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STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameSTATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 002

STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Stock bonus
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

STATE BANK & TRUST COMPANY has sponsored the creation of one or more 401k plans.

Company Name:STATE BANK & TRUST COMPANY
Employer identification number (EIN):640258020
NAIC Classification:522110
NAIC Description:Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022019-01-01
0022018-01-01
0022017-01-01DORIS BRUMFIELD
0022016-01-01DORIS BRUMFIELD
0022015-01-01DORIS BRUMFIELD DORIS BRUMFIELD2016-10-12
0022014-01-01DORIS BRUMFIELD DORIS BRUMFIELD2015-09-17
0022013-01-01DORIS BRUMFIELD DORIS BRUMFIELD2014-10-03
0022012-01-01DORIS BRUMFIELD DORIS BRUMFIELD2013-10-01
0022011-01-01DORIS BRUMFIELD DORIS BRUMFIELD2012-09-25
0022009-01-01DORIS BRUMFIELD DORIS BRUMFIELD2010-10-07

Plan Statistics for STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2019: STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01349
Total number of active participants reported on line 7a of the Form 55002019-01-01272
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0160
Total of all active and inactive participants2019-01-01332
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-01334
Number of participants with account balances2019-01-01332
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0133
2018: STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01340
Total number of active participants reported on line 7a of the Form 55002018-01-01300
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0143
Total of all active and inactive participants2018-01-01343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-01345
Number of participants with account balances2018-01-01341
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0117
2017: STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01338
Total number of active participants reported on line 7a of the Form 55002017-01-01300
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0136
Total of all active and inactive participants2017-01-01336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-01338
Number of participants with account balances2017-01-01334
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0120
2016: STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01344
Total number of active participants reported on line 7a of the Form 55002016-01-01281
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0153
Total of all active and inactive participants2016-01-01334
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012
Total participants2016-01-01336
Number of participants with account balances2016-01-01333
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0131
2015: STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01359
Total number of active participants reported on line 7a of the Form 55002015-01-01298
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0144
Total of all active and inactive participants2015-01-01342
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01343
Number of participants with account balances2015-01-01339
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0121
2014: STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01361
Total number of active participants reported on line 7a of the Form 55002014-01-01296
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0156
Total of all active and inactive participants2014-01-01352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01353
Number of participants with account balances2014-01-01350
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0117
2013: STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01357
Total number of active participants reported on line 7a of the Form 55002013-01-01295
Number of other retired or separated participants entitled to future benefits2013-01-0160
Total of all active and inactive participants2013-01-01355
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01356
Number of participants with account balances2013-01-01350
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0121
2012: STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01350
Total number of active participants reported on line 7a of the Form 55002012-01-01309
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0144
Total of all active and inactive participants2012-01-01353
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01354
Number of participants with account balances2012-01-01349
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0117
2011: STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01365
Total number of active participants reported on line 7a of the Form 55002011-01-01301
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0147
Total of all active and inactive participants2011-01-01348
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01349
Number of participants with account balances2011-01-01342
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0121
2009: STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01390
Total number of active participants reported on line 7a of the Form 55002009-01-01334
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0148
Total of all active and inactive participants2009-01-01382
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01383
Number of participants with account balances2009-01-01377
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0144

