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TENNESSEE ORTHOPAEDIC CLINICS, PC 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameTENNESSEE ORTHOPAEDIC CLINICS, PC 401(K) PROFIT SHARING PLAN
Plan identification number 003

TENNESSEE ORTHOPAEDIC CLINICS, PC 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Life insurance

401k Sponsoring company profile

TENNESSEE ORTHOPAEDIC CLINICS, P.C. has sponsored the creation of one or more 401k plans.

Company Name:TENNESSEE ORTHOPAEDIC CLINICS, P.C.
Employer identification number (EIN):620947662
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TENNESSEE ORTHOPAEDIC CLINICS, PC 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032017-01-01P. MERRILL WHITE2017-07-19
0032016-01-01P. MERRILL WHITE
0032015-01-01P. MERRILL WHITE
0032014-01-01P. MERRILL WHITE
0032013-01-01P. MERRILL WHITE
0032012-01-01P. MERRILL WHITE
0032011-01-01P. MERRILL WHITE
0032010-01-01P. MERRILL WHITE
0032009-01-01P. MERRILL WHITE

Financial Data on TENNESSEE ORTHOPAEDIC CLINICS, PC 401(K) PROFIT SHARING PLAN

Measure Date Value
2016 : TENNESSEE ORTHOPAEDIC CLINICS, PC 401(K) PROFIT SHARING PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$-985,637
Total income from all sources2016-12-31$130,137
Expenses. Total of all expenses incurred2016-12-31$2,193,775
Benefits paid (including direct rollovers)2016-12-31$2,176,727
Total plan assets at end of year2016-12-31$64,552
Total plan assets at beginning of year2016-12-31$3,113,827
Value of fidelity bond covering the plan2016-12-31$500,000
Other income received2016-12-31$130,137
Net income (gross income less expenses)2016-12-31$-2,063,638
Net plan assets at end of year (total assets less liabilities)2016-12-31$64,552
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$3,113,827
Assets. Value of participant loans2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$17,048
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : TENNESSEE ORTHOPAEDIC CLINICS, PC 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$-76,050
Expenses. Total of all expenses incurred2015-12-31$2,404,741
Benefits paid (including direct rollovers)2015-12-31$2,374,183
Total plan assets at end of year2015-12-31$3,113,827
Total plan assets at beginning of year2015-12-31$5,594,618
Value of fidelity bond covering the plan2015-12-31$500,000
Expenses. Other expenses not covered elsewhere2015-12-31$30,558
Other income received2015-12-31$-76,050
Net income (gross income less expenses)2015-12-31$-2,480,791
Net plan assets at end of year (total assets less liabilities)2015-12-31$3,113,827
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$5,594,618
Assets. Value of participant loans2015-12-31$52,658
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : TENNESSEE ORTHOPAEDIC CLINICS, PC 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$273,958
Expenses. Total of all expenses incurred2014-12-31$1,775,734
Benefits paid (including direct rollovers)2014-12-31$1,741,870
Total plan assets at end of year2014-12-31$5,594,618
Total plan assets at beginning of year2014-12-31$7,096,394
Value of fidelity bond covering the plan2014-12-31$500,000
Other income received2014-12-31$273,958
Net income (gross income less expenses)2014-12-31$-1,501,776
Net plan assets at end of year (total assets less liabilities)2014-12-31$5,594,618
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$7,096,394
Assets. Value of participant loans2014-12-31$42,179
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$33,864
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : TENNESSEE ORTHOPAEDIC CLINICS, PC 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total plan liabilities at end of year2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$1,374,224
Expenses. Total of all expenses incurred2013-12-31$4,573,091
Benefits paid (including direct rollovers)2013-12-31$4,532,984
Total plan assets at end of year2013-12-31$7,096,394
Total plan assets at beginning of year2013-12-31$10,295,261
Value of fidelity bond covering the plan2013-12-31$1,000,000
Other income received2013-12-31$1,374,224
Net income (gross income less expenses)2013-12-31$-3,198,867
Net plan assets at end of year (total assets less liabilities)2013-12-31$7,096,394
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$10,295,261
Assets. Value of participant loans2013-12-31$54,545
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$40,107
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : TENNESSEE ORTHOPAEDIC CLINICS, PC 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$1,334,456
Expenses. Total of all expenses incurred2012-12-31$3,195,780
Benefits paid (including direct rollovers)2012-12-31$3,144,415
Total plan assets at end of year2012-12-31$10,295,261
Total plan assets at beginning of year2012-12-31$12,156,585
Value of fidelity bond covering the plan2012-12-31$1,000,000
Expenses. Other expenses not covered elsewhere2012-12-31$51,365
Other income received2012-12-31$1,334,456
Net income (gross income less expenses)2012-12-31$-1,861,324
Net plan assets at end of year (total assets less liabilities)2012-12-31$10,295,261
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$12,156,585
Assets. Value of participant loans2012-12-31$20,637
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : TENNESSEE ORTHOPAEDIC CLINICS, PC 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$-261,646
Expenses. Total of all expenses incurred2011-12-31$389,526
Benefits paid (including direct rollovers)2011-12-31$332,418
Total plan assets at end of year2011-12-31$12,156,585
Total plan assets at beginning of year2011-12-31$12,807,757
Value of fidelity bond covering the plan2011-12-31$1,000,000
Expenses. Other expenses not covered elsewhere2011-12-31$57,108
Other income received2011-12-31$-344,217
Noncash contributions received2011-12-31$82,571
Net income (gross income less expenses)2011-12-31$-651,172
Net plan assets at end of year (total assets less liabilities)2011-12-31$12,156,585
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$12,807,757
Assets. Value of participant loans2011-12-31$32,085
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : TENNESSEE ORTHOPAEDIC CLINICS, PC 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$1,501,438
Expenses. Total of all expenses incurred2010-12-31$334,794
Benefits paid (including direct rollovers)2010-12-31$286,247
Total plan assets at end of year2010-12-31$12,807,757
Total plan assets at beginning of year2010-12-31$11,641,113
Value of fidelity bond covering the plan2010-12-31$1,000,000
Expenses. Other expenses not covered elsewhere2010-12-31$48,547
Other income received2010-12-31$1,501,438
Net income (gross income less expenses)2010-12-31$1,166,644
Net plan assets at end of year (total assets less liabilities)2010-12-31$12,807,757
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$11,641,113
Assets. Value of participant loans2010-12-31$42,900
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : TENNESSEE ORTHOPAEDIC CLINICS, PC 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for TENNESSEE ORTHOPAEDIC CLINICS, PC 401(K) PROFIT SHARING PLAN

