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VANDERBILT UNIVERSITY RETIREMENT PLAN 401k Plan overview

Plan NameVANDERBILT UNIVERSITY RETIREMENT PLAN
Plan identification number 001

VANDERBILT UNIVERSITY RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.

401k Sponsoring company profile

VANDERBILT UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name:VANDERBILT UNIVERSITY
Employer identification number (EIN):620476822
NAIC Classification:611000

Additional information about VANDERBILT UNIVERSITY

Jurisdiction of Incorporation: New Jersey Division of Revenue and Enterprise Services
Incorporation Date:
Company Identification Number: 0100986275

More information about VANDERBILT UNIVERSITY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan VANDERBILT UNIVERSITY RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012024-01-01SYDNEY SAVION
0012023-01-01
0012023-01-01CLEO RUCKER
0012022-01-01
0012022-01-01ERIC KOPSTAIN
0012021-01-01
0012021-01-01ERIC KOPSTAIN
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01BARBARA CARROLL
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01LAWRENCE OHMER LAWRENCE OHMER2014-10-15
0012012-01-01LAWRENCE OHMER
0012011-01-01LAWRENCE OHMER
0012010-01-01LAWRENCE OHMER
0012009-01-01TRACI NORDBERG
0012009-01-01 TRACI NORDBERG2010-10-15
0012009-01-01TRACI NORDBERG

Plan Statistics for VANDERBILT UNIVERSITY RETIREMENT PLAN

401k plan membership statisitcs for VANDERBILT UNIVERSITY RETIREMENT PLAN

Measure Date Value
2023: VANDERBILT UNIVERSITY RETIREMENT PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-0120,637
Total number of active participants reported on line 7a of the Form 55002023-01-017,820
Number of retired or separated participants receiving benefits2023-01-01209
Number of other retired or separated participants entitled to future benefits2023-01-0114,046
Total of all active and inactive participants2023-01-0122,075
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-01109
Total participants2023-01-0122,184
Number of participants with account balances2023-01-0117,356
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-010
2022: VANDERBILT UNIVERSITY RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0120,239
Total number of active participants reported on line 7a of the Form 55002022-01-017,441
Number of retired or separated participants receiving benefits2022-01-01178
Number of other retired or separated participants entitled to future benefits2022-01-0112,702
Total of all active and inactive participants2022-01-0120,321
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-01316
Total participants2022-01-0120,637
Number of participants with account balances2022-01-0116,272
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: VANDERBILT UNIVERSITY RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0120,194
Total number of active participants reported on line 7a of the Form 55002021-01-016,877
Number of retired or separated participants receiving benefits2021-01-01160
Number of other retired or separated participants entitled to future benefits2021-01-0112,930
Total of all active and inactive participants2021-01-0119,967
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-01272
Total participants2021-01-0120,239
Number of participants with account balances2021-01-0116,270
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: VANDERBILT UNIVERSITY RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0121,563
Total number of active participants reported on line 7a of the Form 55002020-01-016,759
Number of retired or separated participants receiving benefits2020-01-01122
Number of other retired or separated participants entitled to future benefits2020-01-0113,193
Total of all active and inactive participants2020-01-0120,074
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-01120
Total participants2020-01-0120,194
Number of participants with account balances2020-01-0116,458
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: VANDERBILT UNIVERSITY RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0121,726
Total number of active participants reported on line 7a of the Form 55002019-01-017,288
Number of retired or separated participants receiving benefits2019-01-01147
Number of other retired or separated participants entitled to future benefits2019-01-0114,024
Total of all active and inactive participants2019-01-0121,459
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-01104
Total participants2019-01-0121,563
Number of participants with account balances2019-01-0116,884
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: VANDERBILT UNIVERSITY RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0122,086
Total number of active participants reported on line 7a of the Form 55002018-01-017,093
Number of retired or separated participants receiving benefits2018-01-01131
Number of other retired or separated participants entitled to future benefits2018-01-0114,405
Total of all active and inactive participants2018-01-0121,629
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0197
Total participants2018-01-0121,726
Number of participants with account balances2018-01-0117,160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: VANDERBILT UNIVERSITY RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0123,617
Total number of active participants reported on line 7a of the Form 55002017-01-017,113
Number of retired or separated participants receiving benefits2017-01-01112
Number of other retired or separated participants entitled to future benefits2017-01-0114,764
Total of all active and inactive participants2017-01-0121,989
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0197
Total participants2017-01-0122,086
Number of participants with account balances2017-01-0117,495
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: VANDERBILT UNIVERSITY RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0142,860
Total number of active participants reported on line 7a of the Form 55002016-01-017,124
Number of retired or separated participants receiving benefits2016-01-0198
Number of other retired or separated participants entitled to future benefits2016-01-0116,233
Total of all active and inactive participants2016-01-0123,455
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-01162
Total participants2016-01-0123,617
Number of participants with account balances2016-01-0117,991
2015: VANDERBILT UNIVERSITY RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0141,863
Total number of active participants reported on line 7a of the Form 55002015-01-0125,806
Number of other retired or separated participants entitled to future benefits2015-01-0117,028
Total of all active and inactive participants2015-01-0142,834
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0126
Total participants2015-01-0142,860
Number of participants with account balances2015-01-0141,517
2014: VANDERBILT UNIVERSITY RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0143,709
Total number of active participants reported on line 7a of the Form 55002014-01-0123,849
Number of retired or separated participants receiving benefits2014-01-0191
Number of other retired or separated participants entitled to future benefits2014-01-0118,014
Total of all active and inactive participants2014-01-0141,954
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0127
Total participants2014-01-0141,981
Number of participants with account balances2014-01-0141,863
2013: VANDERBILT UNIVERSITY RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0145,471
Total number of active participants reported on line 7a of the Form 55002013-01-0123,900
Number of retired or separated participants receiving benefits2013-01-01143
Number of other retired or separated participants entitled to future benefits2013-01-0119,567
Total of all active and inactive participants2013-01-0143,610
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0199
Total participants2013-01-0143,709
Number of participants with account balances2013-01-0141,500
2012: VANDERBILT UNIVERSITY RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0135,836
Total number of active participants reported on line 7a of the Form 55002012-01-0131,954
Number of retired or separated participants receiving benefits2012-01-01322
Number of other retired or separated participants entitled to future benefits2012-01-0113,084
Total of all active and inactive participants2012-01-0145,360
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-01111
Total participants2012-01-0145,471
Number of participants with account balances2012-01-0143,341
2011: VANDERBILT UNIVERSITY RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0122,251
Total number of active participants reported on line 7a of the Form 55002011-01-0120,886
Number of retired or separated participants receiving benefits2011-01-0110,089
Number of other retired or separated participants entitled to future benefits2011-01-014,673
Total of all active and inactive participants2011-01-0135,648
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-01188
Total participants2011-01-0135,836
Number of participants with account balances2011-01-0143,823
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: VANDERBILT UNIVERSITY RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0121,769
Total number of active participants reported on line 7a of the Form 55002010-01-0119,896
Number of retired or separated participants receiving benefits2010-01-011,921
Number of other retired or separated participants entitled to future benefits2010-01-01128
Total of all active and inactive participants2010-01-0121,945
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-01306
Total participants2010-01-0122,251
Number of participants with account balances2010-01-0142,000
2009: VANDERBILT UNIVERSITY RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0130,000
Total number of active participants reported on line 7a of the Form 55002009-01-0130,000
Total of all active and inactive participants2009-01-0130,000
Total participants2009-01-0130,000
Number of participants with account balances2009-01-0130,000
Number of retired or separated participants receiving benefits2009-01-011,383
Number of other retired or separated participants entitled to future benefits2009-01-01447
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0143

