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SOUTH WEST CENTER FOR FACIAL & ORAL SURGERY,INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameSOUTH WEST CENTER FOR FACIAL & ORAL SURGERY,INC. 401(K) PROFIT SHARING PLAN
Plan identification number 003

SOUTH WEST CENTER FOR FACIAL & ORAL SURGERY,INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SOUTHWEST CENTER FOR FACIAL & ORAL SURGERY,INC has sponsored the creation of one or more 401k plans.

Company Name:SOUTHWEST CENTER FOR FACIAL & ORAL SURGERY,INC
Employer identification number (EIN):640822719
NAIC Classification:621399
NAIC Description:Offices of All Other Miscellaneous Health Practitioners

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOUTH WEST CENTER FOR FACIAL & ORAL SURGERY,INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-09-23ERIC S LEWIS, DMD2024-07-10
0032022-01-01ERIC LEWIS2023-07-17 ERIC LEWIS2023-07-17
0032021-01-01ERIC LEWIS2022-08-04 ERIC LEWIS2022-08-04
0032020-01-01ERIC LEWIS2021-10-12
0032019-01-01
0032018-01-01ERIC LEWIS ERIC LEWIS2019-06-25
0032017-01-01ERIC LEWIS ERIC LEWIS2018-07-10
0032016-01-01ERIC LEWIS ERIC LEWIS2017-05-02
0032015-01-01ERIC LEWIS ERIC LEWIS2016-08-12
0032015-01-01ERIC LEWIS ERIC LEWIS2016-09-14
0032014-01-01ERIC LEWIS ERIC LEWIS2015-07-17
0032013-01-01ERIC LEWIS ERIC LEWIS2014-10-09
0032012-01-01ERIC LEWIS2013-04-30 ERIC LEWIS2013-04-30
0032011-01-01ERIC S. LEWIS, DMD2012-07-31 ERIC S. LEWIS, DMD2012-07-31
0032010-01-01ERIC LEWIS2011-10-13 ERIC LEWIS2011-10-13

Plan Statistics for SOUTH WEST CENTER FOR FACIAL & ORAL SURGERY,INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for SOUTH WEST CENTER FOR FACIAL & ORAL SURGERY,INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2025: SOUTH WEST CENTER FOR FACIAL & ORAL SURGERY,INC. 401(K) PROFIT SHARING PLAN 2025 401k membership
Total number of particpants at beginning of year2025-04-039
Total number of particpants at end of year2025-04-030
Number of Participants With Account Balances2025-04-030
2022: SOUTH WEST CENTER FOR FACIAL & ORAL SURGERY,INC. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total number of particpants at beginning of year2022-08-048
Total number of particpants at end of year2022-08-048
Number of Participants With Account Balances2022-08-048
2019: SOUTH WEST CENTER FOR FACIAL & ORAL SURGERY,INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-017
Total number of active participants reported on line 7a of the Form 55002019-01-017
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-011
Total of all active and inactive participants2019-01-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-018
Number of participants with account balances2019-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: SOUTH WEST CENTER FOR FACIAL & ORAL SURGERY,INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-017
Total number of active participants reported on line 7a of the Form 55002018-01-016
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-011
Total of all active and inactive participants2018-01-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-017
Number of participants with account balances2018-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SOUTH WEST CENTER FOR FACIAL & ORAL SURGERY,INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-017
Total number of active participants reported on line 7a of the Form 55002017-01-016
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-011
Total of all active and inactive participants2017-01-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-017
Number of participants with account balances2017-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SOUTH WEST CENTER FOR FACIAL & ORAL SURGERY,INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-017
Total number of active participants reported on line 7a of the Form 55002016-01-017
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-017
Number of participants with account balances2016-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SOUTH WEST CENTER FOR FACIAL & ORAL SURGERY,INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-016
Total number of active participants reported on line 7a of the Form 55002015-01-017
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-017
Number of participants with account balances2015-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SOUTH WEST CENTER FOR FACIAL & ORAL SURGERY,INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-016
Total number of active participants reported on line 7a of the Form 55002014-01-016
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-016
Number of participants with account balances2014-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SOUTH WEST CENTER FOR FACIAL & ORAL SURGERY,INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-016
Total number of active participants reported on line 7a of the Form 55002013-01-016
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-016
Number of participants with account balances2013-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010

