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WILLIAM F. MILLER & ASSOCIATES 401(K) PLAN 401k Plan overview

Plan NameWILLIAM F. MILLER & ASSOCIATES 401(K) PLAN
Plan identification number 001

WILLIAM F. MILLER & ASSOCIATES 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

WILLIAM F. MILLER & ASSOCIATES has sponsored the creation of one or more 401k plans.

Company Name:WILLIAM F. MILLER & ASSOCIATES
Employer identification number (EIN):621663606
NAIC Classification:425120
NAIC Description:Wholesale Trade Agents and Brokers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WILLIAM F. MILLER & ASSOCIATES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01BARBARA CALDWELL2023-07-05
0012021-01-01BARBARA CALDWELL2022-07-06
0012020-01-01BARBARA CALDWELL2021-08-04
0012018-01-01BARBARA CALDWELL2019-05-15
0012017-01-01BARBARA CALDWELL2018-06-28
0012016-01-01BARBARA CALDWELL
0012015-01-01BARBARA CALDWELL
0012014-01-01BARBARA CALDWELL
0012013-01-01BARBARA CALDWELL
0012012-01-01BARBARA CALDWELL
0012011-01-01BARBARA CALDWELL
0012009-01-01BARBARA CALDWELL

Plan Statistics for WILLIAM F. MILLER & ASSOCIATES 401(K) PLAN

401k plan membership statisitcs for WILLIAM F. MILLER & ASSOCIATES 401(K) PLAN

Measure Date Value
2016: WILLIAM F. MILLER & ASSOCIATES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0118
Total number of active participants reported on line 7a of the Form 55002016-01-0116
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-012
Total of all active and inactive participants2016-01-0118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0118
Number of participants with account balances2016-01-0118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: WILLIAM F. MILLER & ASSOCIATES 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0117
Total number of active participants reported on line 7a of the Form 55002015-01-0115
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-013
Total of all active and inactive participants2015-01-0118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0118
Number of participants with account balances2015-01-0118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: WILLIAM F. MILLER & ASSOCIATES 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0117
Total number of active participants reported on line 7a of the Form 55002014-01-0113
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-014
Total of all active and inactive participants2014-01-0117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0117
Number of participants with account balances2014-01-0117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: WILLIAM F. MILLER & ASSOCIATES 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0117
Total number of active participants reported on line 7a of the Form 55002013-01-0113
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-014
Total of all active and inactive participants2013-01-0117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0117
Number of participants with account balances2013-01-0117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: WILLIAM F. MILLER & ASSOCIATES 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0117
Total number of active participants reported on line 7a of the Form 55002012-01-0112
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-015
Total of all active and inactive participants2012-01-0117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0117
Number of participants with account balances2012-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: WILLIAM F. MILLER & ASSOCIATES 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0120
Total number of active participants reported on line 7a of the Form 55002011-01-0112
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-015
Total of all active and inactive participants2011-01-0117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0117
Number of participants with account balances2011-01-0117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: WILLIAM F. MILLER & ASSOCIATES 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0121
Total number of active participants reported on line 7a of the Form 55002009-01-0116
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-014
Total of all active and inactive participants2009-01-0120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0120
Number of participants with account balances2009-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on WILLIAM F. MILLER & ASSOCIATES 401(K) PLAN