Financial Data on VANDERBILT UNIVERSITY RETIREMENT PLAN

Measure Date Value
2023 : VANDERBILT UNIVERSITY RETIREMENT PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$399,279,217
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$153,205,636
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$152,638,849
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$85,125,614
Value of total assets at end of year2023-12-31$2,316,024,751
Value of total assets at beginning of year2023-12-31$2,069,951,170
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$566,787
Total interest from all sources2023-12-31$17,207,224
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$35,617,677
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$35,617,677
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$10,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$54,972,999
Participant contributions at end of year2023-12-31$1,878,309
Participant contributions at beginning of year2023-12-31$1,618,882
Participant contributions at end of year2023-12-31$3,845,887
Participant contributions at beginning of year2023-12-31$3,158,774
Assets. Other investments not covered elsewhere at end of year2023-12-31$151,382,383
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$131,993,371
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$5,165,028
Other income not declared elsewhere2023-12-31$25,170,931
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$246,073,581
Value of net assets at end of year (total assets less liabilities)2023-12-31$2,316,024,751
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$2,069,951,170
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$1,749,713,312
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$1,504,893,018
Value of interest in pooled separate accounts at end of year2023-12-31$23,069,526
Value of interest in pooled separate accounts at beginning of year2023-12-31$30,662,653
Interest on participant loans2023-12-31$122,000
Interest earned on other investments2023-12-31$15,584,975
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-12-31$44,341,938
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-12-31$38,266,548
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-12-31$38,266,548
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$1,500,249
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$339,855,679
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$357,780,910
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$240,025,247
Net investment gain/loss from pooled separate accounts2023-12-31$-3,867,476
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$24,987,587
Employer contributions (assets) at end of year2023-12-31$1,937,717
Employer contributions (assets) at beginning of year2023-12-31$1,577,014
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$152,638,849
Contract administrator fees2023-12-31$566,787
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31KRAFTCPAS PLLC
Accountancy firm EIN2023-12-31620713250
Total unrealized appreciation/depreciation of assets2023-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total income from all sources (including contributions)2023-01-01$399,279,217
Total loss/gain on sale of assets2023-01-01$0
Total of all expenses incurred2023-01-01$153,205,636
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-01-01$152,638,849
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-01-01$85,125,614
Value of total assets at end of year2023-01-01$2,316,024,751
Value of total assets at beginning of year2023-01-01$2,069,951,170
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-01-01$566,787
Total interest from all sources2023-01-01$17,207,224
Total dividends received (eg from common stock, registered investment company shares)2023-01-01$35,617,677
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2023-01-01$35,617,677
Was this plan covered by a fidelity bond2023-01-01Yes
Value of fidelity bond cover2023-01-01$10,000,000
If this is an individual account plan, was there a blackout period2023-01-01No
Were there any nonexempt tranactions with any party-in-interest2023-01-01No
Contributions received from participants2023-01-01$54,972,999
Participant contributions at end of year2023-01-01$1,878,309
Participant contributions at beginning of year2023-01-01$1,618,882
Participant contributions at end of year2023-01-01$3,845,887
Participant contributions at beginning of year2023-01-01$3,158,774
Assets. Other investments not covered elsewhere at end of year2023-01-01$151,382,383
Assets. Other investments not covered elsewhere at beginning of year2023-01-01$131,993,371
Income. Received or receivable in cash from other sources (including rollovers)2023-01-01$5,165,028
Other income not declared elsewhere2023-01-01$25,170,931
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Value of net income/loss2023-01-01$246,073,581
Value of net assets at end of year (total assets less liabilities)2023-01-01$2,316,024,751
Value of net assets at beginning of year (total assets less liabilities)2023-01-01$2,069,951,170
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2023-01-01No
Were any leases to which the plan was party in default or uncollectible2023-01-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-01-01$1,749,713,312
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-01-01$1,504,893,018
Value of interest in pooled separate accounts at end of year2023-01-01$23,069,526
Value of interest in pooled separate accounts at beginning of year2023-01-01$30,662,653
Interest on participant loans2023-01-01$122,000
Interest earned on other investments2023-01-01$15,584,975
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-01-01$44,341,938
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-01-01$1,500,249
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-01-01$339,855,679
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-01-01$357,780,910
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-01-01$240,025,247
Net investment gain/loss from pooled separate accounts2023-01-01$-3,867,476
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-01-01No
Was there a failure to transmit to the plan any participant contributions2023-01-01No
Has the plan failed to provide any benefit when due under the plan2023-01-01No
Contributions received in cash from employer2023-01-01$24,987,587
Employer contributions (assets) at end of year2023-01-01$1,937,717
Employer contributions (assets) at beginning of year2023-01-01$1,577,014
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-01-01$152,638,849
Contract administrator fees2023-01-01$566,787
Did the plan have assets held for investment2023-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-01-01No
Opinion of an independent qualified public accountant for this plan2023-01-011
Accountancy firm name2023-01-01KRAFTCPAS PLLC
Accountancy firm EIN2023-01-01620713250
2022 : VANDERBILT UNIVERSITY RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-239,418,148
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$144,257,972
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$143,467,403
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$80,145,903
Value of total assets at end of year2022-12-31$2,069,951,170
Value of total assets at beginning of year2022-12-31$2,453,627,290
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$790,569
Total interest from all sources2022-12-31$14,849,770
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$44,790,926
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$44,790,926