Financial Data on STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2019 : STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$3,568,723
Total unrealized appreciation/depreciation of assets2019-12-31$3,568,723
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$21,872
Expenses. Interest paid2019-12-31$102
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$102
Total income from all sources (including contributions)2019-12-31$4,182,431
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$476,411
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$476,309
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$381,974
Value of total assets at end of year2019-12-31$14,166,682
Value of total assets at beginning of year2019-12-31$10,482,534
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$0
Total interest from all sources2019-12-31$8,283
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$223,451
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$605
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$563
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Income. Non cash contributions2019-12-31$360,000
Value of net income/loss2019-12-31$3,706,020
Value of net assets at end of year (total assets less liabilities)2019-12-31$14,166,682
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$10,460,662
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$554,044
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$336,601
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$336,601
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$8,283
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$13,612,033
Assets. Invements in employer securities at beginning of year2019-12-31$10,145,370
Contributions received in cash from employer2019-12-31$21,974
Income. Dividends from common stock2019-12-31$223,451
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$476,309
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$504,900
Aggregate carrying amount (costs) on sale of assets2019-12-31$504,900
Liabilities. Value of acquisition indebtedness at end of year2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$21,872
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31POSTLETHWAITE & NETTERVILLE
Accountancy firm EIN2019-12-31721202445
2018 : STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$84,545
Total unrealized appreciation/depreciation of assets2018-12-31$84,545
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$21,872
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$43,752
Expenses. Interest paid2018-12-31$1,778
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-12-31$1,778
Total income from all sources (including contributions)2018-12-31$751,323
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$829,739
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$827,961
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$469,908
Value of total assets at end of year2018-12-31$10,482,534
Value of total assets at beginning of year2018-12-31$10,582,830
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$0
Total interest from all sources2018-12-31$8,135
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$188,735
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$563
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$471
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Income. Non cash contributions2018-12-31$446,250
Value of net income/loss2018-12-31$-78,416
Value of net assets at end of year (total assets less liabilities)2018-12-31$10,460,662
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$10,539,078
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$336,601
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$631,490
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$631,490
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$8,135
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$10,145,370
Assets. Invements in employer securities at beginning of year2018-12-31$9,950,869
Contributions received in cash from employer2018-12-31$23,658
Income. Dividends from common stock2018-12-31$188,735
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$827,961
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$1,281,493
Aggregate carrying amount (costs) on sale of assets2018-12-31$1,281,493
Liabilities. Value of acquisition indebtedness at end of year2018-12-31$21,872
Liabilities. Value of acquisition indebtedness at beginning of year2018-12-31$43,752
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31POSTLETHWAITE & NETTERVILLE
Accountancy firm EIN2018-12-31721202445
2017 : STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$282,862
Total unrealized appreciation/depreciation of assets2017-12-31$282,862
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$43,752
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$65,632
Expenses. Interest paid2017-12-31$1,512
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-12-31$1,512
Total income from all sources (including contributions)2017-12-31$479,120
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$612,903
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$611,391
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$23,392
Value of total assets at end of year2017-12-31$10,582,830
Value of total assets at beginning of year2017-12-31$10,738,493
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$0
Total interest from all sources2017-12-31$4,715
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$168,151
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$471
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$230
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-133,783
Value of net assets at end of year (total assets less liabilities)2017-12-31$10,539,078
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$10,672,861
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$631,490
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$686,602
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$686,602
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$4,715
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$9,950,869
Assets. Invements in employer securities at beginning of year2017-12-31$10,051,661
Contributions received in cash from employer2017-12-31$23,392
Income. Dividends from common stock2017-12-31$168,151
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$611,391
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$1,602,082
Aggregate carrying amount (costs) on sale of assets2017-12-31$1,602,082
Liabilities. Value of acquisition indebtedness at end of year2017-12-31$43,752
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$65,632
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31POSTLETHWAITE & NETTERVILLE
Accountancy firm EIN2017-12-31721202445
2016 : STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-12-31$693,218
Total unrealized appreciation/depreciation of assets2016-12-31$693,218
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$65,632
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$287,510
Expenses. Interest paid2016-12-31$4,240
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-12-31$4,240
Total income from all sources (including contributions)2016-12-31$1,015,467
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$863,312
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$859,072
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$226,118
Value of total assets at end of year2016-12-31$10,738,493
Value of total assets at beginning of year2016-12-31$10,808,216