2016: TENNESSEE ORTHOPAEDIC CLINICS, PC 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: TENNESSEE ORTHOPAEDIC CLINICS, PC 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: TENNESSEE ORTHOPAEDIC CLINICS, PC 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: TENNESSEE ORTHOPAEDIC CLINICS, PC 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: TENNESSEE ORTHOPAEDIC CLINICS, PC 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: TENNESSEE ORTHOPAEDIC CLINICS, PC 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: TENNESSEE ORTHOPAEDIC CLINICS, PC 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: TENNESSEE ORTHOPAEDIC CLINICS, PC 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 90425 )
Policy contract number2746150
Policy instance 4
SUN LIFE ASSURANCE COMPANY OF CANADA (National Association of Insurance Commissioners NAIC id number: 79065 )
Policy contract number1250-155700
Policy instance 5
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number95-4496199
Policy instance 3
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 80942 )
Policy contract numberC132018-LM
Policy instance 2
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number016079116
Policy instance 1
SUN LIFE ASSURANCE COMPANY OF CANADA (National Association of Insurance Commissioners NAIC id number: 79065 )
Policy contract number1250-155700
Policy instance 5
JOHN HANCOCK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 90425 )
Policy contract number2746150
Policy instance 4
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 80942 )
Policy contract numberC132018-LM
Policy instance 2
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number95-4496199
Policy instance 3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number016079116
Policy instance 1
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number95-3088319
Policy instance 7
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract numberVR07455942
Policy instance 6
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number016079116
Policy instance 1
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number95-3088319
Policy instance 7
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract numberVR07455942
Policy instance 6
SUN LIFE ASSURANCE COMPANY OF CANADA (National Association of Insurance Commissioners NAIC id number: 79065 )
Policy contract number1250-155700
Policy instance 5
JOHN HANCOCK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 90425 )
Policy contract number2746150
Policy instance 4
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number95-4496199
Policy instance 3
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 80942 )
Policy contract numberC132018-LM
Policy instance 2
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 80942 )
Policy contract numberC132018-LM
Policy instance 2
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number95-4496199
Policy instance 3
JOHN HANCOCK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 90425 )
Policy contract number2746150
Policy instance 4
SUN LIFE ASSURANCE COMPANY OF CANADA (National Association of Insurance Commissioners NAIC id number: 79065 )
Policy contract number1250-155700
Policy instance 5
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract numberVR07455942
Policy instance 6
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number016079116
Policy instance 1
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number95-3088319
Policy instance 7
SUN LIFE ASSURANCE COMPANY OF CANADA (National Association of Insurance Commissioners NAIC id number: 79065 )
Policy contract number1250-155700
Policy instance 7
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberN02429682
Policy instance 1
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberN02438509
Policy instance 2
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number016079116
Policy instance 3
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 80942 )
Policy contract numberC132018-LM
Policy instance 4
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number95-4496199
Policy instance 5
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number95-3088319
Policy instance 9
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract numberVR07455942
Policy instance 8
JOHN HANCOCK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 90425 )
Policy contract number2746150
Policy instance 6

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