401k Plan data: TENNESSEE ORTHOPAEDIC CLINICS RETIREMENT PLAN plan

TENNESSEE ORTHOPAEDIC CLINICS RETIREMENT PLAN 401k Plan overview

Plan Name	TENNESSEE ORTHOPAEDIC CLINICS RETIREMENT PLAN
Plan identification number	004

TENNESSEE ORTHOPAEDIC CLINICS RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

TENNESSEE ORTHOPAEDIC CLINICS, P.C. has sponsored the creation of one or more 401k plans.

Company Name: TENNESSEE ORTHOPAEDIC CLINICS, P.C.

Employer identification number (EIN): 620947662

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TENNESSEE ORTHOPAEDIC CLINICS RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
004 2022-01-01 EARL ANDERSON 2022-12-06
004 2021-01-01
004 2020-01-01
004 2019-01-01
004 2018-01-01
004 2017-01-01 ELAINE HAUK
004 2016-08-01 ELAINE HAUK

Plan Statistics for TENNESSEE ORTHOPAEDIC CLINICS RETIREMENT PLAN

401k plan membership statisitcs for TENNESSEE ORTHOPAEDIC CLINICS RETIREMENT PLAN

Measure Date Value
2021: TENNESSEE ORTHOPAEDIC CLINICS RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 383
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 0
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 1
Total of all active and inactive participants 2021-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 1
Number of participants with account balances 2021-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: TENNESSEE ORTHOPAEDIC CLINICS RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 2,038
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 302
Number of retired or separated participants receiving benefits 2020-01-01 1
Number of other retired or separated participants entitled to future benefits 2020-01-01 79
Total of all active and inactive participants 2020-01-01 382
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 1
Total participants 2020-01-01 383
Number of participants with account balances 2020-01-01 374
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 16
2019: TENNESSEE ORTHOPAEDIC CLINICS RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 472
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 281
Number of retired or separated participants receiving benefits 2019-01-01 1
Number of other retired or separated participants entitled to future benefits 2019-01-01 1,755
Total of all active and inactive participants 2019-01-01 2,037
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 1
Total participants 2019-01-01 2,038
Number of participants with account balances 2019-01-01 446
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 15
2018: TENNESSEE ORTHOPAEDIC CLINICS RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 389
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 312
Number of retired or separated participants receiving benefits 2018-01-01 2
Number of other retired or separated participants entitled to future benefits 2018-01-01 157
Total of all active and inactive participants 2018-01-01 471
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 1
Total participants 2018-01-01 472
Number of participants with account balances 2018-01-01 412
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 31
2017: TENNESSEE ORTHOPAEDIC CLINICS RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 360
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 266
Number of retired or separated participants receiving benefits 2017-01-01 2
Number of other retired or separated participants entitled to future benefits 2017-01-01 108
Total of all active and inactive participants 2017-01-01 376
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 377
Number of participants with account balances 2017-01-01 325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 12
2016: TENNESSEE ORTHOPAEDIC CLINICS RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-08-01 0
Total number of active participants reported on line 7a of the Form 5500 2016-08-01 285
Number of retired or separated participants receiving benefits 2016-08-01 2
Number of other retired or separated participants entitled to future benefits 2016-08-01 72
Total of all active and inactive participants 2016-08-01 359
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-08-01 1
Total participants 2016-08-01 360
Number of participants with account balances 2016-08-01 283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-08-01 20