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$48,830,827
Participant contributions at end of year2022-12-31$1,618,882
Participant contributions at beginning of year2022-12-31$1,817,284
Participant contributions at end of year2022-12-31$3,158,774
Participant contributions at beginning of year2022-12-31$2,880,350
Assets. Other investments not covered elsewhere at end of year2022-12-31$131,993,371
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$159,538,103
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$9,575,583
Other income not declared elsewhere2022-12-31$-26,589,852
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-383,676,120
Value of net assets at end of year (total assets less liabilities)2022-12-31$2,069,951,170
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$2,453,627,290
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$1,504,893,018
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$1,848,377,887
Value of interest in pooled separate accounts at end of year2022-12-31$30,662,653
Value of interest in pooled separate accounts at beginning of year2022-12-31$30,427,304
Interest on participant loans2022-12-31$89,617
Interest earned on other investments2022-12-31$14,336,347
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$38,266,548
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$38,095,468
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$38,095,468
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$423,806
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$357,780,910
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$371,041,917
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-355,100,563
Net investment gain/loss from pooled separate accounts2022-12-31$2,485,668
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$21,739,493
Employer contributions (assets) at end of year2022-12-31$1,577,014
Employer contributions (assets) at beginning of year2022-12-31$1,448,977
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$143,467,403
Contract administrator fees2022-12-31$790,569
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31KRAFTCPAS PLLC
Accountancy firm EIN2022-12-31620713250
Total unrealized appreciation/depreciation of assets2022-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total income from all sources (including contributions)2022-01-01$-239,418,148
Total loss/gain on sale of assets2022-01-01$0
Total of all expenses incurred2022-01-01$144,257,972
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-01-01$143,467,403
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-01-01$80,145,903
Value of total assets at end of year2022-01-01$2,069,951,170
Value of total assets at beginning of year2022-01-01$2,453,627,290
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-01-01$790,569
Total interest from all sources2022-01-01$14,849,770
Total dividends received (eg from common stock, registered investment company shares)2022-01-01$44,790,926
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2022-01-01$44,790,926
Was this plan covered by a fidelity bond2022-01-01Yes
Value of fidelity bond cover2022-01-01$10,000,000
If this is an individual account plan, was there a blackout period2022-01-01No
Were there any nonexempt tranactions with any party-in-interest2022-01-01No
Contributions received from participants2022-01-01$48,830,827
Participant contributions at end of year2022-01-01$1,618,882
Participant contributions at beginning of year2022-01-01$1,817,284
Participant contributions at end of year2022-01-01$3,158,774
Participant contributions at beginning of year2022-01-01$2,880,350
Assets. Other investments not covered elsewhere at end of year2022-01-01$131,993,371
Assets. Other investments not covered elsewhere at beginning of year2022-01-01$159,538,103
Income. Received or receivable in cash from other sources (including rollovers)2022-01-01$9,575,583
Other income not declared elsewhere2022-01-01$-26,589,852
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Value of net income/loss2022-01-01$-383,676,120
Value of net assets at end of year (total assets less liabilities)2022-01-01$2,069,951,170
Value of net assets at beginning of year (total assets less liabilities)2022-01-01$2,453,627,290
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2022-01-01No
Were any leases to which the plan was party in default or uncollectible2022-01-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-01-01$1,504,893,018
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-01-01$1,848,377,887
Value of interest in pooled separate accounts at end of year2022-01-01$30,662,653
Value of interest in pooled separate accounts at beginning of year2022-01-01$30,427,304
Interest on participant loans2022-01-01$89,617
Interest earned on other investments2022-01-01$14,336,347
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-01-01$38,266,548
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-01-01$423,806
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-01-01$357,780,910
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-01-01$371,041,917
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-01-01$-355,100,563
Net investment gain/loss from pooled separate accounts2022-01-01$2,485,668
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-01-01No
Was there a failure to transmit to the plan any participant contributions2022-01-01No
Has the plan failed to provide any benefit when due under the plan2022-01-01No
Contributions received in cash from employer2022-01-01$21,739,493
Employer contributions (assets) at end of year2022-01-01$1,577,014
Employer contributions (assets) at beginning of year2022-01-01$1,448,977
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-01-01$143,467,403
Contract administrator fees2022-01-01$790,569
Did the plan have assets held for investment2022-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-01-01No
Opinion of an independent qualified public accountant for this plan2022-01-011
Accountancy firm name2022-01-01KRAFTCPAS PLLC
Accountancy firm EIN2022-01-01620713250
2021 : VANDERBILT UNIVERSITY RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$367,358,355
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$160,590,560
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$159,811,337
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$75,639,793
Value of total assets at end of year2021-12-31$2,453,627,290
Value of total assets at beginning of year2021-12-31$2,246,859,495
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$779,223
Total interest from all sources2021-12-31$12,938,650
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$49,550,855
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$49,550,855
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$45,673,471
Participant contributions at end of year2021-12-31$1,817,284
Participant contributions at beginning of year2021-12-31$1,834,850
Participant contributions at end of year2021-12-31$2,880,350
Participant contributions at beginning of year2021-12-31$2,640,230
Assets. Other investments not covered elsewhere at end of year2021-12-31$159,538,103
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$141,824,323
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$9,008,728
Other income not declared elsewhere2021-12-31$21,938,104
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$206,767,795
Value of net assets at end of year (total assets less liabilities)2021-12-31$2,453,627,290
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$2,246,859,495
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$1,848,377,887