Measure Date Value
2016 : WILLIAM F. MILLER & ASSOCIATES 401(K) PLAN 2016 401k financial data
Total income from all sources2016-12-31$399,957
Expenses. Total of all expenses incurred2016-12-31$442,618
Benefits paid (including direct rollovers)2016-12-31$442,468
Total plan assets at end of year2016-12-31$3,789,856
Total plan assets at beginning of year2016-12-31$3,832,517
Value of fidelity bond covering the plan2016-12-31$400,000
Total contributions received or receivable from participants2016-12-31$186,687
Other income received2016-12-31$213,270
Net income (gross income less expenses)2016-12-31$-42,661
Net plan assets at end of year (total assets less liabilities)2016-12-31$3,789,856
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$3,832,517
Total contributions received or receivable from employer(s)2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$150
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : WILLIAM F. MILLER & ASSOCIATES 401(K) PLAN 2015 401k financial data
Total income from all sources2015-12-31$252,683
Expenses. Total of all expenses incurred2015-12-31$68,875
Benefits paid (including direct rollovers)2015-12-31$68,650
Total plan assets at end of year2015-12-31$3,832,517
Total plan assets at beginning of year2015-12-31$3,648,709
Value of fidelity bond covering the plan2015-12-31$365,000
Total contributions received or receivable from participants2015-12-31$184,836
Other income received2015-12-31$-82,153
Net income (gross income less expenses)2015-12-31$183,808
Net plan assets at end of year (total assets less liabilities)2015-12-31$3,832,517
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$3,648,709
Total contributions received or receivable from employer(s)2015-12-31$150,000
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$225
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : WILLIAM F. MILLER & ASSOCIATES 401(K) PLAN 2014 401k financial data
Total income from all sources2014-12-31$546,352
Expenses. Total of all expenses incurred2014-12-31$171,193
Benefits paid (including direct rollovers)2014-12-31$171,043
Total plan assets at end of year2014-12-31$3,648,709
Total plan assets at beginning of year2014-12-31$3,273,550
Value of fidelity bond covering the plan2014-12-31$350,000
Total contributions received or receivable from participants2014-12-31$157,583
Other income received2014-12-31$298,769
Net income (gross income less expenses)2014-12-31$375,159
Net plan assets at end of year (total assets less liabilities)2014-12-31$3,648,709
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$3,273,550
Total contributions received or receivable from employer(s)2014-12-31$90,000
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$150
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : WILLIAM F. MILLER & ASSOCIATES 401(K) PLAN 2013 401k financial data
Total income from all sources2013-12-31$733,111
Expenses. Total of all expenses incurred2013-12-31$301,231
Benefits paid (including direct rollovers)2013-12-31$301,006
Total plan assets at end of year2013-12-31$3,272,317
Total plan assets at beginning of year2013-12-31$2,840,437
Value of fidelity bond covering the plan2013-12-31$320,000
Total contributions received or receivable from participants2013-12-31$142,923
Other income received2013-12-31$490,188
Net income (gross income less expenses)2013-12-31$431,880
Net plan assets at end of year (total assets less liabilities)2013-12-31$3,272,317
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$2,840,437
Assets. Value of participant loans2013-12-31$1,136
Total contributions received or receivable from employer(s)2013-12-31$100,000
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$225
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : WILLIAM F. MILLER & ASSOCIATES 401(K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$406,367
Expenses. Total of all expenses incurred2012-12-31$61,488
Benefits paid (including direct rollovers)2012-12-31$61,488
Total plan assets at end of year2012-12-31$2,840,437
Total plan assets at beginning of year2012-12-31$2,495,558
Value of fidelity bond covering the plan2012-12-31$280,000
Total contributions received or receivable from participants2012-12-31$128,408
Other income received2012-12-31$277,959
Net income (gross income less expenses)2012-12-31$344,879
Net plan assets at end of year (total assets less liabilities)2012-12-31$2,840,437
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$2,495,558
Assets. Value of participant loans2012-12-31$2,148
Total contributions received or receivable from employer(s)2012-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : WILLIAM F. MILLER & ASSOCIATES 401(K) PLAN 2011 401k financial data
Total income from all sources2011-12-31$118,115
Expenses. Total of all expenses incurred2011-12-31$536,137
Benefits paid (including direct rollovers)2011-12-31$536,117
Total plan assets at end of year2011-12-31$2,495,558
Total plan assets at beginning of year2011-12-31$2,913,580
Value of fidelity bond covering the plan2011-12-31$240,000
Total contributions received or receivable from participants2011-12-31$131,569
Other income received2011-12-31$-13,454
Net income (gross income less expenses)2011-12-31$-418,022
Net plan assets at end of year (total assets less liabilities)2011-12-31$2,495,558
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$2,913,580
Assets. Value of participant loans2011-12-31$16,427
Total contributions received or receivable from employer(s)2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$20
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : WILLIAM F. MILLER & ASSOCIATES 401(K) PLAN 2010 401k financial data
Total income from all sources2010-12-31$272,005
Expenses. Total of all expenses incurred2010-12-31$16,500
Benefits paid (including direct rollovers)2010-12-31$16,500
Total plan assets at end of year2010-12-31$2,913,580
Total plan assets at beginning of year2010-12-31$2,658,075
Value of fidelity bond covering the plan2010-12-31$50,000
Total contributions received or receivable from participants2010-12-31$88,925
Other income received2010-12-31$183,080
Net income (gross income less expenses)2010-12-31$255,505
Net plan assets at end of year (total assets less liabilities)2010-12-31$2,913,580
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$2,658,075
Assets. Value of participant loans2010-12-31$6,648
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : WILLIAM F. MILLER & ASSOCIATES 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for WILLIAM F. MILLER & ASSOCIATES 401(K) PLAN

2016: WILLIAM F. MILLER & ASSOCIATES 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: WILLIAM F. MILLER & ASSOCIATES 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: WILLIAM F. MILLER & ASSOCIATES 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: WILLIAM F. MILLER & ASSOCIATES 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: WILLIAM F. MILLER & ASSOCIATES 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: WILLIAM F. MILLER & ASSOCIATES 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: WILLIAM F. MILLER & ASSOCIATES 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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