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$0
Total interest from all sources2016-12-31$1,908
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$94,223
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$230
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$65
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$152,155
Value of net assets at end of year (total assets less liabilities)2016-12-31$10,672,861
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$10,520,706
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$686,602
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$627,990
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$627,990
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$1,908
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$10,051,661
Assets. Invements in employer securities at beginning of year2016-12-31$10,180,161
Contributions received in cash from employer2016-12-31$226,118
Income. Dividends from common stock2016-12-31$94,223
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$859,072
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$1,087,676
Aggregate carrying amount (costs) on sale of assets2016-12-31$1,087,676
Liabilities. Value of acquisition indebtedness at end of year2016-12-31$65,632
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$287,510
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31POSTLETHWAITE & NETTERVILLE
Accountancy firm EIN2016-12-31721202445
2015 : STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$94,261
Total unrealized appreciation/depreciation of assets2015-12-31$94,261
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$287,510
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$509,390
Expenses. Interest paid2015-12-31$11,122
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-12-31$11,122
Total income from all sources (including contributions)2015-12-31$397,587
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$514,579
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$503,457
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$233,002
Value of total assets at end of year2015-12-31$10,808,216
Value of total assets at beginning of year2015-12-31$11,147,088
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$0
Total interest from all sources2015-12-31$143
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$70,181
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$65
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$155
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-116,992
Value of net assets at end of year (total assets less liabilities)2015-12-31$10,520,706
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$10,637,698
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$627,990
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$578,249
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$578,249
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$143
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$10,180,161
Assets. Invements in employer securities at beginning of year2015-12-31$10,568,684
Contributions received in cash from employer2015-12-31$233,002
Income. Dividends from common stock2015-12-31$70,181
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$503,457
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$747,690
Aggregate carrying amount (costs) on sale of assets2015-12-31$747,690
Liabilities. Value of acquisition indebtedness at end of year2015-12-31$287,510
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$509,390
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31POSTLETHWAITE & NETTERVILLE
Accountancy firm EIN2015-12-31721202445
2014 : STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$691,409
Total unrealized appreciation/depreciation of assets2014-12-31$691,409
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$509,390
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$731,270
Expenses. Interest paid2014-12-31$18,333
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$18,333
Total income from all sources (including contributions)2014-12-31$1,008,892
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$513,022
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$494,689
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$243,286
Value of total assets at end of year2014-12-31$11,147,088
Value of total assets at beginning of year2014-12-31$10,873,098
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$75
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$74,122
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$155
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$4
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$495,870
Value of net assets at end of year (total assets less liabilities)2014-12-31$10,637,698
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$10,141,828
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$578,249
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$513,119
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$513,119
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$75
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$10,568,684
Assets. Invements in employer securities at beginning of year2014-12-31$10,359,975
Contributions received in cash from employer2014-12-31$243,286
Income. Dividends from common stock2014-12-31$74,122
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$494,689
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$1,553,656
Aggregate carrying amount (costs) on sale of assets2014-12-31$1,553,656
Liabilities. Value of acquisition indebtedness at end of year2014-12-31$509,390
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$731,270
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31POSTLETHWAITE & NETTERVILLE
Accountancy firm EIN2014-12-31721202445
2013 : STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$197,949
Total unrealized appreciation/depreciation of assets2013-12-31$197,949
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$731,270
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$953,150
Expenses. Interest paid2013-12-31$25,544
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$25,544
Total income from all sources (including contributions)2013-12-31$976,370
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$511,451
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$485,907
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$704,080
Value of total assets at end of year2013-12-31$10,873,098
Value of total assets at beginning of year2013-12-31$10,630,059
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$50
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$74,291
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$4
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$4
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$462,500
Value of net income/loss2013-12-31$464,919
Value of net assets at end of year (total assets less liabilities)2013-12-31$10,141,828
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$9,676,909
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$513,119
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$467,087
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$467,087
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$50
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$10,359,975
Assets. Invements in employer securities at beginning of year2013-12-31$10,162,968
Contributions received in cash from employer2013-12-31$241,580
Income. Dividends from common stock2013-12-31$74,291