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$1,638,720,572
Value of interest in pooled separate accounts at end of year2021-12-31$30,427,304
Value of interest in pooled separate accounts at beginning of year2021-12-31$26,909,655
Interest on participant loans2021-12-31$101,459
Interest earned on other investments2021-12-31$12,831,227
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$38,095,468
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$47,597,762
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$47,597,762
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$5,964
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$371,041,917
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$385,929,033
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$202,584,092
Net investment gain/loss from pooled separate accounts2021-12-31$4,706,861
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$20,957,594
Employer contributions (assets) at end of year2021-12-31$1,448,977
Employer contributions (assets) at beginning of year2021-12-31$1,403,070
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$159,811,337
Contract administrator fees2021-12-31$779,223
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31KRAFTCPAS PLLC
Accountancy firm EIN2021-12-31620713250
2020 : VANDERBILT UNIVERSITY RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$338,756,784
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$145,706,996
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$144,929,339
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$68,003,805
Value of total assets at end of year2020-12-31$2,246,859,495
Value of total assets at beginning of year2020-12-31$2,053,809,707
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$777,657
Total interest from all sources2020-12-31$15,068,443
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$27,888,786
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$27,888,786
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$44,159,709
Participant contributions at end of year2020-12-31$1,834,850
Participant contributions at beginning of year2020-12-31$1,605,994
Participant contributions at end of year2020-12-31$2,640,230
Participant contributions at beginning of year2020-12-31$2,483,518
Assets. Other investments not covered elsewhere at end of year2020-12-31$141,824,323
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$125,576,954
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$2,730,363
Other income not declared elsewhere2020-12-31$21,489,781
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$193,049,788
Value of net assets at end of year (total assets less liabilities)2020-12-31$2,246,859,495
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$2,053,809,707
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$1,638,720,572
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$1,471,089,001
Value of interest in pooled separate accounts at end of year2020-12-31$26,909,655
Value of interest in pooled separate accounts at beginning of year2020-12-31$30,305,885
Interest on participant loans2020-12-31$93,946
Interest earned on other investments2020-12-31$14,801,439
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$47,597,762
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$33,834,779
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$33,834,779
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$173,058
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$385,929,033
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$387,570,110
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$206,057,794
Net investment gain/loss from pooled separate accounts2020-12-31$248,175
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$21,113,733
Employer contributions (assets) at end of year2020-12-31$1,403,070
Employer contributions (assets) at beginning of year2020-12-31$1,343,466
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$144,929,339
Contract administrator fees2020-12-31$777,657
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31KRAFTCPAS PLLC
Accountancy firm EIN2020-12-31620713250
2019 : VANDERBILT UNIVERSITY RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$411,697,268
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$143,399,253
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$142,665,180
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$76,571,849
Value of total assets at end of year2019-12-31$2,053,809,707
Value of total assets at beginning of year2019-12-31$1,785,511,692
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$734,073
Total interest from all sources2019-12-31$15,536,825
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$35,013,652
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$35,013,652
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$42,399,023
Participant contributions at end of year2019-12-31$1,605,994
Participant contributions at beginning of year2019-12-31$1,473,651
Participant contributions at end of year2019-12-31$2,483,518
Participant contributions at beginning of year2019-12-31$2,480,944
Assets. Other investments not covered elsewhere at end of year2019-12-31$125,576,954
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$109,569,045
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$13,221,301
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$268,298,015
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,053,809,707
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,785,511,692
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$1,471,089,001
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$1,210,679,902
Value of interest in pooled separate accounts at end of year2019-12-31$30,305,885
Value of interest in pooled separate accounts at beginning of year2019-12-31$31,260,761
Interest on participant loans2019-12-31$81,289
Interest earned on other investments2019-12-31$15,455,536
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$33,834,779
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$27,343,827
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$27,343,827
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$387,570,110
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$401,405,338
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$282,914,313
Net investment gain/loss from pooled separate accounts2019-12-31$1,660,629
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$20,951,525
Employer contributions (assets) at end of year2019-12-31$1,343,466
Employer contributions (assets) at beginning of year2019-12-31$1,298,224
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$142,665,180
Contract administrator fees2019-12-31$734,073
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KRAFTCPAS PLLC
Accountancy firm EIN2019-12-31620713250
2018 : VANDERBILT UNIVERSITY RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$2,208,447
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$138,813,506
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$138,057,609
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$66,891,739
Value of total assets at end of year2018-12-31$1,785,511,692
Value of total assets at beginning of year2018-12-31$1,922,116,751
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$755,897
Total interest from all sources2018-12-31$16,545,617
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$38,392,597
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$38,392,597
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$39,430,585