Measure	Date	Value
2021: TENNESSEE ORTHOPAEDIC CLINICS RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	383
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	0
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	1
Total of all active and inactive participants	2021-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	1
Number of participants with account balances	2021-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: TENNESSEE ORTHOPAEDIC CLINICS RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	2,038
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	302
Number of retired or separated participants receiving benefits	2020-01-01	1
Number of other retired or separated participants entitled to future benefits	2020-01-01	79
Total of all active and inactive participants	2020-01-01	382
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	1
Total participants	2020-01-01	383
Number of participants with account balances	2020-01-01	374
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	16
2019: TENNESSEE ORTHOPAEDIC CLINICS RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	472
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	281
Number of retired or separated participants receiving benefits	2019-01-01	1
Number of other retired or separated participants entitled to future benefits	2019-01-01	1,755
Total of all active and inactive participants	2019-01-01	2,037
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	1
Total participants	2019-01-01	2,038
Number of participants with account balances	2019-01-01	446
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	15
2018: TENNESSEE ORTHOPAEDIC CLINICS RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	389
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	312
Number of retired or separated participants receiving benefits	2018-01-01	2
Number of other retired or separated participants entitled to future benefits	2018-01-01	157
Total of all active and inactive participants	2018-01-01	471
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	1
Total participants	2018-01-01	472
Number of participants with account balances	2018-01-01	412
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	31
2017: TENNESSEE ORTHOPAEDIC CLINICS RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	360
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	266
Number of retired or separated participants receiving benefits	2017-01-01	2
Number of other retired or separated participants entitled to future benefits	2017-01-01	108
Total of all active and inactive participants	2017-01-01	376
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	377
Number of participants with account balances	2017-01-01	325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	12
2016: TENNESSEE ORTHOPAEDIC CLINICS RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-08-01	0
Total number of active participants reported on line 7a of the Form 5500	2016-08-01	285
Number of retired or separated participants receiving benefits	2016-08-01	2
Number of other retired or separated participants entitled to future benefits	2016-08-01	72
Total of all active and inactive participants	2016-08-01	359
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-08-01	1
Total participants	2016-08-01	360
Number of participants with account balances	2016-08-01	283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-08-01	20

