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SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 401k Plan overview

Plan NameSERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN
Plan identification number 001

SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SERRA CHEVROLET, INC. has sponsored the creation of one or more 401k plans.

Company Name:SERRA CHEVROLET, INC.
Employer identification number (EIN):630809099
NAIC Classification:441110
NAIC Description:New Car Dealers

Additional information about SERRA CHEVROLET, INC.

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 1961-09-30
Company Identification Number: 304236
Legal Registered Office Address: 2580 KETTERING TOWER
-
DAYTON
United States of America (USA)
45423

More information about SERRA CHEVROLET, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01MARTIN BRILL
0012016-01-01MARTY BRILL
0012015-01-01MARTY BRILL
0012014-01-01MARTIN BRILL
0012013-01-01MARTIN BRILL
0012012-01-01MARTIN BRILL
0012011-01-01MARTIN BRILL
0012010-01-01MARTIN BRILL
0012009-01-01MARTIN BRILL

Plan Statistics for SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN

401k plan membership statisitcs for SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN

Measure Date Value
2022: SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01247
Total number of active participants reported on line 7a of the Form 55002022-01-01141
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0132
Total of all active and inactive participants2022-01-01173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01173
Number of participants with account balances2022-01-0180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-019
2021: SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01231
Total number of active participants reported on line 7a of the Form 55002021-01-01129
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01105
Total of all active and inactive participants2021-01-01234
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01234
Number of participants with account balances2021-01-01151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-017
2020: SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01186
Total number of active participants reported on line 7a of the Form 55002020-01-01116
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0153
Total of all active and inactive participants2020-01-01169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01169
Number of participants with account balances2020-01-0190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-018
2019: SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01160
Total number of active participants reported on line 7a of the Form 55002019-01-01109
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0151
Total of all active and inactive participants2019-01-01160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01160
Number of participants with account balances2019-01-0189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-019
2018: SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01179
Total number of active participants reported on line 7a of the Form 55002018-01-0191
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0140
Total of all active and inactive participants2018-01-01131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01131
Number of participants with account balances2018-01-0168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-018
2017: SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01193
Total number of active participants reported on line 7a of the Form 55002017-01-0168
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0189
Total of all active and inactive participants2017-01-01157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01157
Number of participants with account balances2017-01-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0112
2016: SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01212
Total number of active participants reported on line 7a of the Form 55002016-01-01116
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0163
Total of all active and inactive participants2016-01-01179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01179
Number of participants with account balances2016-01-01103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0111
2015: SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01185
Total number of active participants reported on line 7a of the Form 55002015-01-01111
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0165
Total of all active and inactive participants2015-01-01176
Total participants2015-01-01176
Number of participants with account balances2015-01-01102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0111
2014: SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01190
Total number of active participants reported on line 7a of the Form 55002014-01-0199
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0157
Total of all active and inactive participants2014-01-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01156
Number of participants with account balances2014-01-0196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0111
2013: SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01379
Total number of active participants reported on line 7a of the Form 55002013-01-01338
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0116
Total of all active and inactive participants2013-01-01354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01354
Number of participants with account balances2013-01-0167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0120
2012: SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01398
Total number of active participants reported on line 7a of the Form 55002012-01-01284
Number of other retired or separated participants entitled to future benefits2012-01-01100
Total of all active and inactive participants2012-01-01384
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01384
Number of participants with account balances2012-01-01242
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0125
2011: SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01358
Total number of active participants reported on line 7a of the Form 55002011-01-01253
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0193
Total of all active and inactive participants2011-01-01346
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01346
Number of participants with account balances2011-01-01225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0115
2010: SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01327
Total number of active participants reported on line 7a of the Form 55002010-01-01236
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0191
Total of all active and inactive participants2010-01-01327
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01327
Number of participants with account balances2010-01-01191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-018
2009: SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01368
Total number of active participants reported on line 7a of the Form 55002009-01-01214
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0179
Total of all active and inactive participants2009-01-01293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01293
Number of participants with account balances2009-01-01191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0123