Participant contributions at end of year2018-12-31$1,473,651
Participant contributions at beginning of year2018-12-31$1,272,452
Participant contributions at end of year2018-12-31$2,480,944
Assets. Other investments not covered elsewhere at end of year2018-12-31$109,569,045
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$115,898,458
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$7,034,727
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-136,605,059
Value of net assets at end of year (total assets less liabilities)2018-12-31$1,785,511,692
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$1,922,116,751
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$1,210,679,902
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$1,340,374,239
Value of interest in pooled separate accounts at end of year2018-12-31$31,260,761
Value of interest in pooled separate accounts at beginning of year2018-12-31$31,455,125
Interest on participant loans2018-12-31$63,242
Interest earned on other investments2018-12-31$16,136,053
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$27,343,827
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$22,599,216
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$22,599,216
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$346,322
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$401,405,338
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$410,517,261
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-121,094,032
Net investment gain/loss from pooled separate accounts2018-12-31$1,472,526
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$20,426,427
Employer contributions (assets) at end of year2018-12-31$1,298,224
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$138,057,609
Contract administrator fees2018-12-31$755,897
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KRAFTCPAS PLLC
Accountancy firm EIN2018-12-31620713250
2017 : VANDERBILT UNIVERSITY RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$320,512,705
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$133,038,114
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$132,242,202
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$65,704,501
Value of total assets at end of year2017-12-31$1,922,116,751
Value of total assets at beginning of year2017-12-31$1,734,642,160
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$795,912
Total interest from all sources2017-12-31$16,321,477
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$26,214,968
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$26,214,968
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$20,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$36,768,194
Participant contributions at end of year2017-12-31$1,272,452
Assets. Other investments not covered elsewhere at end of year2017-12-31$115,898,458
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$101,276,828
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$9,543,080
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$927,688
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$187,474,591
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,922,116,751
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,734,642,160
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$1,340,374,239
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$1,116,214,774
Value of interest in pooled separate accounts at end of year2017-12-31$31,455,125
Value of interest in pooled separate accounts at beginning of year2017-12-31$75,515,385
Interest on participant loans2017-12-31$48,632
Interest earned on other investments2017-12-31$16,084,087
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$22,599,216
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$21,763,285
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$21,763,285
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$188,758
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$410,517,261
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$418,944,200
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$210,885,681
Net investment gain/loss from pooled separate accounts2017-12-31$1,386,078
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$19,393,227
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$132,242,202
Contract administrator fees2017-12-31$795,912
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KRAFTCPAS PLLC
Accountancy firm EIN2017-12-31620713250
2016 : VANDERBILT UNIVERSITY RETIREMENT PLAN 2016 401k financial data
Total transfer of assets from this plan2016-12-31$1,679,826,890
Total income from all sources (including contributions)2016-12-31$270,482,337
Total of all expenses incurred2016-12-31$153,549,631
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$152,215,044
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$119,184,406
Value of total assets at end of year2016-12-31$1,734,642,160
Value of total assets at beginning of year2016-12-31$3,297,536,344
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,334,587
Total interest from all sources2016-12-31$19,761,177
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$29,308,785
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$29,308,785
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$71,637,740
Assets. Other investments not covered elsewhere at end of year2016-12-31$101,276,828
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$334,090,357
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$10,574,341
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$927,688
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$2,197,025
Other income not declared elsewhere2016-12-31$4,643,540
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$116,932,706
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,734,642,160
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$3,297,536,344
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,116,214,774
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$2,161,183,602
Value of interest in pooled separate accounts at end of year2016-12-31$75,515,385
Value of interest in pooled separate accounts at beginning of year2016-12-31$177,727,261
Interest on participant loans2016-12-31$65,805
Interest earned on other investments2016-12-31$19,688,338
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$21,763,285
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$39,271,131
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$39,271,131
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$7,034
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$418,944,200
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$583,066,968
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$89,991,939
Net investment gain/loss from pooled separate accounts2016-12-31$7,592,490
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$36,972,325
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$152,215,044
Contract administrator fees2016-12-31$1,334,587
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31LBMC, PC
Accountancy firm EIN2016-12-31621199757
2015 : VANDERBILT UNIVERSITY RETIREMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$253,972,085
Total of all expenses incurred2015-12-31$379,725,147
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$378,412,607
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$222,632,824
Value of total assets at end of year2015-12-31$3,297,536,344
Value of total assets at beginning of year2015-12-31$3,423,289,406
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,312,540