Financial Data on TENNESSEE ORTHOPAEDIC CLINICS RETIREMENT PLAN

Measure	Date	Value
2021 : TENNESSEE ORTHOPAEDIC CLINICS RETIREMENT PLAN 2021 401k financial data
Total income from all sources (including contributions)	2021-12-31	$7,013,210
Total of all expenses incurred	2021-12-31	$62,643,789
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$62,547,060
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$1,211,035
Value of total assets at end of year	2021-12-31	$156,391
Value of total assets at beginning of year	2021-12-31	$55,786,970
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$96,729
Total interest from all sources	2021-12-31	$8,023
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$89,370
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2021-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$89,370
Administrative expenses professional fees incurred	2021-12-31	$15,000
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Participant contributions at end of year	2021-12-31	$0
Participant contributions at beginning of year	2021-12-31	$283,788
Participant contributions at end of year	2021-12-31	$0
Participant contributions at beginning of year	2021-12-31	$4,546
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$156,391
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$28,153,139
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$268
Other income not declared elsewhere	2021-12-31	$3,032,693
Administrative expenses (other) incurred	2021-12-31	$41,571
Total non interest bearing cash at end of year	2021-12-31	$0
Total non interest bearing cash at beginning of year	2021-12-31	$44,812
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$-55,630,579
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$156,391
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$55,786,970
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$40,158
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$24,103,524
Interest on participant loans	2021-12-31	$8,023
Value of interest in common/collective trusts at end of year	2021-12-31	$0
Value of interest in common/collective trusts at beginning of year	2021-12-31	$3,111,905
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$83,361
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$83,361
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$2,639,926
Net investment gain or loss from common/collective trusts	2021-12-31	$32,163
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$1,211,035
Employer contributions (assets) at end of year	2021-12-31	$0
Employer contributions (assets) at beginning of year	2021-12-31	$1,627
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$62,547,060
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	No
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	LBMC, PC
Accountancy firm EIN	2021-12-31	621199757
2020 : TENNESSEE ORTHOPAEDIC CLINICS RETIREMENT PLAN 2020 401k financial data
Total income from all sources (including contributions)	2020-12-31	$10,701,753
Total of all expenses incurred	2020-12-31	$1,116,498
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,031,444
Expenses. Certain deemed distributions of participant loans	2020-12-31	$7,342
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$3,092,322
Value of total assets at end of year	2020-12-31	$55,786,970
Value of total assets at beginning of year	2020-12-31	$46,201,715
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$77,712
Total interest from all sources	2020-12-31	$14,316
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$348,524
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2020-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$348,524
Administrative expenses professional fees incurred	2020-12-31	$9,950
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$1,343,092
Participant contributions at end of year	2020-12-31	$283,788
Participant contributions at beginning of year	2020-12-31	$257,129
Participant contributions at end of year	2020-12-31	$4,546
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$28,153,139
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$23,648,085
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$62,490
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$268
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$389
Other income not declared elsewhere	2020-12-31	$3,925,578
Administrative expenses (other) incurred	2020-12-31	$40,896
Total non interest bearing cash at end of year	2020-12-31	$44,812
Total non interest bearing cash at beginning of year	2020-12-31	$35,409
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$9,585,255
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$55,786,970
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$46,201,715
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$26,866
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$24,103,524
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$19,289,942
Interest on participant loans	2020-12-31	$14,308
Value of interest in common/collective trusts at end of year	2020-12-31	$3,111,905
Value of interest in common/collective trusts at beginning of year	2020-12-31	$2,646,238
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$83,361
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$33,699
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$33,699
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$8
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$3,260,363
Net investment gain or loss from common/collective trusts	2020-12-31	$60,650
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$1,686,740
Employer contributions (assets) at end of year	2020-12-31	$1,627
Employer contributions (assets) at beginning of year	2020-12-31	$290,824
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,031,444
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-12-31	No
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	LATTIMORE BLACK MORGAN & CAIN PC
Accountancy firm EIN	2020-12-31	621199757
2019 : TENNESSEE ORTHOPAEDIC CLINICS RETIREMENT PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$11,006,403
Total of all expenses incurred	2019-12-31	$1,183,165
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,086,366
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$3,438,523
Value of total assets at end of year	2019-12-31	$46,201,715
Value of total assets at beginning of year	2019-12-31	$36,378,477
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$96,799
Total interest from all sources	2019-12-31	$13,552
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$387,620
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$387,620
Administrative expenses professional fees incurred	2019-12-31	$7,500
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$1,204,361
Participant contributions at end of year	2019-12-31	$257,129
Participant contributions at beginning of year	2019-12-31	$274,470
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$23,648,085
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$18,848,513
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$319,653
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$389
Other income not declared elsewhere	2019-12-31	$3,824,755
Administrative expenses (other) incurred	2019-12-31	$61,938
Total non interest bearing cash at end of year	2019-12-31	$35,409
Total non interest bearing cash at beginning of year	2019-12-31	$111,025
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$9,823,238
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$46,201,715
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$36,378,477
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$27,361
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$19,289,942
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$14,653,144
Interest on participant loans	2019-12-31	$13,406
Value of interest in common/collective trusts at end of year	2019-12-31	$2,646,238
Value of interest in common/collective trusts at beginning of year	2019-12-31	$2,474,111
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$33,699
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$17,214
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$17,214
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$146
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$3,269,058
Net investment gain or loss from common/collective trusts	2019-12-31	$72,895
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$1,914,509
Employer contributions (assets) at end of year	2019-12-31	$290,824
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,086,366
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	LATTIMORE BLACK MORGAN & CAIN PC