Financial Data on SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN

Measure Date Value
2022 : SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-42,067
Total of all expenses incurred2022-12-31$251,685
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$244,974
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$206,792
Value of total assets at end of year2022-12-31$1,393,700
Value of total assets at beginning of year2022-12-31$1,687,452
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$6,711
Total interest from all sources2022-12-31$2,348
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$181,454
Participant contributions at end of year2022-12-31$1,597
Participant contributions at beginning of year2022-12-31$2,682
Other income not declared elsewhere2022-12-31$203
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-293,752
Value of net assets at end of year (total assets less liabilities)2022-12-31$1,393,700
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$1,687,452
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in pooled separate accounts at end of year2022-12-31$1,177,483
Value of interest in pooled separate accounts at beginning of year2022-12-31$1,436,482
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$2,348
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$213,756
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$247,450
Net investment gain/loss from pooled separate accounts2022-12-31$-251,412
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$25,338
Employer contributions (assets) at end of year2022-12-31$864
Employer contributions (assets) at beginning of year2022-12-31$838
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$244,974
Contract administrator fees2022-12-31$6,711
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31HORTON, LEE, BURNETT, PEACOCK, CLEV
Accountancy firm EIN2022-12-31631034180
2021 : SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$312,657
Total of all expenses incurred2021-12-31$14,473
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$13,828
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$132,780
Value of total assets at end of year2021-12-31$1,687,452
Value of total assets at beginning of year2021-12-31$1,389,268
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$645
Total interest from all sources2021-12-31$2,411
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$117,922
Participant contributions at end of year2021-12-31$2,682
Participant contributions at beginning of year2021-12-31$4,757
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$298,184
Value of net assets at end of year (total assets less liabilities)2021-12-31$1,687,452
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$1,389,268
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$1,436,482
Value of interest in pooled separate accounts at beginning of year2021-12-31$1,119,520
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$2,411
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$247,450
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$234,724
Net investment gain/loss from pooled separate accounts2021-12-31$177,466
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$14,858
Employer contributions (assets) at end of year2021-12-31$838
Employer contributions (assets) at beginning of year2021-12-31$30,267
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$13,828
Contract administrator fees2021-12-31$645
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31HORTON, LEE, BURNETT, PEACOCK, CLEV
Accountancy firm EIN2021-12-31631034180
2020 : SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$242,810
Total of all expenses incurred2020-12-31$207,762
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$206,277
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$93,011
Value of total assets at end of year2020-12-31$1,389,268
Value of total assets at beginning of year2020-12-31$1,354,220
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$1,485
Total interest from all sources2020-12-31$2,272
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$79,242
Participant contributions at end of year2020-12-31$4,757
Participant contributions at beginning of year2020-12-31$2,253
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$35,048
Value of net assets at end of year (total assets less liabilities)2020-12-31$1,389,268
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$1,354,220
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$1,119,520
Value of interest in pooled separate accounts at beginning of year2020-12-31$1,101,742
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$2,272
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$234,724
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$222,385
Net investment gain/loss from pooled separate accounts2020-12-31$147,527
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$13,769
Employer contributions (assets) at end of year2020-12-31$30,267
Employer contributions (assets) at beginning of year2020-12-31$27,840
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$206,277
Contract administrator fees2020-12-31$1,485
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31HORTON, LEE, BURNETT, PEACOCK, CLEV
Accountancy firm EIN2020-12-31631034180
2019 : SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$334,126
Total of all expenses incurred2019-12-31$61,692
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$60,962
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$111,880
Value of total assets at end of year2019-12-31$1,354,220
Value of total assets at beginning of year2019-12-31$1,081,786
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$730
Total interest from all sources2019-12-31$2,527
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$74,552
Participant contributions at end of year2019-12-31$2,253
Participant contributions at beginning of year2019-12-31$837
Other income not declared elsewhere2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$272,434
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,354,220
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,081,786
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$1,101,742
Value of interest in pooled separate accounts at beginning of year2019-12-31$879,085
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$2,527
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$222,385
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$200,394