Financial Data on SOUTH WEST CENTER FOR FACIAL & ORAL SURGERY,INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2025 : SOUTH WEST CENTER FOR FACIAL & ORAL SURGERY,INC. 401(K) PROFIT SHARING PLAN 2025 401k financial data
Total liabilities as of the end of the plan year2025-04-030
Total liabilities as of the beginning of the plan year2025-04-030
Total expenses incurred by plan in this plan year2025-04-031253713
Net assets as of the end of the plan year2025-04-030
Total assets as of the beginning of the plan year2025-04-031185591
Value of plan covered by a fidelity bond2025-04-03500000
Participant contributions to plan in this plan year2025-04-030
Other contributions to plan in this plan year2025-04-030
Other income to plan in this plan year2025-04-0368122
Plan net income in this plan year2025-04-03-1185591
Net assets as of the end of the plan year2025-04-030
Net assets as of the beginning of the plan year2025-04-031185591
Employer contributions to plan in this plan year2025-04-030
Expensese paid to adminstrative service provicers from plan in this plan year2025-04-039831
2022 : SOUTH WEST CENTER FOR FACIAL & ORAL SURGERY,INC. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total liabilities as of the beginning of the plan year2022-08-040
Total expenses incurred by plan in this plan year2022-08-0443842
Net assets as of the end of the plan year2022-08-043493596
Total assets as of the beginning of the plan year2022-08-042909661
Value of plan covered by a fidelity bond2022-08-04500000
Participant contributions to plan in this plan year2022-08-0456231
Other income to plan in this plan year2022-08-04537071
Plan net income in this plan year2022-08-04583935
Net assets as of the end of the plan year2022-08-043493596
Net assets as of the beginning of the plan year2022-08-042909661
Employer contributions to plan in this plan year2022-08-0434475
Expensese paid to adminstrative service provicers from plan in this plan year2022-08-0417947
2019 : SOUTH WEST CENTER FOR FACIAL & ORAL SURGERY,INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources2019-12-31$448,667
Expenses. Total of all expenses incurred2019-12-31$21,297
Total plan assets at end of year2019-12-31$2,962,221
Total plan assets at beginning of year2019-12-31$2,534,851
Value of fidelity bond covering the plan2019-12-31$1,000,000
Total contributions received or receivable from participants2019-12-31$53,814
Other income received2019-12-31$367,637
Net income (gross income less expenses)2019-12-31$427,370
Net plan assets at end of year (total assets less liabilities)2019-12-31$2,962,221
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$2,534,851
Assets. Value of real-estate (other than employer real property)2019-12-31$835,312
Total contributions received or receivable from employer(s)2019-12-31$27,216
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$21,297
2018 : SOUTH WEST CENTER FOR FACIAL & ORAL SURGERY,INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources2018-12-31$-106,270
Expenses. Total of all expenses incurred2018-12-31$19,947
Total plan assets at end of year2018-12-31$2,534,851
Total plan assets at beginning of year2018-12-31$2,661,068
Value of fidelity bond covering the plan2018-12-31$1,000,000
Total contributions received or receivable from participants2018-12-31$53,640
Other income received2018-12-31$-226,760
Net income (gross income less expenses)2018-12-31$-126,217
Net plan assets at end of year (total assets less liabilities)2018-12-31$2,534,851
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$2,661,068
Assets. Value of real-estate (other than employer real property)2018-12-31$926,944
Total contributions received or receivable from employer(s)2018-12-31$66,850
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$19,947
2017 : SOUTH WEST CENTER FOR FACIAL & ORAL SURGERY,INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources2017-12-31$378,360
Expenses. Total of all expenses incurred2017-12-31$16,544
Total plan assets at end of year2017-12-31$2,661,068
Total plan assets at beginning of year2017-12-31$2,299,252
Value of fidelity bond covering the plan2017-12-31$1,000,000
Total contributions received or receivable from participants2017-12-31$52,014
Other income received2017-12-31$259,683
Net income (gross income less expenses)2017-12-31$361,816
Net plan assets at end of year (total assets less liabilities)2017-12-31$2,661,068
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$2,299,252
Assets. Value of real-estate (other than employer real property)2017-12-31$1,005,030
