CARTER BROTHERS, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CARTER BROTHERS, LLC 401K PLAN
| Measure | Date | Value |
|---|
| 2013 : CARTER BROTHERS, LLC 401K PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-02-28 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-02-28 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-02-28 | $14,355 |
| Total income from all sources (including contributions) | 2013-02-28 | $186,193 |
| Total loss/gain on sale of assets | 2013-02-28 | $0 |
| Total of all expenses incurred | 2013-02-28 | $5,123,149 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-02-28 | $4,940,155 |
| Expenses. Certain deemed distributions of participant loans | 2013-02-28 | $166,971 |
| Value of total corrective distributions | 2013-02-28 | $15,475 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-02-28 | $2,499 |
| Value of total assets at end of year | 2013-02-28 | $0 |
| Value of total assets at beginning of year | 2013-02-28 | $4,951,311 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-02-28 | $548 |
| Total interest from all sources | 2013-02-28 | $11,855 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-02-28 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-02-28 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2013-02-28 | $0 |
| Administrative expenses professional fees incurred | 2013-02-28 | $548 |
| Was this plan covered by a fidelity bond | 2013-02-28 | Yes |
| Value of fidelity bond cover | 2013-02-28 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-02-28 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-02-28 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-02-28 | No |
| Contributions received from participants | 2013-02-28 | $1,767 |
| Participant contributions at end of year | 2013-02-28 | $0 |
| Participant contributions at beginning of year | 2013-02-28 | $166,971 |
| Participant contributions at end of year | 2013-02-28 | $0 |
| Participant contributions at beginning of year | 2013-02-28 | $2,014 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-02-28 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-02-28 | $14,355 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-02-28 | No |
| Value of net income/loss | 2013-02-28 | $-4,936,956 |
| Value of net assets at end of year (total assets less liabilities) | 2013-02-28 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-02-28 | $4,936,956 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-02-28 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-02-28 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-02-28 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-02-28 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-02-28 | $4,428,912 |
| Interest earned on other investments | 2013-02-28 | $11,855 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-02-28 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-02-28 | $352,928 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-02-28 | $352,928 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-02-28 | $171,839 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-02-28 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-02-28 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-02-28 | No |
| Contributions received in cash from employer | 2013-02-28 | $732 |
| Employer contributions (assets) at end of year | 2013-02-28 | $0 |
| Employer contributions (assets) at beginning of year | 2013-02-28 | $486 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-02-28 | $4,940,155 |
| Did the plan have assets held for investment | 2013-02-28 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-02-28 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-02-28 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-02-28 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-02-28 | Disclaimer |
| Accountancy firm name | 2013-02-28 | LONG & ASSOCIATES |
| Accountancy firm EIN | 2013-02-28 | 481273859 |
| 2012 : CARTER BROTHERS, LLC 401K PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $14,355 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $355 |
| Total income from all sources (including contributions) | 2012-12-31 | $1,273,931 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $1,649,996 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,625,570 |
| Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $10,876 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $674,075 |
| Value of total assets at end of year | 2012-12-31 | $4,951,311 |
| Value of total assets at beginning of year | 2012-12-31 | $5,313,376 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $13,550 |
| Total interest from all sources | 2012-12-31 | $58,116 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2012-12-31 | $0 |
| Administrative expenses professional fees incurred | 2012-12-31 | $13,550 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $462,775 |
| Participant contributions at end of year | 2012-12-31 | $166,971 |
| Participant contributions at beginning of year | 2012-12-31 | $204,746 |
| Participant contributions at end of year | 2012-12-31 | $2,014 |
| Participant contributions at beginning of year | 2012-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $64,797 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $14,355 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $355 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $-376,065 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $4,936,956 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $5,313,021 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $4,428,912 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $4,589,528 |
| Interest on participant loans | 2012-12-31 | $5,416 |
| Interest earned on other investments | 2012-12-31 | $52,700 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $352,928 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $519,102 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $519,102 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $541,740 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $146,503 |
| Employer contributions (assets) at end of year | 2012-12-31 | $486 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,625,570 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | LONG & ASSOCIATES, LLC |
| Accountancy firm EIN | 2012-12-31 | 481273859 |
| 2011 : CARTER BROTHERS, LLC 401K PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $839,502 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $340,618 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $316,025 |
| Value of total corrective distributions | 2011-12-31 | $24,243 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,142,035 |
| Value of total assets at end of year | 2011-12-31 | $5,313,409 |
| Value of total assets at beginning of year | 2011-12-31 | $4,814,525 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $350 |
| Total interest from all sources | 2011-12-31 | $18,408 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $805,598 |
| Participant contributions at end of year | 2011-12-31 | $204,779 |
| Participant contributions at beginning of year | 2011-12-31 | $180,835 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $70,700 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $355 |
| Other income not declared elsewhere | 2011-12-31 | $21,290 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $498,884 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $5,313,409 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $4,814,525 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $4,589,528 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $4,330,009 |
| Interest on participant loans | 2011-12-31 | $9,873 |
| Interest earned on other investments | 2011-12-31 | $8,535 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $519,102 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $303,681 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $303,681 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-342,231 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $265,737 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $316,025 |
| Contract administrator fees | 2011-12-31 | $350 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | LONG & ASSOCIATES, LLC |
| Accountancy firm EIN | 2011-12-31 | 481273859 |
| 2010 : CARTER BROTHERS, LLC 401K PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $1,696,137 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $84,743 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $83,124 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $1,080,341 |
| Value of total assets at end of year | 2010-12-31 | $4,814,525 |
| Value of total assets at beginning of year | 2010-12-31 | $3,203,131 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $1,619 |
| Total interest from all sources | 2010-12-31 | $8,538 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $808,377 |
| Participant contributions at end of year | 2010-12-31 | $180,835 |
| Participant contributions at beginning of year | 2010-12-31 | $162,124 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2010-12-31 | $5,476 |
| Administrative expenses (other) incurred | 2010-12-31 | $1,619 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $1,611,394 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $4,814,525 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $3,203,131 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $4,330,009 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $2,705,267 |
| Interest on participant loans | 2010-12-31 | $8,538 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $303,681 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $335,740 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $335,740 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $607,258 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $271,964 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $77,648 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | MORRISON, BROWN, ARGIZ & FARRA, LLC |
| Accountancy firm EIN | 2010-12-31 | 274677688 |
| 2009 : CARTER BROTHERS, LLC 401K PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