Net investment gain/loss from pooled separate accounts2019-12-31$219,719
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at beginning of year2019-12-31$0
Contributions received in cash from employer2019-12-31$37,328
Employer contributions (assets) at end of year2019-12-31$27,840
Employer contributions (assets) at beginning of year2019-12-31$1,470
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$60,962
Contract administrator fees2019-12-31$730
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31HORTON, LEE, BURNETT, PEACOCK, CLEV
Accountancy firm EIN2019-12-31631034180
2018 : SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2018 401k financial data
Total transfer of assets to this plan2018-12-31$187,079
Total income from all sources (including contributions)2018-12-31$-1,696
Total of all expenses incurred2018-12-31$138,378
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$137,443
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$48,262
Value of total assets at end of year2018-12-31$1,081,786
Value of total assets at beginning of year2018-12-31$1,034,781
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$935
Total interest from all sources2018-12-31$2,639
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$40,683
Participant contributions at end of year2018-12-31$837
Participant contributions at beginning of year2018-12-31$-457
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-140,074
Value of net assets at end of year (total assets less liabilities)2018-12-31$1,081,786
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$1,034,781
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$879,085
Value of interest in pooled separate accounts at beginning of year2018-12-31$768,750
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$2,639
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$200,394
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$264,386
Net investment gain/loss from pooled separate accounts2018-12-31$-52,597
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$7,579
Employer contributions (assets) at end of year2018-12-31$1,470
Employer contributions (assets) at beginning of year2018-12-31$2,102
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$137,443
Contract administrator fees2018-12-31$935
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31HORTON, LEE, BURNETT, PEACOCK, CLEV
Accountancy firm EIN2018-12-31631034180
2017 : SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$166,244
Total of all expenses incurred2017-12-31$353,681
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$333,399
Value of total corrective distributions2017-12-31$18,012
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$35,372
Value of total assets at end of year2017-12-31$1,034,781
Value of total assets at beginning of year2017-12-31$1,222,218
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$2,270
Total interest from all sources2017-12-31$5,387
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$30,578
Participant contributions at end of year2017-12-31$-457
Participant contributions at beginning of year2017-12-31$-421
Assets. Other investments not covered elsewhere at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$691
Other income not declared elsewhere2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-187,437
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,034,781
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,222,218
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$0
Value of interest in pooled separate accounts at end of year2017-12-31$768,750
Value of interest in pooled separate accounts at beginning of year2017-12-31$743,545
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$5,387
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$264,386
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$477,194
Net investment gain/loss from pooled separate accounts2017-12-31$125,485
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$4,794
Employer contributions (assets) at end of year2017-12-31$2,102
Employer contributions (assets) at beginning of year2017-12-31$1,209
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$333,399
Contract administrator fees2017-12-31$2,270
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31HORTON, LEE, BURNETT, PEACOCK, CLEV
Accountancy firm EIN2017-12-31631034180
2016 : SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2016 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$180,952
Total of all expenses incurred2016-12-31$311,385
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$287,358
Value of total corrective distributions2016-12-31$21,322
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$104,590
Value of total assets at end of year2016-12-31$1,222,218
Value of total assets at beginning of year2016-12-31$1,352,651
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$2,705
Total interest from all sources2016-12-31$5,806
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$89,548
Participant contributions at end of year2016-12-31$-421
Participant contributions at beginning of year2016-12-31$1,114
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$691
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$97
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-130,433
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,222,218
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,352,651
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$743,545
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$913,139
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$5,806
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$477,194
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$438,167
Net investment gain/loss from pooled separate accounts2016-12-31$70,556
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$15,042
Employer contributions (assets) at end of year2016-12-31$1,209
Employer contributions (assets) at beginning of year2016-12-31$134
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$287,358
Contract administrator fees2016-12-31$2,705
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31HORTON, LEE, BURNETT, PEACOCK, CLEV
Accountancy firm EIN2016-12-31631034180
2015 : SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$148,678
Total of all expenses incurred2015-12-31$543,935
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$542,730
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$142,726
