THE HEADWATERS GROUP, LLC 401(K) PLAN 401k Plan overview
| Plan Name | THE HEADWATERS GROUP, LLC 401(K) PLAN |
| Plan identification number | 001 |
THE HEADWATERS GROUP, LLC 401(K) PLAN Benefits
| 401k Plan Type | Defined Contribution Pension |
| Plan Features/Benefits | - Profit-sharing
- ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
- Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
- Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
- Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
- Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
- Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
- Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.
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401k Sponsoring company profile
THE HEADWATERS GROUP, LLC has sponsored the creation of one or more 401k plans.
| Company Name: | THE HEADWATERS GROUP, LLC |
| Employer identification number (EIN): | 621807526 |
| NAIC Classification: | 541990 |
| NAIC Description: | All Other Professional, Scientific, and Technical Services |
Additional information about THE HEADWATERS GROUP, LLC
| Jurisdiction of Incorporation: | Washington Secretary of State Corporations Division |
| Incorporation Date: | 2015-11-25 |
| Company Identification Number: | 603563737 |
| Legal Registered Office Address: |
101 TAYLOR AVE N #620
SEATTLE
United States of America (USA)
981090000
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More information about THE HEADWATERS GROUP, LLC
Form 5500 Filing Information
Submission information for form 5500 for 401k plan THE HEADWATERS GROUP, LLC 401(K) PLAN
| Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
|---|
| 001 | 2022-01-01 | JOHN SHERMAN | 2023-09-27 | | |
| 001 | 2021-01-01 | JOHN SHERMAN | 2022-07-02 | | |
| 001 | 2020-01-01 | JOHN SHERMAN | 2021-10-14 | | |
| 001 | 2019-01-01 | JOHN SHERMAN | 2020-09-24 | | |
| 001 | 2018-01-01 | JOHN SHERMAN | 2019-10-18 | | |
| 001 | 2017-01-01 | JOHN SHERMAN | 2018-10-17 | | |
| 001 | 2013-01-01 | JOHN E SHERMAN | 2014-10-09 | JOHN E SHERMAN | 2014-10-09 |
| 001 | 2012-01-01 | JOHN E SHERMAN | 2013-09-18 | JOHN E SHERMAN | 2013-09-18 |
| 001 | 2011-01-01 | JOHN E SHERMAN | 2012-06-30 | | |
| 001 | 2010-01-01 | JOHN E SHERMAN | 2011-09-16 | | |
| 001 | 2008-01-01 | | | JOHN SHERMAN | 2010-08-18 |
Plan Statistics for THE HEADWATERS GROUP, LLC 401(K) PLAN
401k plan membership statisitcs for THE HEADWATERS GROUP, LLC 401(K) PLAN
| Measure | Date | Value |
|---|
| 2008: THE HEADWATERS GROUP, LLC 401(K) PLAN 2008 401k membership |
|---|
| Total participants, beginning-of-year | 2008-01-01 | 5 |
| Total number of active participants reported on line 7a of the Form 5500 | 2008-01-01 | 5 |
| Number of retired or separated participants receiving benefits | 2008-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2008-01-01 | 1 |
| Total of all active and inactive participants | 2008-01-01 | 6 |
| Total participants | 2008-01-01 | 6 |
| Number of participants with account balances | 2008-01-01 | 6 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2008-01-01 | 0 |
Financial Data on THE HEADWATERS GROUP, LLC 401(K) PLAN
| Measure | Date | Value |
|---|
| 2008 : THE HEADWATERS GROUP, LLC 401(K) PLAN 2008 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2008-12-31 | $0 |
Form 5500 Responses for THE HEADWATERS GROUP, LLC 401(K) PLAN
| 2008: THE HEADWATERS GROUP, LLC 401(K) PLAN 2008 form 5500 responses |
|---|
| 2008-01-01 | Type of plan entity | Single employer plan |
| 2008-01-01 | Submission has been amended | No |
| 2008-01-01 | This submission is the final filing | No |
| 2008-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2008-01-01 | Plan is a collectively bargained plan | No |
| 2008-01-01 | Plan funding arrangement – Trust | Yes |
| 2008-01-01 | Plan benefit arrangement - Trust | Yes |
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