Total interest from all sources2015-12-31$22,978,066
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$48,913,033
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$48,913,033
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$126,089,276
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$5,848,910
Assets. Other investments not covered elsewhere at end of year2015-12-31$334,090,357
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$25,054,453
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$29,549,525
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$2,197,025
Other income not declared elsewhere2015-12-31$-26,695,406
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-125,753,062
Value of net assets at end of year (total assets less liabilities)2015-12-31$3,297,536,344
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$3,423,289,406
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$2,161,183,602
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$2,518,083,487
Value of interest in pooled separate accounts at end of year2015-12-31$177,727,261
Value of interest in pooled separate accounts at beginning of year2015-12-31$232,385,166
Interest on participant loans2015-12-31$30,704
Interest earned on other investments2015-12-31$22,944,091
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$39,271,131
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$48,271,899
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$48,271,899
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$3,271
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$583,066,968
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$590,300,095
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-25,501,909
Net investment gain/loss from pooled separate accounts2015-12-31$11,645,477
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$66,994,023
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$3,345,396
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$378,412,607
Contract administrator fees2015-12-31$1,312,540
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31LBMC, PC
Accountancy firm EIN2015-12-31621199757
2014 : VANDERBILT UNIVERSITY RETIREMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$420,892,478
Total of all expenses incurred2014-12-31$223,612,172
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$222,365,582
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$192,317,462
Value of total assets at end of year2014-12-31$3,423,289,406
Value of total assets at beginning of year2014-12-31$3,226,009,100
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,246,590
Total interest from all sources2014-12-31$23,723,054
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$115,537,579
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$115,537,579
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$117,984,887
Participant contributions at end of year2014-12-31$5,848,910
Participant contributions at beginning of year2014-12-31$5,907,346
Assets. Other investments not covered elsewhere at end of year2014-12-31$25,054,453
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$20,304,643
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$9,876,330
Other income not declared elsewhere2014-12-31$-1,246,027
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$197,280,306
Value of net assets at end of year (total assets less liabilities)2014-12-31$3,423,289,406
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,226,009,100
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,518,083,487
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$2,333,136,580
Value of interest in pooled separate accounts at end of year2014-12-31$232,385,166
Value of interest in pooled separate accounts at beginning of year2014-12-31$219,802,890
Interest earned on other investments2014-12-31$23,719,801
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$48,271,899
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$50,167,035
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$50,167,035
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$3,253
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$590,300,095
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$593,378,446
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$74,226,288
Net investment gain/loss from pooled separate accounts2014-12-31$16,334,122
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$64,456,245
Employer contributions (assets) at end of year2014-12-31$3,345,396
Employer contributions (assets) at beginning of year2014-12-31$3,312,160
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$222,365,582
Contract administrator fees2014-12-31$1,246,590
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31LBMC, PC
Accountancy firm EIN2014-12-31621199757
2013 : VANDERBILT UNIVERSITY RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$699,266,483
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$180,040,301
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$179,481,170
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$198,560,975
Value of total assets at end of year2013-12-31$3,226,009,100
Value of total assets at beginning of year2013-12-31$2,706,782,918
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$559,131
Total interest from all sources2013-12-31$22,869,164
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$66,514,374
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$66,514,374
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$117,952,691
Participant contributions at end of year2013-12-31$5,907,346
Participant contributions at beginning of year2013-12-31$5,723,703
Assets. Other investments not covered elsewhere at end of year2013-12-31$20,304,643
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$12,961,593
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$16,264,562
Other income not declared elsewhere2013-12-31$1,124,623
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$519,226,182
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,226,009,100
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,706,782,918
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$2,333,136,580
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,881,726,230
Value of interest in pooled separate accounts at end of year2013-12-31$219,802,890
Value of interest in pooled separate accounts at beginning of year2013-12-31$176,377,421
Interest earned on other investments2013-12-31$15,414,573
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$50,167,035
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$53,529,695
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$53,529,695
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$7,454,591
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$593,378,446
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$573,179,332
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$368,417,089
Net investment gain/loss from pooled separate accounts2013-12-31$41,780,258
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$64,343,722
Employer contributions (assets) at end of year2013-12-31$3,312,160
Employer contributions (assets) at beginning of year2013-12-31$3,284,944
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$179,481,170
Contract administrator fees2013-12-31$559,131
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31LATTIMORE BLACK MORGAN & CAIN, PC
Accountancy firm EIN2013-12-31621199757
2012 : VANDERBILT UNIVERSITY RETIREMENT PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$469,262,093