Value of total assets at end of year2015-12-31$1,352,651
Value of total assets at beginning of year2015-12-31$1,747,908
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,205
Total interest from all sources2015-12-31$6,665
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$125,003
Participant contributions at end of year2015-12-31$1,114
Participant contributions at beginning of year2015-12-31$6,383
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$354
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$97
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$1,423
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-395,257
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,352,651
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,747,908
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$913,139
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,284,470
Value of interest in pooled separate accounts at beginning of year2015-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$6,665
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$438,167
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$454,711
Net investment gain/loss from pooled separate accounts2015-12-31$-713
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$17,369
Employer contributions (assets) at end of year2015-12-31$134
Employer contributions (assets) at beginning of year2015-12-31$921
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$542,730
Contract administrator fees2015-12-31$1,205
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HORTON, LEE, BURNETT, PEACOCK, CLEV
Accountancy firm EIN2015-12-31631034180
2014 : SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$15,504
Total income from all sources (including contributions)2014-12-31$161,926
Total of all expenses incurred2014-12-31$42,206
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$41,271
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$109,618
Value of total assets at end of year2014-12-31$1,747,908
Value of total assets at beginning of year2014-12-31$1,643,692
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$935
Total interest from all sources2014-12-31$6,885
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$99,639
Participant contributions at end of year2014-12-31$6,383
Participant contributions at beginning of year2014-12-31$2,921
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,423
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$89
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$1,423
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$15,504
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$119,720
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,747,908
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,628,188
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,284,470
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,211,230
Value of interest in pooled separate accounts at end of year2014-12-31$0
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$6,885
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$454,711
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$429,103
Net investment gain/loss from pooled separate accounts2014-12-31$45,423
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$8,556
Employer contributions (assets) at end of year2014-12-31$921
Employer contributions (assets) at beginning of year2014-12-31$438
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$41,182
Contract administrator fees2014-12-31$935
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HORTON, LEE, BURNETT, PEACOCK, CLEV
Accountancy firm EIN2014-12-31631034180
2013 : SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2013 401k financial data
Total transfer of assets to this plan2013-12-31$145,902
Total transfer of assets from this plan2013-12-31$3,154,911
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$15,504
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$43,101
Total income from all sources (including contributions)2013-12-31$745,561
Total of all expenses incurred2013-12-31$180,593
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$177,963
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$418,749
Value of total assets at end of year2013-12-31$1,643,692
Value of total assets at beginning of year2013-12-31$4,115,330
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,630
Total interest from all sources2013-12-31$16,274
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$2,630
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$359,518
Participant contributions at end of year2013-12-31$2,921
Participant contributions at beginning of year2013-12-31$25,763
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$15,504
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$43,101
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$564,968
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,628,188
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,072,229
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$1,211,230
Value of interest in pooled separate accounts at beginning of year2013-12-31$3,063,432
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$16,274
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$429,103
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,022,379
Net investment gain/loss from pooled separate accounts2013-12-31$310,538
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$59,231
Employer contributions (assets) at end of year2013-12-31$438
Employer contributions (assets) at beginning of year2013-12-31$3,756
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$177,963
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SELLERS RICHARDSON HOLMAN & WEST
Accountancy firm EIN2013-12-31262732677
2012 : SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$43,101
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$24,534
Total income from all sources (including contributions)2012-12-31$898,975
Total of all expenses incurred2012-12-31$376,780
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$358,703
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$514,021
Value of total assets at end of year2012-12-31$4,115,330
Value of total assets at beginning of year2012-12-31$3,574,568
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$18,077
Total interest from all sources2012-12-31$11,222
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$17,057
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$447,898
