separate accounts at end of year	2012-12-31	$7,978,519
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$8,136,057
Interest earned on other investments	2012-12-31	$161,896
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$321,871
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$506,161
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$506,161
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$16,925,423
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$16,002,314
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$5,240,476
Net investment gain/loss from pooled separate accounts	2012-12-31	$150,498
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$1,103,328
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$5,417,877
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	LATTIMORE BLACK MORGAN & CAIN PC
Accountancy firm EIN	2012-12-31	621199757
2011 : OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$5,213,867
Total of all expenses incurred	2011-12-31	$3,492,382
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$3,481,612
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$5,774,918
Value of total assets at end of year	2011-12-31	$58,400,286
Value of total assets at beginning of year	2011-12-31	$56,678,801
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$10,770
Total interest from all sources	2011-12-31	$166,605
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$474,692
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$474,692
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$4,698,412
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$58,910
Other income not declared elsewhere	2011-12-31	$333,398
Administrative expenses (other) incurred	2011-12-31	$10,770
Total non interest bearing cash at end of year	2011-12-31	$73,144
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,721,485
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$58,400,286
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$56,678,801
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$33,623,700
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$32,747,162
Value of interest in pooled separate accounts at end of year	2011-12-31	$8,136,057
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$8,859,132
Interest earned on other investments	2011-12-31	$166,605
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$506,161
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$1,006,638
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$1,006,638
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$16,002,314
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$14,065,869
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,663,313
Net investment gain/loss from pooled separate accounts	2011-12-31	$127,567
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$1,076,506
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$3,481,612
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	LATTIMORE BLACK MORGAN & CAIN PC
Accountancy firm EIN	2011-12-31	621199757
2010 : OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$11,001,965
Total of all expenses incurred	2010-12-31	$3,922,583
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$3,914,432
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$5,334,857
Value of total assets at end of year	2010-12-31	$56,678,801
Value of total assets at beginning of year	2010-12-31	$49,599,419
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$8,151
Total interest from all sources	2010-12-31	$154,150
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$280,523
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$280,523
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$4,291,677
Other income not declared elsewhere	2010-12-31	$313,649
Administrative expenses (other) incurred	2010-12-31	$8,151
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$7,079,382
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$56,678,801
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$49,599,419
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$32,747,162
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$28,192,841
Value of interest in pooled separate accounts at end of year	2010-12-31	$8,859,132
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$7,438,053
Interest earned on other investments	2010-12-31	$154,150
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$1,006,638
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$1,070,233
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$1,070,233
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$14,065,869
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$12,898,292
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$4,819,122
Net investment gain/loss from pooled separate accounts	2010-12-31	$99,664
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,043,180
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$3,914,432
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	LATTIMORE BLACK MORGAN & CAIN, PC
Accountancy firm EIN	2010-12-31	621199757
2009 : OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN

2019: OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	This submission is the final filing	Yes
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: OAK RIDGE ASSOCIATED UNIVERSITIES SUPPLEMENTAL RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

101361

Policy instance

Insurance contract or identification number	101361
Number of Individuals Covered	0
Insurance policy start date	2019-01-01
Insurance policy end date	2019-01-01
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

41075

Policy instance

Insurance contract or identification number	41075
Number of Individuals Covered	0
Insurance policy start date	2019-01-01
Insurance policy end date	2019-01-01
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

101361

Policy instance

Insurance contract or identification number	101361
Number of Individuals Covered	517
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

41075

Policy instance

Insurance contract or identification number	41075
Number of Individuals Covered	176
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $2,080
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,080
Insurance broker organization code?	3
Insurance broker name	SEE ATTACHMENT

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

41075

Policy instance

Insurance contract or identification number	41075
Number of Individuals Covered	204
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $2,114
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,114
Insurance broker organization code?	3
Insurance broker name	SEE ATTACHMENT

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

101361

Policy instance

Insurance contract or identification number	101361
Number of Individuals Covered	489
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

101361

Policy instance

Insurance contract or identification number	101361
Number of Individuals Covered	491
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

41075

Policy instance

Insurance contract or identification number	41075
Number of Individuals Covered	213
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $4,830
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $4,830
Insurance broker organization code?	3
Insurance broker name	SEE ATTACHMENT

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

101361

Policy instance

Insurance contract or identification number	101361
Number of Individuals Covered	509
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

41075

Policy instance

Insurance contract or identification number	41075
Number of Individuals Covered	224
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $4,700
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $4,700
Insurance broker organization code?	3
Insurance broker name	SEE ATTACHMENT

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

41075

Policy instance

Insurance contract or identification number	41075
Number of Individuals Covered	248
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $1,670
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,670
Insurance broker organization code?	3
Insurance broker name	SEE ATTACHMENT

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

101361

Policy instance

Insurance contract or identification number	101361
Number of Individuals Covered	820
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

41075

Policy instance

Insurance contract or identification number	41075
Number of Individuals Covered	279
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $13,763
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

101361

Policy instance

Insurance contract or identification number	101361
Number of Individuals Covered	778
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

101361

Policy instance

Insurance contract or identification number	101361
Number of Individuals Covered	498
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

41075

Policy instance

Insurance contract or identification number	41075
Number of Individuals Covered	291
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $20,291
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $20,291
Insurance broker organization code?	3
Insurance broker name	SEE ATTACHMENT

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The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
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Company Name:	OAK RIDGE ASSOCIATED UNIVERSITIES
Employer identification number (EIN):	620476816
NAIC Classification:	611000