Total of all expenses incurred2012-12-31$133,833,945
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$133,324,152
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$189,230,683
Value of total assets at end of year2012-12-31$2,706,782,918
Value of total assets at beginning of year2012-12-31$2,371,354,770
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$509,793
Total interest from all sources2012-12-31$6,709,602
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$36,315,804
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$36,315,804
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$113,469,878
Participant contributions at end of year2012-12-31$5,723,703
Participant contributions at beginning of year2012-12-31$6,015,993
Assets. Other investments not covered elsewhere at end of year2012-12-31$12,961,593
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$7,968,392
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$13,368,353
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$335,428,148
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,706,782,918
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,371,354,770
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,881,726,230
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,597,998,865
Value of interest in pooled separate accounts at end of year2012-12-31$176,377,421
Value of interest in pooled separate accounts at beginning of year2012-12-31$150,678,521
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$53,529,695
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$49,858,877
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$49,858,877
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$6,709,602
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$573,179,332
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$555,251,384
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$200,407,798
Net investment gain/loss from pooled separate accounts2012-12-31$36,598,206
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$62,392,452
Employer contributions (assets) at end of year2012-12-31$3,284,944
Employer contributions (assets) at beginning of year2012-12-31$3,582,738
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$133,324,152
Contract administrator fees2012-12-31$509,793
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31LATTIMORE BLACK MORGAN & CAIN, PC
Accountancy firm EIN2012-12-31621199757
2011 : VANDERBILT UNIVERSITY RETIREMENT PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$161,352,855
Total of all expenses incurred2011-12-31$118,973,413
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$118,557,423
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$172,416,145
Value of total assets at end of year2011-12-31$2,371,354,770
Value of total assets at beginning of year2011-12-31$2,328,975,328
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$415,990
Total interest from all sources2011-12-31$7,673,822
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$32,325,815
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$32,325,815
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$105,587,084
Participant contributions at end of year2011-12-31$6,015,993
Participant contributions at beginning of year2011-12-31$5,200,336
Assets. Other investments not covered elsewhere at end of year2011-12-31$7,968,392
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$2,244,076
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$7,407,433
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$42,379,442
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,371,354,770
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,328,975,328
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,597,998,865
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,573,813,308
Value of interest in pooled separate accounts at end of year2011-12-31$150,678,521
Value of interest in pooled separate accounts at beginning of year2011-12-31$158,688,991
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$49,858,877
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$51,106,819
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$51,106,819
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$7,673,822
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$555,251,384
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$535,000,181
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-63,527,410
Net investment gain/loss from pooled separate accounts2011-12-31$12,464,483
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$59,421,628
Employer contributions (assets) at end of year2011-12-31$3,582,738
Employer contributions (assets) at beginning of year2011-12-31$2,921,617
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$118,557,423
Contract administrator fees2011-12-31$415,990
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31LATTIMORE BLACK MORGAN & CAIN, PC
Accountancy firm EIN2011-12-31621199757
2010 : VANDERBILT UNIVERSITY RETIREMENT PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$400,596,499
Total of all expenses incurred2010-12-31$99,401,138
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$99,096,198
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$165,597,538
Value of total assets at end of year2010-12-31$2,328,975,328
Value of total assets at beginning of year2010-12-31$2,027,779,967
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$304,940
Total interest from all sources2010-12-31$5,694,265
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$22,110,176
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$22,110,176
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$101,482,912
Participant contributions at end of year2010-12-31$5,200,336
Participant contributions at beginning of year2010-12-31$5,098,207
Assets. Other investments not covered elsewhere at end of year2010-12-31$2,244,076
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$1,736,493
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$8,672,176
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$301,195,361
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,328,975,328
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,027,779,967
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$304,940
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,573,813,308
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,311,009,336
Value of interest in pooled separate accounts at end of year2010-12-31$158,688,991
Value of interest in pooled separate accounts at beginning of year2010-12-31$134,174,240
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$51,106,819
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$59,068,315
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$59,068,315
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$5,694,265
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$535,000,181
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$513,946,765
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$171,196,960
Net investment gain/loss from pooled separate accounts2010-12-31$35,997,560
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$55,442,450
Employer contributions (assets) at end of year2010-12-31$2,921,617
Employer contributions (assets) at beginning of year2010-12-31$2,746,611
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$99,096,198
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31LATTIMORE BLACK MORGAN & CAIN, PC
Accountancy firm EIN2010-12-31621199757