Participant contributions at end of year2012-12-31$25,763
Participant contributions at beginning of year2012-12-31$12,312
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$43,101
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$24,534
Total non interest bearing cash at end of year2012-12-31$0
Total non interest bearing cash at beginning of year2012-12-31$1,687
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$522,195
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,072,229
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,550,034
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$3,063,432
Value of interest in pooled separate accounts at beginning of year2012-12-31$3,438,926
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$11,222
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,022,379
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$119,877
Net investment gain/loss from pooled separate accounts2012-12-31$373,732
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$66,123
Employer contributions (assets) at end of year2012-12-31$3,756
Employer contributions (assets) at beginning of year2012-12-31$1,766
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$358,703
Contract administrator fees2012-12-31$1,020
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SELLERS RICHARDSON HOLMAN & WEST
Accountancy firm EIN2012-12-31262732677
2011 : SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$24,534
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$328,565
Total of all expenses incurred2011-12-31$182,879
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$120,590
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$368,234
Value of total assets at end of year2011-12-31$3,574,568
Value of total assets at beginning of year2011-12-31$3,404,348
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$62,289
Total interest from all sources2011-12-31$2,519
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$61,095
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$320,134
Participant contributions at end of year2011-12-31$12,312
Participant contributions at beginning of year2011-12-31$2,431
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$24,534
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Total non interest bearing cash at end of year2011-12-31$1,687
Total non interest bearing cash at beginning of year2011-12-31$27,523
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$145,686
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,550,034
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,404,348
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$3,438,926
Value of interest in pooled separate accounts at beginning of year2011-12-31$3,273,119
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$2,519
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$119,877
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$100,130
Net investment gain/loss from pooled separate accounts2011-12-31$-42,188
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$48,100
Employer contributions (assets) at end of year2011-12-31$1,766
Employer contributions (assets) at beginning of year2011-12-31$1,145
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$120,590
Contract administrator fees2011-12-31$1,194
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SELLERS RICHARDSON HOLMAN & WEST
Accountancy firm EIN2011-12-31262732677
2010 : SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$601,282
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$176,457
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$144,703
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$302,453
Value of total assets at end of year2010-12-31$3,404,348
Value of total assets at beginning of year2010-12-31$2,979,523
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$31,754
Total interest from all sources2010-12-31$2,914
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Assets. Real estate other than employer real property at beginning of year2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$28,726
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$256,948
Participant contributions at beginning of year2010-12-31$0
Participant contributions at end of year2010-12-31$2,431
Participant contributions at beginning of year2010-12-31$8,099
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$6,964
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Assets. Loans (other than to participants) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$0
Administrative expenses (other) incurred2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Total non interest bearing cash at end of year2010-12-31$27,523
Total non interest bearing cash at beginning of year2010-12-31$23,622
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$424,825
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,404,348
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,979,523
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at beginning of year2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$0
Value of interest in pooled separate accounts at end of year2010-12-31$3,273,119
Value of interest in pooled separate accounts at beginning of year2010-12-31$2,861,453
Interest earned on other investments2010-12-31$0
Value of interest in master investment trust accounts at beginning of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$2,914
Assets. Value of investments in 103.12 investment entities at beginning of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$100,130
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$85,095
Asset value of US Government securities at beginning of year2010-12-31$0
Net investment gain/loss from pooled separate accounts2010-12-31$295,915
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at beginning of year2010-12-31$0
Assets. Value of employer real property at beginning of year2010-12-31$0
Contributions received in cash from employer2010-12-31$38,541
Employer contributions (assets) at end of year2010-12-31$1,145
Employer contributions (assets) at beginning of year2010-12-31$1,254
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$144,703
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$0
Contract administrator fees2010-12-31$3,028
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31SELLERS RICHARDSON HOLMAN & WEST
Accountancy firm EIN2010-12-31262732677
2009 : SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN

2022: SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan benefit arrangement – InsuranceYes
2021: SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan benefit arrangement – InsuranceYes
2020: SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan benefit arrangement – InsuranceYes
2019: SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan benefit arrangement – InsuranceYes
2018: SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan benefit arrangement – InsuranceYes
2017: SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – InsuranceYes
2016: SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2010: SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan benefit arrangement – InsuranceYes
2009: SERRA AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number873355
Policy instance 1
Insurance contract or identification number873355
Number of Individuals Covered82
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $3,812
Total amount of fees paid to insurance companyUSD $4,679
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $3,812
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?3
Amount paid for insurance broker fees4679
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number873355
Policy instance 1
Insurance contract or identification number873355
Number of Individuals Covered158
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $3,795
Total amount of fees paid to insurance companyUSD $4,354
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $3,795
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?3
Amount paid for insurance broker fees4354
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number873355
Policy instance 1
Insurance contract or identification number873355
Number of Individuals Covered90
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $3,249
Total amount of fees paid to insurance companyUSD $653
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $3,249
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?3
Amount paid for insurance broker fees653
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number873355
Policy instance 1
Insurance contract or identification number873355
Number of Individuals Covered90
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $3,074
Total amount of fees paid to insurance companyUSD $592
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $3,074
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?3
Amount paid for insurance broker fees592
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number873355
Policy instance 1
Insurance contract or identification number873355
Number of Individuals Covered69
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $2,754
Total amount of fees paid to insurance companyUSD $552
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $2,754
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?3
Amount paid for insurance broker fees552
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number873355
Policy instance 1
Insurance contract or identification number873355
Number of Individuals Covered102
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $3,072
Total amount of fees paid to insurance companyUSD $630
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $3,072
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?3
Amount paid for insurance broker fees630
Insurance broker nameMURFEE MEADOWS, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number873355
Policy instance 1
Insurance contract or identification number873355
Number of Individuals Covered102
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $3,482
Total amount of fees paid to insurance companyUSD $719
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $3,482
Additional information about fees paid to insurance brokerPLAN ADMINISTRATION
Insurance broker organization code?3
Amount paid for insurance broker fees719
Insurance broker nameMURFEE MEADOWS, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number873355
Policy instance 1
Insurance contract or identification number873355
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $4,297
Total amount of fees paid to insurance companyUSD $825
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $4,297
Additional information about fees paid to insurance brokerPLAN ADMINISTRATION
Insurance broker organization code?3
Amount paid for insurance broker fees825
Insurance broker nameMURFEE MEADOWS, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number873355
Policy instance 1
Insurance contract or identification number873355
Number of Individuals Covered66
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $6,756
Total amount of fees paid to insurance companyUSD $6,053
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,756
Additional information about fees paid to insurance brokerAGENT
Insurance broker organization code?3
Amount paid for insurance broker fees6053
Insurance broker nameMURFEE MEADOWS, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number873355
Policy instance 1
Insurance contract or identification number873355
Number of Individuals Covered244
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $42,605
Total amount of fees paid to insurance companyUSD $9,029
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $42,605
Amount paid for insurance broker fees9029
Additional information about fees paid to insurance brokerPLAN ADMINISTRATION
Insurance broker organization code?3
Insurance broker nameJAMES T. MURFEE
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number82861
Policy instance 2
Insurance contract or identification number82861
Number of Individuals Covered0
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $4,278
Total amount of fees paid to insurance companyUSD $17,073
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,278
Insurance broker organization code?3
Amount paid for insurance broker fees17073
Additional information about fees paid to insurance brokerPLAN ADMINISTRATION
Insurance broker nameMURFEE MEADOWS, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number82861
Policy instance 1
Insurance contract or identification number82861
Number of Individuals Covered260
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $7,041
Total amount of fees paid to insurance companyUSD $33,597
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number82861
Policy instance 1
Insurance contract or identification number82861
Number of Individuals Covered237
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $6,154
Total amount of fees paid to insurance companyUSD $28,726
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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