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THE REGIONAL CENTER FOR ORAL & MAXILLOFACIAL SURGERY, INC. PROFIT SHARING PLAN 401k Plan overview

Plan NameTHE REGIONAL CENTER FOR ORAL & MAXILLOFACIAL SURGERY, INC. PROFIT SHARING PLAN
Plan identification number 002

THE REGIONAL CENTER FOR ORAL & MAXILLOFACIAL SURGERY, INC. PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE REGIONAL CENTER FOR ORAL & MAXILLOFACIAL SURGERY, INC. has sponsored the creation of one or more 401k plans.

Company Name:THE REGIONAL CENTER FOR ORAL & MAXILLOFACIAL SURGERY, INC.
Employer identification number (EIN):621516989
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE REGIONAL CENTER FOR ORAL & MAXILLOFACIAL SURGERY, INC. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022018-01-01DR. CHARLES WITKOWSKI2019-07-01
0022018-01-01DR. CHARLES WITKOWSKI2019-09-12
0022017-01-01DR. CHARLES WITKOWSKI2018-07-23
0022016-01-01DR. CHARLES WITKOWSKI2017-09-21
0022015-01-01DR. CHARLES WITKOWSKI
0022014-01-01DR. CHARLES WITKOWSKI
0022013-01-01DR. CHARLES WITKOWSKI
0022012-01-01DR. CHARLES WITKOWSKI
0022011-01-01DR CHARLES WITKOWSKI2012-10-11
0022010-01-01DR CHARLES WITKOWSKI2011-09-10

Plan Statistics for THE REGIONAL CENTER FOR ORAL & MAXILLOFACIAL SURGERY, INC. PROFIT SHARING PLAN

401k plan membership statisitcs for THE REGIONAL CENTER FOR ORAL & MAXILLOFACIAL SURGERY, INC. PROFIT SHARING PLAN

Measure Date Value
2015: THE REGIONAL CENTER FOR ORAL & MAXILLOFACIAL SURGERY, INC. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0113
Total number of active participants reported on line 7a of the Form 55002015-01-019
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-012
Total of all active and inactive participants2015-01-0112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0112
Number of participants with account balances2015-01-0112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: THE REGIONAL CENTER FOR ORAL & MAXILLOFACIAL SURGERY, INC. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0112
Total number of active participants reported on line 7a of the Form 55002014-01-0113
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-0113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0113
Number of participants with account balances2014-01-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: THE REGIONAL CENTER FOR ORAL & MAXILLOFACIAL SURGERY, INC. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0111
Total number of active participants reported on line 7a of the Form 55002013-01-0110
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0110
Number of participants with account balances2013-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THE REGIONAL CENTER FOR ORAL & MAXILLOFACIAL SURGERY, INC. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0112
Total number of active participants reported on line 7a of the Form 55002012-01-0110
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-0111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0111
Number of participants with account balances2012-01-0111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010

Financial Data on THE REGIONAL CENTER FOR ORAL & MAXILLOFACIAL SURGERY, INC. PROFIT SHARING PLAN

Measure Date Value
2015 : THE REGIONAL CENTER FOR ORAL & MAXILLOFACIAL SURGERY, INC. PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$80,240
Expenses. Total of all expenses incurred2015-12-31$505,999
Benefits paid (including direct rollovers)2015-12-31$502,229
Total plan assets at end of year2015-12-31$1,375,146
Total plan assets at beginning of year2015-12-31$1,800,905
Value of fidelity bond covering the plan2015-12-31$300,000
Total contributions received or receivable from participants2015-12-31$39,597
Other income received2015-12-31$1,896
Net income (gross income less expenses)2015-12-31$-425,759
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,375,146
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,800,905
Total contributions received or receivable from employer(s)2015-12-31$38,747
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$3,770
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : THE REGIONAL CENTER FOR ORAL & MAXILLOFACIAL SURGERY, INC. PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$202,460
Expenses. Total of all expenses incurred2014-12-31$4,796
Benefits paid (including direct rollovers)2014-12-31$82
Total plan assets at end of year2014-12-31$1,800,905
Total plan assets at beginning of year2014-12-31$1,603,241
Value of fidelity bond covering the plan2014-12-31$300,000
Total contributions received or receivable from participants2014-12-31$55,402
Other income received2014-12-31$63,876
Net income (gross income less expenses)2014-12-31$197,664
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,800,905
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,603,241
Total contributions received or receivable from employer(s)2014-12-31$83,182
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$4,714
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : THE REGIONAL CENTER FOR ORAL & MAXILLOFACIAL SURGERY, INC. PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$391,840
Expenses. Total of all expenses incurred2013-12-31$155,164
Benefits paid (including direct rollovers)2013-12-31$151,742
Total plan assets at end of year2013-12-31$1,603,241
Total plan assets at beginning of year2013-12-31$1,366,565
Value of fidelity bond covering the plan2013-12-31$300,000
Total contributions received or receivable from participants2013-12-31$54,017
Other income received2013-12-31$257,910
Net income (gross income less expenses)2013-12-31$236,676
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,603,241
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,366,565
Total contributions received or receivable from employer(s)2013-12-31$79,913
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$3,422
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : THE REGIONAL CENTER FOR ORAL & MAXILLOFACIAL SURGERY, INC. PROFIT SHARING PLAN 2012 401k financial data
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$303,529
Expenses. Total of all expenses incurred2012-12-31$256,172
Benefits paid (including direct rollovers)2012-12-31$252,894
Total plan assets at end of year2012-12-31$1,366,565
Total plan assets at beginning of year2012-12-31$1,319,208
Value of fidelity bond covering the plan2012-12-31$300,000
Total contributions received or receivable from participants2012-12-31$53,085
Other income received2012-12-31$173,050
Net income (gross income less expenses)2012-12-31$47,357
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,366,565
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,319,208
Total contributions received or receivable from employer(s)2012-12-31$77,394
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$3,278
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0

Form 5500 Responses for THE REGIONAL CENTER FOR ORAL & MAXILLOFACIAL SURGERY, INC. PROFIT SHARING PLAN

2015: THE REGIONAL CENTER FOR ORAL & MAXILLOFACIAL SURGERY, INC. PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE REGIONAL CENTER FOR ORAL & MAXILLOFACIAL SURGERY, INC. PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE REGIONAL CENTER FOR ORAL & MAXILLOFACIAL SURGERY, INC. PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE REGIONAL CENTER FOR ORAL & MAXILLOFACIAL SURGERY, INC. PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number57263
Policy instance 1
Insurance contract or identification number57263
Number of Individuals Covered11
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $7,882
Total amount of fees paid to insurance companyUSD $732
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,882
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
Insurance broker nameQUALIFIED PLAN ADMINISTRATORS INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number57263
Policy instance 1
Insurance contract or identification number57263
Number of Individuals Covered12
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $8,346
Total amount of fees paid to insurance companyUSD $1,604
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,346
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
Insurance broker nameQUALIFIED PLAN ADMINISTRATORS INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number57263
Policy instance 1
Insurance contract or identification number57263
Number of Individuals Covered10
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $7,123
Total amount of fees paid to insurance companyUSD $794
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,123
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
Insurance broker nameQUALIFIED PLAN ADMINISTRATORS INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number57263
Policy instance 1
Insurance contract or identification number57263
Number of Individuals Covered10
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $6,849
Total amount of fees paid to insurance companyUSD $774
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,849
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
Insurance broker name

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