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$485,907
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$494,023
Aggregate carrying amount (costs) on sale of assets2013-12-31$494,023
Liabilities. Value of acquisition indebtedness at end of year2013-12-31$731,270
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$953,150
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31POSTLETHWAITE & NETTERVILLE
Accountancy firm EIN2013-12-31721202445
2012 : STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$-398,815
Total unrealized appreciation/depreciation of assets2012-12-31$-398,815
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$953,150
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,225,021
Expenses. Interest paid2012-12-31$33,265
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022012-12-31$33,265
Total income from all sources (including contributions)2012-12-31$364,067
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$476,742
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$443,477
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$689,328
Value of total assets at end of year2012-12-31$10,630,059
Value of total assets at beginning of year2012-12-31$11,014,605
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$102
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$73,452
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$4
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$11
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Income. Non cash contributions2012-12-31$392,000
Value of net income/loss2012-12-31$-112,675
Value of net assets at end of year (total assets less liabilities)2012-12-31$9,676,909
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$9,789,584
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$467,087
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$411,056
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$411,056
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$102
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$10,162,968
Assets. Invements in employer securities at beginning of year2012-12-31$10,603,538
Contributions received in cash from employer2012-12-31$297,328
Income. Dividends from common stock2012-12-31$73,452
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$443,477
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$741,438
Aggregate carrying amount (costs) on sale of assets2012-12-31$741,438
Liabilities. Value of acquisition indebtedness at end of year2012-12-31$953,150
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$1,225,021
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31POSTLETHWAITE & NETTERVILLE
Accountancy firm EIN2012-12-31721202445
2011 : STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-623,738
Total unrealized appreciation/depreciation of assets2011-12-31$-623,738
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$1,225,021
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$1,496,901
Expenses. Interest paid2011-12-31$41,992
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-12-31$41,992
Total income from all sources (including contributions)2011-12-31$-234,016
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$663,728
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$621,561
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$313,872
Value of total assets at end of year2011-12-31$11,014,605
Value of total assets at beginning of year2011-12-31$12,184,229
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$175
Total interest from all sources2011-12-31$108
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$75,742
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$11
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$9
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-897,744
Value of net assets at end of year (total assets less liabilities)2011-12-31$9,789,584
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$10,687,328
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$175
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$411,056
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$353,873
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$353,873
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$108
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$10,603,538
Assets. Invements in employer securities at beginning of year2011-12-31$11,830,347
Contributions received in cash from employer2011-12-31$313,872
Income. Dividends from common stock2011-12-31$75,742
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$621,561
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$623,931
Aggregate carrying amount (costs) on sale of assets2011-12-31$623,931
Liabilities. Value of acquisition indebtedness at end of year2011-12-31$1,225,021
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$1,496,901
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31POSTLETHWAITE & NETTERVILLE
Accountancy firm EIN2011-12-31721202445
2010 : STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$876,322
Total unrealized appreciation/depreciation of assets2010-12-31$876,322
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$1,496,901
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$2,167,464
Expenses. Interest paid2010-12-31$63,785
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$63,785
Total income from all sources (including contributions)2010-12-31$1,762,757
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$358,302
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$294,377
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$724,602
Value of total assets at end of year2010-12-31$12,184,229
Value of total assets at beginning of year2010-12-31$11,450,337
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$140
Total interest from all sources2010-12-31$137
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$161,696
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$9
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$19
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,404,455
Value of net assets at end of year (total assets less liabilities)2010-12-31$10,687,328
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$9,282,873
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$140
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$353,873
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$237,068
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$237,068
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$137
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$11,830,347
Assets. Invements in employer securities at beginning of year2010-12-31$11,213,250
Contributions received in cash from employer2010-12-31$724,602
Income. Dividends from common stock2010-12-31$161,696
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$294,377
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$334,584
Aggregate carrying amount (costs) on sale of assets2010-12-31$334,584
Liabilities. Value of acquisition indebtedness at end of year2010-12-31$1,496,901
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$2,167,464
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31POSTLETHWAITE & NETTERVILLE
Accountancy firm EIN2010-12-31721202445

Form 5500 Responses for STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN

2019: STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: STATE BANK & TRUST COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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