Form 5500 Responses for VANDERBILT UNIVERSITY RETIREMENT PLAN

2023: VANDERBILT UNIVERSITY RETIREMENT PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: VANDERBILT UNIVERSITY RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedYes
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: VANDERBILT UNIVERSITY RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: VANDERBILT UNIVERSITY RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: VANDERBILT UNIVERSITY RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: VANDERBILT UNIVERSITY RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: VANDERBILT UNIVERSITY RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: VANDERBILT UNIVERSITY RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: VANDERBILT UNIVERSITY RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: VANDERBILT UNIVERSITY RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: VANDERBILT UNIVERSITY RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: VANDERBILT UNIVERSITY RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: VANDERBILT UNIVERSITY RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: VANDERBILT UNIVERSITY RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01First time form 5500 has been submittedYes
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: VANDERBILT UNIVERSITY RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number45861-003
Policy instance 4
Insurance contract or identification number45861-003
Number of Individuals Covered565
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Total amount of commissions paid to insurance brokerUSD $973
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number45861-001
Policy instance 3
Insurance contract or identification number45861-001
Number of Individuals Covered816
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Total amount of commissions paid to insurance brokerUSD $3,321
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101002
Policy instance 2
Insurance contract or identification number101002
Number of Individuals Covered3812
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number439719 / 806545
Policy instance 1
Insurance contract or identification number439719 / 806545
Number of Individuals Covered0
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $48,606
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number439719 / 806545
Policy instance 1
Insurance contract or identification number439719 / 806545
Number of Individuals Covered0
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $39,477
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101002
Policy instance 2
Insurance contract or identification number101002
Number of Individuals Covered3961
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number45861-001
Policy instance 3
Insurance contract or identification number45861-001
Number of Individuals Covered850
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $3,754
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number45861-003
Policy instance 4
Insurance contract or identification number45861-003
Number of Individuals Covered595
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $1,069
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number45861-003
Policy instance 4
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number45861-001
Policy instance 3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101002
Policy instance 2
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number439719 / 806545
Policy instance 1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number439719 / 806545
Policy instance 1
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101002
Policy instance 2
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number45861-001
Policy instance 3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number45861-003
Policy instance 4
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number439719 / 806545
Policy instance 1
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number45861-001
Policy instance 3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101002
Policy instance 2
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number45861-003
Policy instance 4
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number45861-003
Policy instance 4
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number45861-001
Policy instance 3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101002
Policy instance 2
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number806545 / 439719
Policy instance 1
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number45861001
Policy instance 1
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number45861003
Policy instance 2
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101002
Policy instance 3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number439719/806545
Policy instance 4
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number45861001
Policy instance 1
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number45861003
Policy instance 2
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101002
Policy instance 3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number439719/806545
Policy instance 4
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number439719/806545
Policy instance 4
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number45861001
Policy instance 1
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number45861003
Policy instance 2
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101002
Policy instance 3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number45861003
Policy instance 2
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101002
Policy instance 3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number45861001
Policy instance 1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number439719/806545
Policy instance 4
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number439719
Policy instance 4
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101002
Policy instance 3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number45861001
Policy instance 2
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number45861003
Policy instance 1
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101002
Policy instance 4
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number45861001
Policy instance 2
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number439719
Policy instance 3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number45861003
Policy instance 1

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