Accountancy firm EIN	2019-12-31	621199757
2018 : TENNESSEE ORTHOPAEDIC CLINICS RETIREMENT PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$942,534
Total of all expenses incurred	2018-12-31	$1,183,979
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,058,364
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$2,972,791
Value of total assets at end of year	2018-12-31	$36,378,477
Value of total assets at beginning of year	2018-12-31	$36,619,922
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$125,615
Total interest from all sources	2018-12-31	$16,125
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$324,876
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$324,876
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,104,044
Participant contributions at end of year	2018-12-31	$274,470
Participant contributions at beginning of year	2018-12-31	$396,354
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$18,848,513
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$17,902,199
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$256,996
Other income not declared elsewhere	2018-12-31	$-1,190,532
Administrative expenses (other) incurred	2018-12-31	$85,688
Total non interest bearing cash at end of year	2018-12-31	$111,025
Total non interest bearing cash at beginning of year	2018-12-31	$68,878
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-241,445
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$36,378,477
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$36,619,922
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$39,927
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$14,653,144
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$15,542,805
Interest on participant loans	2018-12-31	$16,079
Value of interest in common/collective trusts at end of year	2018-12-31	$2,474,111
Value of interest in common/collective trusts at beginning of year	2018-12-31	$2,693,926
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$17,214
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$15,760
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$15,760
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$46
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-1,233,238
Net investment gain or loss from common/collective trusts	2018-12-31	$52,512
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$1,611,751
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,058,364
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	LATTIMORE BLACK MORGAN & CAIN PC
Accountancy firm EIN	2018-12-31	621199757
2017 : TENNESSEE ORTHOPAEDIC CLINICS RETIREMENT PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$8,335,491
Total of all expenses incurred	2017-12-31	$2,556,809
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$2,459,730
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,578,478
Value of total assets at end of year	2017-12-31	$36,619,922
Value of total assets at beginning of year	2017-12-31	$30,841,240
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$97,079
Total interest from all sources	2017-12-31	$18,260
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$278,337
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$278,337
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,078,096
Participant contributions at end of year	2017-12-31	$396,354
Participant contributions at beginning of year	2017-12-31	$386,625
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$1,804
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$17,902,199
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$15,199,713
Other income not declared elsewhere	2017-12-31	$3,177,567
Administrative expenses (other) incurred	2017-12-31	$78,329
Total non interest bearing cash at end of year	2017-12-31	$68,878
Total non interest bearing cash at beginning of year	2017-12-31	$16,795
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$5,778,682
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$36,619,922
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$30,841,240
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$18,750
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$15,542,805
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$13,420,813
Interest on participant loans	2017-12-31	$18,251
Value of interest in common/collective trusts at end of year	2017-12-31	$2,693,926
Value of interest in common/collective trusts at beginning of year	2017-12-31	$1,789,041
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$15,760
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$26,449
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$26,449
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$9
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$2,242,013
Net investment gain or loss from common/collective trusts	2017-12-31	$40,836
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$1,500,382
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$2,459,730
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	LATTIMORE BLACK MORGAN & CAIN PC
Accountancy firm EIN	2017-12-31	621199757
2016 : TENNESSEE ORTHOPAEDIC CLINICS RETIREMENT PLAN 2016 401k financial data
Total transfer of assets to this plan	2016-12-31	$25,335,122
Total income from all sources (including contributions)	2016-12-31	$6,019,735
Total of all expenses incurred	2016-12-31	$513,617
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$482,266
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,416,746
Value of total assets at end of year	2016-12-31	$30,841,240
Value of total assets at beginning of year	2016-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$31,351
Total interest from all sources	2016-12-31	$6,431
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$184,314
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$184,314
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$381,739
Participant contributions at end of year	2016-12-31	$386,625
Participant contributions at beginning of year	2016-12-31	$0
Participant contributions at end of year	2016-12-31	$1,804
Participant contributions at beginning of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$15,199,713
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$0
Other income not declared elsewhere	2016-12-31	$4,200,488
Administrative expenses (other) incurred	2016-12-31	$27,184
Total non interest bearing cash at end of year	2016-12-31	$16,795
Total non interest bearing cash at beginning of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$5,506,118
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$30,841,240
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$4,167
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$13,420,813
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$0
Interest on participant loans	2016-12-31	$6,431
Value of interest in common/collective trusts at end of year	2016-12-31	$1,789,041
Value of interest in common/collective trusts at beginning of year	2016-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$26,449
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$199,538
Net investment gain or loss from common/collective trusts	2016-12-31	$12,218
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$1,035,007
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$482,266
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	Yes
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No

Form 5500 Responses for TENNESSEE ORTHOPAEDIC CLINICS RETIREMENT PLAN

2021: TENNESSEE ORTHOPAEDIC CLINICS RETIREMENT PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: TENNESSEE ORTHOPAEDIC CLINICS RETIREMENT PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: TENNESSEE ORTHOPAEDIC CLINICS RETIREMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: TENNESSEE ORTHOPAEDIC CLINICS RETIREMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: TENNESSEE ORTHOPAEDIC CLINICS RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: TENNESSEE ORTHOPAEDIC CLINICS RETIREMENT PLAN 2016 form 5500 responses
2016-08-01	Type of plan entity	Single employer plan
2016-08-01	First time form 5500 has been submitted	Yes
2016-08-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2016-08-01	Plan funding arrangement – Trust	Yes
2016-08-01	Plan benefit arrangement - Trust	Yes

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Company Name:	TENNESSEE ORTHOPAEDIC CLINICS, P.C.
Employer identification number (EIN):	620947662
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
004	2022-01-01	EARL ANDERSON	2022-12-06
004	2021-01-01
004	2020-01-01
004	2019-01-01
004	2018-01-01
004	2017-01-01	ELAINE HAUK
004	2016-08-01	ELAINE HAUK