Total contributions received or receivable from employer(s)2017-12-31$66,663
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$16,544
2016 : SOUTH WEST CENTER FOR FACIAL & ORAL SURGERY,INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources2016-12-31$201,912
Expenses. Total of all expenses incurred2016-12-31$14,441
Total plan assets at end of year2016-12-31$2,299,252
Total plan assets at beginning of year2016-12-31$2,111,781
Value of fidelity bond covering the plan2016-12-31$1,000,000
Total contributions received or receivable from participants2016-12-31$52,933
Other income received2016-12-31$69,529
Net income (gross income less expenses)2016-12-31$187,471
Net plan assets at end of year (total assets less liabilities)2016-12-31$2,299,252
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$2,111,781
Assets. Value of real-estate (other than employer real property)2016-12-31$1,005,030
Total contributions received or receivable from employer(s)2016-12-31$79,450
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$14,441
2015 : SOUTH WEST CENTER FOR FACIAL & ORAL SURGERY,INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$211,010
Expenses. Total of all expenses incurred2015-12-31$12,339
Total plan assets at end of year2015-12-31$2,070,313
Total plan assets at beginning of year2015-12-31$1,871,642
Value of fidelity bond covering the plan2015-12-31$1,000,000
Total contributions received or receivable from participants2015-12-31$52,862
Expenses. Other expenses not covered elsewhere2015-12-31$12,339
Other income received2015-12-31$119,613
Net income (gross income less expenses)2015-12-31$198,671
Net plan assets at end of year (total assets less liabilities)2015-12-31$2,070,313
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,871,642
Assets. Value of real-estate (other than employer real property)2015-12-31$1,005,030
Total contributions received or receivable from employer(s)2015-12-31$38,535
2014 : SOUTH WEST CENTER FOR FACIAL & ORAL SURGERY,INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$413,534
Expenses. Total of all expenses incurred2014-12-31$11,565
Total plan assets at end of year2014-12-31$1,871,642
Total plan assets at beginning of year2014-12-31$1,469,673
Value of fidelity bond covering the plan2014-12-31$1,000,000
Total contributions received or receivable from participants2014-12-31$50,492
Other income received2014-12-31$298,073
Net income (gross income less expenses)2014-12-31$401,969
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,871,642
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,469,673
Assets. Value of real-estate (other than employer real property)2014-12-31$837,525
Total contributions received or receivable from employer(s)2014-12-31$64,969
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$11,565
2013 : SOUTH WEST CENTER FOR FACIAL & ORAL SURGERY,INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$271,232
Expenses. Total of all expenses incurred2013-12-31$15,667
Total plan assets at end of year2013-12-31$1,469,673
Total plan assets at beginning of year2013-12-31$1,214,108
Value of fidelity bond covering the plan2013-12-31$300,000
Total contributions received or receivable from participants2013-12-31$39,269
Expenses. Other expenses not covered elsewhere2013-12-31$15,667
Other income received2013-12-31$168,998
Net income (gross income less expenses)2013-12-31$255,565
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,469,673
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,214,108
Assets. Value of real-estate (other than employer real property)2013-12-31$837,525
Total contributions received or receivable from employer(s)2013-12-31$62,965

Form 5500 Responses for SOUTH WEST CENTER FOR FACIAL & ORAL SURGERY,INC. 401(K) PROFIT SHARING PLAN

2019: SOUTH WEST CENTER FOR FACIAL & ORAL SURGERY,INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SOUTH WEST CENTER FOR FACIAL & ORAL SURGERY,INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SOUTH WEST CENTER FOR FACIAL & ORAL SURGERY,INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SOUTH WEST CENTER FOR FACIAL & ORAL SURGERY,INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SOUTH WEST CENTER FOR FACIAL & ORAL SURGERY,INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SOUTH WEST CENTER FOR FACIAL & ORAL SURGERY,INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SOUTH WEST CENTER FOR FACIAL & ORAL SURGERY,INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes

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